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Microbix Biosystems Inc. — Regulatory Filings 2021
Mar 31, 2021
43412_rns_2021-03-31_5b8d6f71-decb-45ba-86c6-4fe6c9cc7257.pdf
Regulatory Filings
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FORM 13-502F1 CLASS 1 AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE
MANAGEMENT CERTIFICATION
I, _______________________ Jeffrey Karoly , an officer of the reporting issuer noted below have examined this Form 13-502F1 (the Form ) being submitted hereunder to the Ontario Securities Commission and certify that to my knowledge, having exercised reasonable diligence, the information provided in the Form is complete and accurate. (s)________________________________ Jeffrey Karoly Date: __________________________ 31/03/21 Name: Jeffrey Karoly Title: Chief Financial Officer Reporting Issuer Name: Condor Gold plc End date of previous financial year: 31/12/20 Type of Reporting Issuer: Class 1 reporting issuer Class 3B reporting issuer Highest Trading Marketplace: TSX (refer to the definition of “highest trading marketplace” under OSC Rule 13-502 Fees ) Market value of listed or quoted equity securities: (in Canadian Dollars - refer to section 7.1 of OSC Rule 13-502 Fees ) Equity Symbol _________________________ COG 1[st] Specified Trading Period (dd/mm/yy) (refer to the definition of “specified trading period” under OSCRule 13-502 Fees ) _________________ 01/01/20 to _________________ 31/03/20 Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace $________________________ 0.4000 (i) Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period _________________________ 95,163,522 (ii) Market value of class or series (i) x (ii) $_________________________ 38,065,408.8000 (A) 2[nd] Specified Trading Period (dd/mm/yy) (refer to the definition of “specified trading period” under OSC _________________ 01/04/20 to _________________ 30/06/20
(refer to the definition of “specified trading period” under OSC Rule 13-502 Fees )
| Closing price of the security in the class or serieson the last trading day of the specified trading | Closing price of the security in the class or serieson the last trading day of the specified trading | |
|---|---|---|
| period in which such security was listed or quotedon the highest trading marketplace$______________________(iii)Number of securities in the class or series of suchsecurity outstanding at the end of the last tradingday of the specified trading period________________________(iv)Market value of class or series(iii) x (iv)$________________________(B)3rd Specified Trading Period(dd/mm/yy)(refer to the definition of “specified trading period” under OSCRule 13-502_Fees_)_________________ to Closing price of the security in the class or serieson the last trading day of the specified tradingperiod in which such security was listed or quotedon the highest trading marketplace$ _______________________(v)Number of securities in the class or series of suchsecurity outstanding at the end of the last tradingday of the specified trading period**_______**(vi)0.6900117,048,62780,763,552.630001/07/2030/09/200.8500117,910,803 | ||
| Market value of class or series(v) x (vi)$________________________(C)100,224,182.5500 | ||
| 4th Specified Trading Period(dd/mm/yy)(refer to the definition of “specified trading period” under OSCRl 13502 _________________ to _________________01/10/2031/12/20 | ||
| ue -Fees)Closing price of the security in the class or serieson the last trading day of the specified tradingperiod in which such security was listed or quotedon the highest trading marketplace(vii)0.9000 | ||
| ________________________ | ||
| Number of securities in the class or series of such | ||
| security outstanding at the end of the last tradingday of the specified trading period________________________(viii)Market value of class or series(vii) x (viii)$________________________(D)5th Specified Trading Period(dd/mm/yy)(if applicable - refer to the definition of “specified tradingperiod” under OSC Rule 13-502_Fees_)_________________ to _________________Closing price of the security in the class or series118,662,629106,796,366.1000 | ||
| on the last trading day of the specified tradingperiod in which such security was listed or quoted | ||
| on the highest trading marketplace$_______________________(ix)Number of securities in the class or series of such________________________(x) | on the highest trading marketplace$_______________________(ix)Number of securities in the class or series of such________________________(x) | |
security outstanding at the end of the last trading day of the specified trading period Market value of class or series (ix) x (x) $________________________ 0.0000 (E) Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above)) $_________________________ (1) 81,462,377.5200
Average Market Value of Class or Series
(Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above))
(Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary pursuant to paragraph 2.8(1)(c) of OSC Rule 13-502 Fees , if applicable) that was listed or quoted on a marketplace at the end of the previous financial year)
Fair value of outstanding debt securities:
(See paragraph 2.8(1)(b) , and if applicable, paragraph 2.8(1)(c) of OSC Rule 13-502 Fees ) $_________________________ (2)
(Provide details of how value was determined)
Capitalization for the previous financial year
Participation Fee
(1) + (2) $_________________________ 81,462,377.5200 $_________________________ 2,135.00
(For Class 1 reporting issuers, from Appendix A of OSC Rule 13-502 Fees , select the participation fee)
(For Class 3B reporting issuers, from Appendix A.1 of OSC Rule 13-502 Fees , select the participation fee) Late Fee , if applicable (As determined under section 2.7 of OSC Rule 13502 Fees ) $ _________________________ Total Fee Payable (Participation Fee plus Late Fee) $ _________________________ 2,135.00