MICRO-X LIMITED — Major Shareholding Notification 2022

Feb 16, 2022

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme MICRO-X LTD (MX1) ACN/ARSN 153 273 735 1. Details of substantial holder (1) Name Regal Funds Management Pty Ltd (RFM) ACN/ARSN (if applicable) 107 576 821

There was a change in the interests of the substantial holder on 15/02/2022 The previous notice was given to the company on 24/11/2021 The previous notice was dated 22/11/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

follows:
Class of securities (4)	Previous notice		Current notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
ORDINARY	30,574,027	6.64%	25,953,466	*5.64%

*The % substantial is based on the shares on issue of 460,319,291 as disclosed by the Company on 16-02-2022.

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevantinterest	Date of acquisition	Consideration (9)	Class and number of securities
	See Annexure 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered asholder (8)	Nature ofrelevantinterest (6)	Class andnumber ofsecurities	Person'svotes
UBS AG, AUSTRALIABRANCH	UBS NOMINEES PTY LTD	UBS AG, AUSTRALIA BRANCH	HOLDER OFSHARES	2,061,580ORDINARY	2,061,580
CREDIT SUISSE AG	CS THIRD NOMINEES PTYLIMITED	CREDIT SUISSE AG	HOLDER OFSHARES	23,891,886ORDINARY	23,891,886

5. Changes in associatiThe persons who have becwith, the substantial holder	5. Changes in associatiThe persons who have becwith, the substantial holder	onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell362130.671206700Ordinary1206700Sell319311.001064370Ordinary1064370Sell426870.301422901Ordinary1422901Sell21303.0071010Ordinary71010Sell839.102797Ordinary2797Sell34375.00125000Ordinary125000Sell36802.64131438Ordinary131438Sell31289.76115888Ordinary115888Sell29742.54112236Ordinary112236Sell29179.42110111Ordinary110111Sell57359.88212444Ordinary212444Sell5961.5924333Ordinary24333Sell5119.9221333Ordinary21333Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0#REF!0.000Ordinary017/02/2022al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameny HoAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows:Holding diluted due to the issue of 178,336 shares on the 15th of February, 2022.	onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell362130.671206700Ordinary1206700Sell319311.001064370Ordinary1064370Sell426870.301422901Ordinary1422901Sell21303.0071010Ordinary71010Sell839.102797Ordinary2797Sell34375.00125000Ordinary125000Sell36802.64131438Ordinary131438Sell31289.76115888Ordinary115888Sell29742.54112236Ordinary112236Sell29179.42110111Ordinary110111Sell57359.88212444Ordinary212444Sell5961.5924333Ordinary24333Sell5119.9221333Ordinary21333Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0#REF!0.000Ordinary017/02/2022al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameny HoAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows:Holding diluted due to the issue of 178,336 shares on the 15th of February, 2022.	onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell362130.671206700Ordinary1206700Sell319311.001064370Ordinary1064370Sell426870.301422901Ordinary1422901Sell21303.0071010Ordinary71010Sell839.102797Ordinary2797Sell34375.00125000Ordinary125000Sell36802.64131438Ordinary131438Sell31289.76115888Ordinary115888Sell29742.54112236Ordinary112236Sell29179.42110111Ordinary110111Sell57359.88212444Ordinary212444Sell5961.5924333Ordinary24333Sell5119.9221333Ordinary21333Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0#REF!0.000Ordinary017/02/2022al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameny HoAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows:Holding diluted due to the issue of 178,336 shares on the 15th of February, 2022.	onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell362130.671206700Ordinary1206700Sell319311.001064370Ordinary1064370Sell426870.301422901Ordinary1422901Sell21303.0071010Ordinary71010Sell839.102797Ordinary2797Sell34375.00125000Ordinary125000Sell36802.64131438Ordinary131438Sell31289.76115888Ordinary115888Sell29742.54112236Ordinary112236Sell29179.42110111Ordinary110111Sell57359.88212444Ordinary212444Sell5961.5924333Ordinary24333Sell5119.9221333Ordinary21333Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0#REF!0.000Ordinary017/02/2022al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameny HoAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows:Holding diluted due to the issue of 178,336 shares on the 15th of February, 2022.	onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell362130.671206700Ordinary1206700Sell319311.001064370Ordinary1064370Sell426870.301422901Ordinary1422901Sell21303.0071010Ordinary71010Sell839.102797Ordinary2797Sell34375.00125000Ordinary125000Sell36802.64131438Ordinary131438Sell31289.76115888Ordinary115888Sell29742.54112236Ordinary112236Sell29179.42110111Ordinary110111Sell57359.88212444Ordinary212444Sell5961.5924333Ordinary24333Sell5119.9221333Ordinary21333Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0#REF!0.000Ordinary017/02/2022al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameny HoAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows:Holding diluted due to the issue of 178,336 shares on the 15th of February, 2022.	onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell362130.671206700Ordinary1206700Sell319311.001064370Ordinary1064370Sell426870.301422901Ordinary1422901Sell21303.0071010Ordinary71010Sell839.102797Ordinary2797Sell34375.00125000Ordinary125000Sell36802.64131438Ordinary131438Sell31289.76115888Ordinary115888Sell29742.54112236Ordinary112236Sell29179.42110111Ordinary110111Sell57359.88212444Ordinary212444Sell5961.5924333Ordinary24333Sell5119.9221333Ordinary21333Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0#REF!0.000Ordinary017/02/2022al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameny HoAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows:Holding diluted due to the issue of 178,336 shares on the 15th of February, 2022.	onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell362130.671206700Ordinary1206700Sell319311.001064370Ordinary1064370Sell426870.301422901Ordinary1422901Sell21303.0071010Ordinary71010Sell839.102797Ordinary2797Sell34375.00125000Ordinary125000Sell36802.64131438Ordinary131438Sell31289.76115888Ordinary115888Sell29742.54112236Ordinary112236Sell29179.42110111Ordinary110111Sell57359.88212444Ordinary212444Sell5961.5924333Ordinary24333Sell5119.9221333Ordinary21333Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0#REF!0.000Ordinary017/02/2022al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameny HoAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows:Holding diluted due to the issue of 178,336 shares on the 15th of February, 2022.
Name and ACN/		ARSN (if applicable)		Nature of association
NOT A		PPLICABLE
6. AddressesThe addresses of persons
N		ame		Address
Ken		ny Ho		LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000
SignatureAnnexure 1Changes in relevant int
Date	Person who	se relevant interest changed		Nature ofChange	Considerationgiven inrelation tochange	Number ofsecuritiesaffected	Class ofsecurities	Personsvotesaffected
23/11/2021	Reg	al Funds Management		Sell	362130.67	1206700	Ordinary	1206700
24/11/2021	Reg	al Funds Management		Sell	319311.00	1064370	Ordinary	1064370
25/11/2021	Reg	al Funds Management		Sell	426870.30	1422901	Ordinary	1422901
2/12/2021	Reg	al Funds Management		Sell	21303.00	71010	Ordinary	71010
3/12/2021	Reg	al Funds Management		Sell	839.10	2797	Ordinary	2797
7/12/2021	Reg	al Funds Management		Sell	34375.00	125000	Ordinary	125000
7/12/2021	Reg	al Funds Management		Sell	36802.64	131438	Ordinary	131438
13/12/2021	Reg	al Funds Management		Sell	31289.76	115888	Ordinary	115888
13/12/2021	Reg	al Funds Management		Sell	29742.54	112236	Ordinary	112236
14/12/2021	Reg	al Funds Management		Sell	29179.42	110111	Ordinary	110111
14/12/2021	Reg	al Funds Management		Sell	57359.88	212444	Ordinary	212444
8/02/2022	Reg	al Funds Management		Sell	5961.59	24333	Ordinary	24333
9/02/2022	Reg	al Funds Management		Sell	5119.92	21333	Ordinary	21333
15/02/2022	Reg	al Funds Management		Holding diluted due to the issue of 178,336 shares on the 15th of February, 2022.
0/01/19000/01/19000/01/19000/01/19000/01/1900#REF!RegRegRegRegRegReg

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
NOT APPLICABLE

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Kenny Ho	LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000

Signature

Annexure 1

Changes in relevant interests

			Consideration
			given in		Number of		Persons
		Nature of	relation to		securities	Class of	votes
Date	Person whose relevant interest changed	Change	change		affected	securities	affected
23/11/2021	Regal Funds Management	Sell	362130.67		1206700	Ordinary	1206700
24/11/2021	Regal Funds Management	Sell	319311.00		1064370	Ordinary	1064370
25/11/2021	Regal Funds Management	Sell	426870.30		1422901	Ordinary	1422901
2/12/2021	Regal Funds Management	Sell	21303.00		71010	Ordinary	71010
3/12/2021	Regal Funds Management	Sell	839.10		2797	Ordinary	2797
7/12/2021	Regal Funds Management	Sell	34375.00		125000	Ordinary	125000
7/12/2021	Regal Funds Management	Sell	36802.64		131438	Ordinary	131438
13/12/2021	Regal Funds Management	Sell	31289.76		115888	Ordinary	115888
13/12/2021	Regal Funds Management	Sell	29742.54		112236	Ordinary	112236
14/12/2021	Regal Funds Management	Sell	29179.42		110111	Ordinary	110111
14/12/2021	Regal Funds Management	Sell	57359.88		212444	Ordinary	212444
8/02/2022	Regal Funds Management	Sell	5961.59		24333	Ordinary	24333
9/02/2022	Regal Funds Management	Sell	5119.92		21333	Ordinary	21333
15/02/2022	Regal Funds Management	Holding diluted due to the issue of			178,336 shares on the 15th of February, 2022.