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MICRO-X LIMITED — Major Shareholding Notification 2022
Jun 28, 2022
65388_rns_2022-06-28_3192807c-37c7-47fc-94dd-447006d5f3be.pdf
Major Shareholding Notification
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FORM 604 Corporations Act 2001 Section 671B
NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER
To: Company Name/Scheme
MX1 - Micro-X Limited
ACN/ARSN
153 273 735
1. Details of Substantial Holder(1)
Name Acorn Capital Limited ACN/ARSN (if applicable) 082 694 531 There was a change in the interests of the 29/06/2022 substantial holder on The previous notice was given to the company on 19/10/2021 The previous notice was dated 19/10/2021
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of Securities (4) | Previous notice | Previous notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinary | 24,324,957 | 5.29% | 30,102,750 | 6.52% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of Change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annexure A | |||||
Page 1 of 4
4. Present relevant interests
Particulars of each relevant interests of the substantial holder in voting securities after the change are as follows:
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Holder of Relevant Interest Registered Holder of Securities Person Entitled to be Nature of relevant interest (6) Class and Person's
Registered as Holder (8) Number of Votes
Securities
Acorn Capital Ltd State Street Bank and Trust State Street Bank and Trust In its capacity as investment 2,746,231 2,746,231
manager for various
superannuation funds, institutional
i nvestor portfolios and unit trusts
Acorn Capital Ltd JP Morgan Chase Nominees JP Morgan Chase 10,715,192 10,715,192
has the power to exercise , or
Nominees
control of, a right attached to the
securities and has the power to
Acorn Capital Ltd BNP Paribas Securities BNP Paribas Securities d ispose of, or control the exercise 16,641,327 16,641,327
Services Australia Branch Services Australia Branch of a power to dispose of, the
securities.
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5. Changes in Associates
The persons who have become associates (2) of, ceased to be associates, or have change the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Name of Association
6. Addresses
The addresses of persons named in this form are as follows:
| Name |
Address |
|---|---|
| All Relevant Holders | C/O Acorn Capital Limited, Level 4, 2 Russell Street, Melbourne Victoria 3000 |
| Print Name | PAUL PALUMBO | Capacity | Director |
|---|---|---|---|
| Sign Here | Date | 29/06/2022 |
Page 2 of 4
Annexure A
This Annexure A referred to in the Form 604 Notice of Change of Interests of Substantial Holder signed by me and dated 29/06/2022
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..................................................
PAUL PALUMBO Director
19-Oct-2021 to 29-Jun-2022
| Date Of Change | Person whose relevant interest changed |
Nature of Change | Consideration given in relation to change |
Consideration given in relation to change |
Consideration given in relation to change |
Consideration given in relation to change |
Person's votes affected |
|---|---|---|---|---|---|---|---|
| 20/10/2021 21/10/2021 27/10/2021 28/10/2021 29/10/2021 03/11/2021 04/11/2021 05/11/2021 08/11/2021 10/11/2021 11/11/2021 12/11/2021 17/11/2021 29/11/2021 01/12/2021 02/12/2021 03/12/2021 07/12/2021 08/12/2021 10/12/2021 |
Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd Acorn Capital Ltd |
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase |
$5,082.77 $77,202.88 $9,817.12 $34,775.55 $25,273.33 $19,056.65 $1,877.52 $2,395.97 $20,173.52 $31,621.47 $33,788.43 $52,412.68 $61,067.10 $41,502.21 $65,568.95 $45,049.50 $49,677.58 $19,446.38 $9,635.59 $803.23 |
16,378 ordinary shares 249,573 ordinary shares 32,173 ordinary shares 114,230 ordinary shares 82,881 ordinary shares 62,762 ordinary shares 6,149 ordinary shares 7,847 ordinary shares 66,070 ordinary shares 103,563 ordinary shares 110,660 ordinary shares 171,656 ordinary shares 200,000 ordinary shares 143,382 ordinary shares 218,323 ordinary shares 150,000 ordinary shares 170,000 ordinary shares 70,000 ordinary shares 35,000 ordinary shares 3,086 ordinary shares |
16,378 249,573 32,173 114,230 82,881 62,762 6,149 7,847 66,070 103,563 110,660 171,656 200,000 143,382 218,323 150,000 170,000 70,000 35,000 3,086 |
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| 13/12/2021 | Acorn | Capital | Ltd | Purchase | $28,019.79 | 107,650 ordinary shares |
107,650 |
|---|---|---|---|---|---|---|---|
| 22/12/2021 | Acorn | Capital | Ltd | Purchase | $12,764.03 | 50,000 ordinary shares |
50,000 |
| 07/01/2022 | Acorn | Capital | Ltd | Purchase | $3,100.73 | 12,153 ordinary shares |
12,153 |
| 24/02/2022 | Acorn | Capital | Ltd | Purchase | $165,090.75 | 1,000,000 ordinary shares |
1,000,000 |
| 06/05/2022 | Acorn | Capital | Ltd | Purchase | $92,252.23 | 501,926 ordinary shares |
501,926 |
| 10/05/2022 | Acorn | Capital | Ltd | Purchase | $17,047.20 | 105,307 ordinary shares |
105,307 |
| 11/05/2022 | Acorn | Capital | Ltd | Purchase | $16,576.76 | 100,410 ordinary shares |
100,410 |
| 12/05/2022 | Acorn | Capital | Ltd | Purchase | $45,623.36 | 289,000 ordinary shares |
289,000 |
| 30/05/2022 | Acorn | Capital | Ltd | Purchase | $19,642.74 | 122,623 ordinary shares |
122,623 |
| 31/05/2022 | Acorn | Capital | Ltd | Purchase | $31,195.17 | 192,814 ordinary shares |
192,814 |
| 27/06/2022 | Acorn | Capital | Ltd | Purchase | $23,985.36 | 200,000 ordinary shares |
200,000 |
| 28/06/2022 | Acorn | Capital | Ltd | Purchase | $131,984.68 | 1,082,177 ordinary shares |
1,082,177 |
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