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MICRO-X LIMITED Major Shareholding Notification 2022

Jun 28, 2022

65388_rns_2022-06-28_3192807c-37c7-47fc-94dd-447006d5f3be.pdf

Major Shareholding Notification

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FORM 604 Corporations Act 2001 Section 671B

NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER

To: Company Name/Scheme

MX1 - Micro-X Limited

ACN/ARSN

153 273 735

1. Details of Substantial Holder(1)

Name Acorn Capital Limited ACN/ARSN (if applicable) 082 694 531 There was a change in the interests of the 29/06/2022 substantial holder on The previous notice was given to the company on 19/10/2021 The previous notice was dated 19/10/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of Securities (4) Previous notice Previous notice Present Notice Present Notice
Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary 24,324,957 5.29% 30,102,750 6.52%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of Change Person whose relevant
interest changed
Nature of
change (6)
Consideration given in
relation to change (7)
Class and number of
securities affected
Person's votes
affected
See Annexure A

Page 1 of 4

4. Present relevant interests

Particulars of each relevant interests of the substantial holder in voting securities after the change are as follows:

==> picture [510 x 144] intentionally omitted <==

----- Start of picture text -----

Holder of Relevant Interest Registered Holder of Securities Person Entitled to be Nature of relevant interest (6) Class and Person's
Registered as Holder (8) Number of Votes
Securities
Acorn Capital Ltd State Street Bank and Trust State Street Bank and Trust In its capacity as investment 2,746,231 2,746,231
manager for various
superannuation funds, institutional
i nvestor portfolios and unit trusts
Acorn Capital Ltd JP Morgan Chase Nominees JP Morgan Chase 10,715,192 10,715,192
has the power to exercise , or
Nominees
control of, a right attached to the
securities and has the power to
Acorn Capital Ltd BNP Paribas Securities BNP Paribas Securities d ispose of, or control the exercise 16,641,327 16,641,327
Services Australia Branch Services Australia Branch of a power to dispose of, the
securities.
----- End of picture text -----

5. Changes in Associates

The persons who have become associates (2) of, ceased to be associates, or have change the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Name of Association

6. Addresses

The addresses of persons named in this form are as follows:

Name
Address
All Relevant Holders C/O Acorn Capital Limited, Level 4, 2 Russell Street, Melbourne Victoria 3000
Print Name PAUL PALUMBO Capacity Director
Sign Here Date 29/06/2022

Page 2 of 4

Annexure A

This Annexure A referred to in the Form 604 Notice of Change of Interests of Substantial Holder signed by me and dated 29/06/2022

==> picture [91 x 16] intentionally omitted <==

..................................................

PAUL PALUMBO Director

19-Oct-2021 to 29-Jun-2022

Date Of Change Person whose relevant interest
changed
Nature of Change Consideration given in
relation to change
Consideration given in
relation to change
Consideration given in
relation to change
Consideration given in
relation to change
Person's votes
affected
20/10/2021
21/10/2021
27/10/2021
28/10/2021
29/10/2021
03/11/2021
04/11/2021
05/11/2021
08/11/2021
10/11/2021
11/11/2021
12/11/2021
17/11/2021
29/11/2021
01/12/2021
02/12/2021
03/12/2021
07/12/2021
08/12/2021
10/12/2021
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Acorn Capital Ltd
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
$5,082.77
$77,202.88
$9,817.12
$34,775.55
$25,273.33
$19,056.65
$1,877.52
$2,395.97
$20,173.52
$31,621.47
$33,788.43
$52,412.68
$61,067.10
$41,502.21
$65,568.95
$45,049.50
$49,677.58
$19,446.38
$9,635.59
$803.23
16,378
ordinary shares
249,573
ordinary shares
32,173
ordinary shares
114,230
ordinary shares
82,881
ordinary shares
62,762
ordinary shares
6,149
ordinary shares
7,847
ordinary shares
66,070
ordinary shares
103,563
ordinary shares
110,660
ordinary shares
171,656
ordinary shares
200,000
ordinary shares
143,382
ordinary shares
218,323
ordinary shares
150,000
ordinary shares
170,000
ordinary shares
70,000
ordinary shares
35,000
ordinary shares
3,086
ordinary shares
16,378
249,573
32,173
114,230
82,881
62,762
6,149
7,847
66,070
103,563
110,660
171,656
200,000
143,382
218,323
150,000
170,000
70,000
35,000
3,086

Page 3 of 4

13/12/2021 Acorn Capital Ltd Purchase $28,019.79 107,650
ordinary shares
107,650
22/12/2021 Acorn Capital Ltd Purchase $12,764.03 50,000
ordinary shares
50,000
07/01/2022 Acorn Capital Ltd Purchase $3,100.73 12,153
ordinary shares
12,153
24/02/2022 Acorn Capital Ltd Purchase $165,090.75 1,000,000
ordinary shares
1,000,000
06/05/2022 Acorn Capital Ltd Purchase $92,252.23 501,926
ordinary shares
501,926
10/05/2022 Acorn Capital Ltd Purchase $17,047.20 105,307
ordinary shares
105,307
11/05/2022 Acorn Capital Ltd Purchase $16,576.76 100,410
ordinary shares
100,410
12/05/2022 Acorn Capital Ltd Purchase $45,623.36 289,000
ordinary shares
289,000
30/05/2022 Acorn Capital Ltd Purchase $19,642.74 122,623
ordinary shares
122,623
31/05/2022 Acorn Capital Ltd Purchase $31,195.17 192,814
ordinary shares
192,814
27/06/2022 Acorn Capital Ltd Purchase $23,985.36 200,000
ordinary shares
200,000
28/06/2022 Acorn Capital Ltd Purchase $131,984.68 1,082,177
ordinary shares
1,082,177

Page 4 of 4