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Microbot Medical Inc. — Director's Dealing 2013
Jun 28, 2013
33819_dirs_2013-06-28_16640d30-d7c8-48f7-b190-b65661dcbb7a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEMCELLS INC (STEM)
CIK: 0000883975
Period of Report: 2013-06-25
Reporting Person: MCGLYNN MARTIN M (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-25 | Common Stock | F | 15032 | $1.48 | Disposed | 1169632 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17433 | Indirect |
Footnotes
F1: This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
F2: Includes (1) 700,000 restricted stock units, with 175,000 of this vesting on each of June 14, 2014, June 14, 2015, June 14, 2016, and June 14, 2017; and (2) 270,666 restricted stock units, with 135,333 of this grant vesting on each of January 27, 2014 and January 27, 2015.
F3: Shares held in 401(k) account in accordance with issuer's employer-match policies.