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Microbot Medical Inc. — Director's Dealing 2014
Jan 29, 2014
33819_dirs_2014-01-29_aa9023a3-028b-4f9f-8240-5a99502f6d40.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEMCELLS INC (STEM)
CIK: 0000883975
Period of Report: 2014-01-27
Reporting Person: Stratton Kenneth Blair (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-27 | Common Stock | F | 11921 | $1.41 | Disposed | 407734 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16523 | Indirect |
Footnotes
F1: This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
F2: Includes (1) 280,000 restricted stock units, with 70,000 of this vesting on each of May 24, 2014, May 24, 2015, May 24, 2016, and May 24, 2017; (2) 65,000 restricted stock units, with 32,500 of this vesting on each of January 27, 2015 and January 27, 2016; and (3) 5,000 restricted stock units vesting on June 1, 2014.
F3: Includes shares held in 401(k) account in accordance with issuer's employer-match policies.