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Microbot Medical Inc. — Director's Dealing 2011
May 20, 2011
33819_dirs_2011-05-20_92e434ab-3f34-4aaa-8bbc-ac36b408dfb8.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: STEMCELLS INC (STEM)
CIK: 0000883975
Period of Report: 2011-05-15
Reporting Person: TSUKAMOTO ANN (EVP, Research and Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-15 | Common Stock | F | 10891 | $0.77 | Disposed | 843700 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22834 | Indirect |
| Common Stock | 54223 | Indirect |
Footnotes
F1: This is recorded as a Code F disposition because the shares were used by the reporting person to pay withholding and payroll taxes incurred by her from the delivery of shares incident to the vesting of restricted stock units.
F2: Includes (1) 700,000 restricted stock units, with 233,333 vesting on each of June 1, 2011, June 1, 2012 and June 1, 2013 and (2) 46,666 restricted stock units, with 23,333 vesting on each of May 15, 2012 and May 15, 2013.
F3: 22,834 shares held in a trust as to which Dr. Tsukamoto disclaims beneficial ownership.
F4: Shares held in 401(k) account in accordance wtih issuer's employer-match policies.