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Microbot Medical Inc. — Director's Dealing 2012
Jun 4, 2012
33819_dirs_2012-06-04_32f05fa0-253a-4f09-84f4-9f90b0eaac1f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEMCELLS INC (STEM)
CIK: 0000883975
Period of Report: 2012-06-01
Reporting Person: Stratton Kenneth Blair (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-01 | Common Stock | F | 1834 | $0.68 | Disposed | 154839 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6383 | Indirect |
Footnotes
F1: This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
F2: Includes (1) 130,000 restricted stock units, with 32,500 of this vesting on each of January 27, 2013, January 27, 2014, January 27, 2015, and January 27, 2016; (2) 10,000 restricted stock units, with 5,000 vesting on each of June 1, 2013 and June 1, 2014; and (2) 2,333 restricted stock units vesting on May 15, 2013.
F3: Includes shares held in 401(k) account in accordance with issuer's employer-match policies.