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Microbot Medical Inc. — Director's Dealing 2014
Jun 4, 2014
33819_dirs_2014-06-03_2e478c7f-2107-4350-8465-64ac663be207.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEMCELLS INC (STEM)
CIK: 0000883975
Period of Report: 2014-05-24
Reporting Person: Stratton Kenneth Blair (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-24 | Common Stock | F | 26306 | $1.40 | Disposed | 381428 | Direct |
| 2014-06-01 | Common Stock | F | 1879 | $1.39 | Disposed | 379549 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16096 | Indirect |
Footnotes
F1: This is recorded as a code F disposition because the shares were used by the reporting person to pay a tax liabilitty incurred by him for the delivery of the shares incident to the vesting of restricted stock units.
F2: Includes (1) 210,000 restricted stock units, with 70,000 vesting on each of May 24, 2015, May 24, 2016, and May 24, 2017; and (2) 65,000 restricted stock units, with 32,500 of this vesting on each of January 27, 2015 and January 27, 2016
F3: Includes shares held in 401(k) account in accordance with issuer's employer-match policies.