MICRO-X LIMITED — Major Shareholding Notification 2021

Sep 28, 2021

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Micro-X Ltd (MX1) ACN/ARSN 153 273 735

1. Details of substantial holder (1) Name Regal Funds Management Pty Ltd (RFM) ACN/ARSN (if applicable) 107 576 821

There was a change in the interests of the substantial holder on 27/09/2021 The previous notice was given to the company on 2/08/2021 The previous notice was dated 29/07/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice	Previous notice	Current notice	Current notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
ORDINARY	41,062,795	8.93%	35,943,205	7.82%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevant interest	Date of acquisition	Consideration (9)	Class and number of securities
	See Annexure 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person's votes
MERRILL LYNCH INTERNATIONAL LIMITED	MERRILL LYNCH (AUS) NOMINEES PTY LTD	MERRILL LYNCH INTERNATIONAL LIMITED	HOLDER OF SHARES	4,279,510 ORDINARY	4,279,510
CREDIT SUISSE AG	CS THIRD NOMINEES PTY LIMITED	CREDIT SUISSE AG	HOLDER OF SHARES	31,663,695 ORDINARY	31,663,695

5. Changes in associati The persons who have bec with, the substantial holder	5. Changes in associati The persons who have bec with, the substantial holder	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 49196.50 161300 Ordinary 161300 Sell 10608.51 34221 Ordinary 34221 Sell 29918.41 96511 Ordinary 96511 Sell 19757.29 64778 Ordinary 64778 Sell 34086.15 126245 Ordinary 126245 Sell 41048.84 144031 Ordinary 144031 Sell 70989.57 255542 Ordinary 255542 Sell 8232.80 28887 Ordinary 28887 Sell 15897.56 56777 Ordinary 56777 Sell 11769.93 41298 Ordinary 41298 Sell 92190.85 328549 Ordinary 328549 Sell 6968.64 24888 Ordinary 24888 Sell 21600.20 73221 Ordinary 73221 Sell 18538.43 64684 Ordinary 64684 Sell 54086.61 185737 Ordinary 185737 Sell 10906.32 37608 Ordinary 37608 Sell 76627.14 259753 Ordinary 259753 Sell 29096.10 99000 Ordinary 99000 Sell 36825.44 124832 Ordinary 124832 Sell 22143.44 73910 Ordinary 73910 Sell 7758.50 26300 Ordinary 26300 Sell 6663.30 22211 Ordinary 22211 29/09/2021 gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 49196.50 161300 Ordinary 161300 Sell 10608.51 34221 Ordinary 34221 Sell 29918.41 96511 Ordinary 96511 Sell 19757.29 64778 Ordinary 64778 Sell 34086.15 126245 Ordinary 126245 Sell 41048.84 144031 Ordinary 144031 Sell 70989.57 255542 Ordinary 255542 Sell 8232.80 28887 Ordinary 28887 Sell 15897.56 56777 Ordinary 56777 Sell 11769.93 41298 Ordinary 41298 Sell 92190.85 328549 Ordinary 328549 Sell 6968.64 24888 Ordinary 24888 Sell 21600.20 73221 Ordinary 73221 Sell 18538.43 64684 Ordinary 64684 Sell 54086.61 185737 Ordinary 185737 Sell 10906.32 37608 Ordinary 37608 Sell 76627.14 259753 Ordinary 259753 Sell 29096.10 99000 Ordinary 99000 Sell 36825.44 124832 Ordinary 124832 Sell 22143.44 73910 Ordinary 73910 Sell 7758.50 26300 Ordinary 26300 Sell 6663.30 22211 Ordinary 22211 29/09/2021 gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 49196.50 161300 Ordinary 161300 Sell 10608.51 34221 Ordinary 34221 Sell 29918.41 96511 Ordinary 96511 Sell 19757.29 64778 Ordinary 64778 Sell 34086.15 126245 Ordinary 126245 Sell 41048.84 144031 Ordinary 144031 Sell 70989.57 255542 Ordinary 255542 Sell 8232.80 28887 Ordinary 28887 Sell 15897.56 56777 Ordinary 56777 Sell 11769.93 41298 Ordinary 41298 Sell 92190.85 328549 Ordinary 328549 Sell 6968.64 24888 Ordinary 24888 Sell 21600.20 73221 Ordinary 73221 Sell 18538.43 64684 Ordinary 64684 Sell 54086.61 185737 Ordinary 185737 Sell 10906.32 37608 Ordinary 37608 Sell 76627.14 259753 Ordinary 259753 Sell 29096.10 99000 Ordinary 99000 Sell 36825.44 124832 Ordinary 124832 Sell 22143.44 73910 Ordinary 73910 Sell 7758.50 26300 Ordinary 26300 Sell 6663.30 22211 Ordinary 22211 29/09/2021 gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 49196.50 161300 Ordinary 161300 Sell 10608.51 34221 Ordinary 34221 Sell 29918.41 96511 Ordinary 96511 Sell 19757.29 64778 Ordinary 64778 Sell 34086.15 126245 Ordinary 126245 Sell 41048.84 144031 Ordinary 144031 Sell 70989.57 255542 Ordinary 255542 Sell 8232.80 28887 Ordinary 28887 Sell 15897.56 56777 Ordinary 56777 Sell 11769.93 41298 Ordinary 41298 Sell 92190.85 328549 Ordinary 328549 Sell 6968.64 24888 Ordinary 24888 Sell 21600.20 73221 Ordinary 73221 Sell 18538.43 64684 Ordinary 64684 Sell 54086.61 185737 Ordinary 185737 Sell 10906.32 37608 Ordinary 37608 Sell 76627.14 259753 Ordinary 259753 Sell 29096.10 99000 Ordinary 99000 Sell 36825.44 124832 Ordinary 124832 Sell 22143.44 73910 Ordinary 73910 Sell 7758.50 26300 Ordinary 26300 Sell 6663.30 22211 Ordinary 22211 29/09/2021 gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 49196.50 161300 Ordinary 161300 Sell 10608.51 34221 Ordinary 34221 Sell 29918.41 96511 Ordinary 96511 Sell 19757.29 64778 Ordinary 64778 Sell 34086.15 126245 Ordinary 126245 Sell 41048.84 144031 Ordinary 144031 Sell 70989.57 255542 Ordinary 255542 Sell 8232.80 28887 Ordinary 28887 Sell 15897.56 56777 Ordinary 56777 Sell 11769.93 41298 Ordinary 41298 Sell 92190.85 328549 Ordinary 328549 Sell 6968.64 24888 Ordinary 24888 Sell 21600.20 73221 Ordinary 73221 Sell 18538.43 64684 Ordinary 64684 Sell 54086.61 185737 Ordinary 185737 Sell 10906.32 37608 Ordinary 37608 Sell 76627.14 259753 Ordinary 259753 Sell 29096.10 99000 Ordinary 99000 Sell 36825.44 124832 Ordinary 124832 Sell 22143.44 73910 Ordinary 73910 Sell 7758.50 26300 Ordinary 26300 Sell 6663.30 22211 Ordinary 22211 29/09/2021 gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 49196.50 161300 Ordinary 161300 Sell 10608.51 34221 Ordinary 34221 Sell 29918.41 96511 Ordinary 96511 Sell 19757.29 64778 Ordinary 64778 Sell 34086.15 126245 Ordinary 126245 Sell 41048.84 144031 Ordinary 144031 Sell 70989.57 255542 Ordinary 255542 Sell 8232.80 28887 Ordinary 28887 Sell 15897.56 56777 Ordinary 56777 Sell 11769.93 41298 Ordinary 41298 Sell 92190.85 328549 Ordinary 328549 Sell 6968.64 24888 Ordinary 24888 Sell 21600.20 73221 Ordinary 73221 Sell 18538.43 64684 Ordinary 64684 Sell 54086.61 185737 Ordinary 185737 Sell 10906.32 37608 Ordinary 37608 Sell 76627.14 259753 Ordinary 259753 Sell 29096.10 99000 Ordinary 99000 Sell 36825.44 124832 Ordinary 124832 Sell 22143.44 73910 Ordinary 73910 Sell 7758.50 26300 Ordinary 26300 Sell 6663.30 22211 Ordinary 22211 29/09/2021 gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 49196.50 161300 Ordinary 161300 Sell 10608.51 34221 Ordinary 34221 Sell 29918.41 96511 Ordinary 96511 Sell 19757.29 64778 Ordinary 64778 Sell 34086.15 126245 Ordinary 126245 Sell 41048.84 144031 Ordinary 144031 Sell 70989.57 255542 Ordinary 255542 Sell 8232.80 28887 Ordinary 28887 Sell 15897.56 56777 Ordinary 56777 Sell 11769.93 41298 Ordinary 41298 Sell 92190.85 328549 Ordinary 328549 Sell 6968.64 24888 Ordinary 24888 Sell 21600.20 73221 Ordinary 73221 Sell 18538.43 64684 Ordinary 64684 Sell 54086.61 185737 Ordinary 185737 Sell 10906.32 37608 Ordinary 37608 Sell 76627.14 259753 Ordinary 259753 Sell 29096.10 99000 Ordinary 99000 Sell 36825.44 124832 Ordinary 124832 Sell 22143.44 73910 Ordinary 73910 Sell 7758.50 26300 Ordinary 26300 Sell 6663.30 22211 Ordinary 22211 29/09/2021 gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:
Name and ACN/		ARSN (if applicable)		Nature of association
NOT A		PPLICABLE
6. Addresses The addresses of persons
N		ame		Address
Ken		ny Ho		LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000
Signature Annexure 1 Changes in relevant int
Date	Person who	se relevant interest changed		Nature of Change	Consideration given in relation to change	Number of securities affected	Class of securities	Persons votes affected
30/07/2021	Re	gal Funds Management		Sell	49196.50	161300	Ordinary	161300
30/07/2021	Re	gal Funds Management		Sell	10608.51	34221	Ordinary	34221
4/08/2021	Re	gal Funds Management		Sell	29918.41	96511	Ordinary	96511
5/08/2021	Re	gal Funds Management		Sell	19757.29	64778	Ordinary	64778
26/08/2021	Re	gal Funds Management		Sell	34086.15	126245	Ordinary	126245
30/08/2021	Re	gal Funds Management		Sell	41048.84	144031	Ordinary	144031
31/08/2021	Re	gal Funds Management		Sell	70989.57	255542	Ordinary	255542
1/09/2021	Re	gal Funds Management		Sell	8232.80	28887	Ordinary	28887
2/09/2021	Re	gal Funds Management		Sell	15897.56	56777	Ordinary	56777
3/09/2021	Re	gal Funds Management		Sell	11769.93	41298	Ordinary	41298
6/09/2021	Re	gal Funds Management		Sell	92190.85	328549	Ordinary	328549
7/09/2021	Re	gal Funds Management		Sell	6968.64	24888	Ordinary	24888
8/09/2021	Re	gal Funds Management		Sell	21600.20	73221	Ordinary	73221
9/09/2021	Re	gal Funds Management		Sell	18538.43	64684	Ordinary	64684
10/09/2021	Re	gal Funds Management		Sell	54086.61	185737	Ordinary	185737
13/09/2021	Re	gal Funds Management		Sell	10906.32	37608	Ordinary	37608
14/09/2021	Re	gal Funds Management		Sell	76627.14	259753	Ordinary	259753
14/09/2021	Re	gal Funds Management		Sell	29096.10	99000	Ordinary	99000
14/09/2021	Re	gal Funds Management		Sell	36825.44	124832	Ordinary	124832
15/09/2021	Re	gal Funds Management		Sell	22143.44	73910	Ordinary	73910
15/09/2021	Re	gal Funds Management		Sell	7758.50	26300	Ordinary	26300
15/09/2021	Re	gal Funds Management		Sell	6663.30	22211	Ordinary	22211

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE

6. Addresses

The addresses of persons named in this form are as follows:

Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY Kenny Ho NSW 2000

Signature

Annexure 1

Changes in relevant interests

			Consideration
			given in	Number of		Persons
		Nature of	relation to	securities	Class of	votes
Date	Person whose relevant interest changed	Change	change	affected	securities	affected
30/07/2021	Regal Funds Management	Sell	49196.50	161300	Ordinary	161300
30/07/2021	Regal Funds Management	Sell	10608.51	34221	Ordinary	34221
4/08/2021	Regal Funds Management	Sell	29918.41	96511	Ordinary	96511
5/08/2021	Regal Funds Management	Sell	19757.29	64778	Ordinary	64778
26/08/2021	Regal Funds Management	Sell	34086.15	126245	Ordinary	126245
30/08/2021	Regal Funds Management	Sell	41048.84	144031	Ordinary	144031
31/08/2021	Regal Funds Management	Sell	70989.57	255542	Ordinary	255542
1/09/2021	Regal Funds Management	Sell	8232.80	28887	Ordinary	28887
2/09/2021	Regal Funds Management	Sell	15897.56	56777	Ordinary	56777
3/09/2021	Regal Funds Management	Sell	11769.93	41298	Ordinary	41298
6/09/2021	Regal Funds Management	Sell	92190.85	328549	Ordinary	328549
7/09/2021	Regal Funds Management	Sell	6968.64	24888	Ordinary	24888
8/09/2021	Regal Funds Management	Sell	21600.20	73221	Ordinary	73221
9/09/2021	Regal Funds Management	Sell	18538.43	64684	Ordinary	64684
10/09/2021	Regal Funds Management	Sell	54086.61	185737	Ordinary	185737
13/09/2021	Regal Funds Management	Sell	10906.32	37608	Ordinary	37608
14/09/2021	Regal Funds Management	Sell	76627.14	259753	Ordinary	259753
14/09/2021	Regal Funds Management	Sell	29096.10	99000	Ordinary	99000
14/09/2021	Regal Funds Management	Sell	36825.44	124832	Ordinary	124832
15/09/2021	Regal Funds Management	Sell	22143.44	73910	Ordinary	73910
15/09/2021	Regal Funds Management	Sell	7758.50	26300	Ordinary	26300
15/09/2021	Regal Funds Management	Sell	6663.30	22211	Ordinary	22211

15/09/2021	Regal Funds Management	Sell	311162.17	1054787	Ordinary	1054787
16/09/2021	Regal Funds Management	Sell	24645.82	82098	Ordinary	82098
16/09/2021	Regal Funds Management	Sell	54763.97	179554	Ordinary	179554
17/09/2021	Regal Funds Management	Sell	36293.81	121996	Ordinary	121996
17/09/2021	Regal Funds Management	Sell	30004.75	99783	Ordinary	99783
17/09/2021	Regal Funds Management	Sell	53066.40	176888	Ordinary	176888
20/09/2021	Regal Funds Management	Sell	34209.80	114721	Ordinary	114721
21/09/2021	Regal Funds Management	Sell	54100.66	186554	Ordinary	186554
22/09/2021	Regal Funds Management	Sell	4887.95	16855	Ordinary	16855
23/09/2021	Regal Funds Management	Buy	28724.66	94241	Ordinary	94241
24/09/2021	Regal Funds Management	Sell	8088.28	24887	Ordinary	24887
27/09/2021	Regal Funds Management	Sell	928.53	2857	Ordinary	2857
27/09/2021	Regal Funds Management	Sell	257052.50	822568	Ordinary	822568