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Microbot Medical Inc. — Director's Dealing 2011
Jun 4, 2011
33819_dirs_2011-06-03_ff25ad80-7bf8-4633-9e81-3ee444216f6b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STEMCELLS INC (STEM)
CIK: 0000883975
Period of Report: 2011-06-01
Reporting Person: CRAIG STEWART (SVP, Development & Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-01 | Common Stock | F | 18340 | $0.6579 | Disposed | 266434 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16455 | Indirect |
Footnotes
F1: This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
F2: Includes (1) 150,000 restricted stock units, with 50,000 vesting on each of June 1, 2012, June 1, 2013 and June 1, 2014, and (2) 70,000 restricted stock units, with 23,333 vesting on each of September 15, 2011, September 15, 2012 and September 15, 2013.
F3: Shares held in 401(k) account in accordance with issuer's employer-match policies.