MICRO-X LIMITED — Major Shareholding Notification 2021

Nov 23, 2021

Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name Regal Funds Management PtyLtd(RFM) ACN/ARSN (if applicable) 107 576 821 22/11/2021 The previous notice was given to the company on 29/09/2021 The previous notice was dated 27/09/2021 2. Previous and present voting power The % substantial is based on the shares on issue of 460,127,745 as disclosed by the Company on 06-10-2021. 3. Changes in relevant interests 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Nature of relevant interest (6) Class and number of securities Person's votes HOLDER OF SHARES 30,574,027 ORDINARY 30,574,027 Class and number of securities The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: There was a change in the interests of the substantial holder on Class of securities (4) Voting power (5) Person's votes Previous notice Current notice Person's votes Voting power (5) Micro-X Ltd (MX1) 153 273 735 CREDIT SUISSE AG CS THIRD NOMINEES PTY LIMITED CREDIT SUISSE AG Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) ORDINARY Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Consideration (9) 35,943,205 7.82% 30,574,027 6.64% Holder of relevant interest Date of acquisition See Annexure 1	Micro-X Ltd (MX1)
	153 273 735
	Regal Funds Management PtyLtd(RFM)
	107 576 821

5. Changes in associati The persons who have bec with, the substantial holder	5. Changes in associati The persons who have bec with, the substantial holder	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 20281.05 64775 Ordinary 64775 Sell 160992.76 472674 Ordinary 472674 Sell 37950.00 110000 Ordinary 110000 Sell 74796.06 231066 Ordinary 231066 Buy 10254.51 32554 Ordinary 32554 Sell 42062.08 131444 Ordinary 131444 Sell 11164.16 34888 Ordinary 34888 Sell 36819.72 116888 Ordinary 116888 Sell 31500.00 100000 Ordinary 100000 Sell 38680.87 124777 Ordinary 124777 Sell 5104.77 16467 Ordinary 16467 Sell 7761.34 25447 Ordinary 25447 Buy 15250.00 50000 Ordinary 50000 Sell 386.53 1264 Ordinary 1264 Sell 610000.00 2000000 Ordinary 2000000 Sell 75343.19 241562 Ordinary 241562 Sell 8226.84 26850 Ordinary 26850 Sell 53422.92 172332 Ordinary 172332 Sell 32234.84 105446 Ordinary 105446 Sell 6648.57 21447 Ordinary 21447 Sell 15949.04 52053 Ordinary 52053 Sell 9046.37 29544 Ordinary 29544 24/11/2021 gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 20281.05 64775 Ordinary 64775 Sell 160992.76 472674 Ordinary 472674 Sell 37950.00 110000 Ordinary 110000 Sell 74796.06 231066 Ordinary 231066 Buy 10254.51 32554 Ordinary 32554 Sell 42062.08 131444 Ordinary 131444 Sell 11164.16 34888 Ordinary 34888 Sell 36819.72 116888 Ordinary 116888 Sell 31500.00 100000 Ordinary 100000 Sell 38680.87 124777 Ordinary 124777 Sell 5104.77 16467 Ordinary 16467 Sell 7761.34 25447 Ordinary 25447 Buy 15250.00 50000 Ordinary 50000 Sell 386.53 1264 Ordinary 1264 Sell 610000.00 2000000 Ordinary 2000000 Sell 75343.19 241562 Ordinary 241562 Sell 8226.84 26850 Ordinary 26850 Sell 53422.92 172332 Ordinary 172332 Sell 32234.84 105446 Ordinary 105446 Sell 6648.57 21447 Ordinary 21447 Sell 15949.04 52053 Ordinary 52053 Sell 9046.37 29544 Ordinary 29544 24/11/2021 gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 20281.05 64775 Ordinary 64775 Sell 160992.76 472674 Ordinary 472674 Sell 37950.00 110000 Ordinary 110000 Sell 74796.06 231066 Ordinary 231066 Buy 10254.51 32554 Ordinary 32554 Sell 42062.08 131444 Ordinary 131444 Sell 11164.16 34888 Ordinary 34888 Sell 36819.72 116888 Ordinary 116888 Sell 31500.00 100000 Ordinary 100000 Sell 38680.87 124777 Ordinary 124777 Sell 5104.77 16467 Ordinary 16467 Sell 7761.34 25447 Ordinary 25447 Buy 15250.00 50000 Ordinary 50000 Sell 386.53 1264 Ordinary 1264 Sell 610000.00 2000000 Ordinary 2000000 Sell 75343.19 241562 Ordinary 241562 Sell 8226.84 26850 Ordinary 26850 Sell 53422.92 172332 Ordinary 172332 Sell 32234.84 105446 Ordinary 105446 Sell 6648.57 21447 Ordinary 21447 Sell 15949.04 52053 Ordinary 52053 Sell 9046.37 29544 Ordinary 29544 24/11/2021 gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 20281.05 64775 Ordinary 64775 Sell 160992.76 472674 Ordinary 472674 Sell 37950.00 110000 Ordinary 110000 Sell 74796.06 231066 Ordinary 231066 Buy 10254.51 32554 Ordinary 32554 Sell 42062.08 131444 Ordinary 131444 Sell 11164.16 34888 Ordinary 34888 Sell 36819.72 116888 Ordinary 116888 Sell 31500.00 100000 Ordinary 100000 Sell 38680.87 124777 Ordinary 124777 Sell 5104.77 16467 Ordinary 16467 Sell 7761.34 25447 Ordinary 25447 Buy 15250.00 50000 Ordinary 50000 Sell 386.53 1264 Ordinary 1264 Sell 610000.00 2000000 Ordinary 2000000 Sell 75343.19 241562 Ordinary 241562 Sell 8226.84 26850 Ordinary 26850 Sell 53422.92 172332 Ordinary 172332 Sell 32234.84 105446 Ordinary 105446 Sell 6648.57 21447 Ordinary 21447 Sell 15949.04 52053 Ordinary 52053 Sell 9046.37 29544 Ordinary 29544 24/11/2021 gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 20281.05 64775 Ordinary 64775 Sell 160992.76 472674 Ordinary 472674 Sell 37950.00 110000 Ordinary 110000 Sell 74796.06 231066 Ordinary 231066 Buy 10254.51 32554 Ordinary 32554 Sell 42062.08 131444 Ordinary 131444 Sell 11164.16 34888 Ordinary 34888 Sell 36819.72 116888 Ordinary 116888 Sell 31500.00 100000 Ordinary 100000 Sell 38680.87 124777 Ordinary 124777 Sell 5104.77 16467 Ordinary 16467 Sell 7761.34 25447 Ordinary 25447 Buy 15250.00 50000 Ordinary 50000 Sell 386.53 1264 Ordinary 1264 Sell 610000.00 2000000 Ordinary 2000000 Sell 75343.19 241562 Ordinary 241562 Sell 8226.84 26850 Ordinary 26850 Sell 53422.92 172332 Ordinary 172332 Sell 32234.84 105446 Ordinary 105446 Sell 6648.57 21447 Ordinary 21447 Sell 15949.04 52053 Ordinary 52053 Sell 9046.37 29544 Ordinary 29544 24/11/2021 gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 20281.05 64775 Ordinary 64775 Sell 160992.76 472674 Ordinary 472674 Sell 37950.00 110000 Ordinary 110000 Sell 74796.06 231066 Ordinary 231066 Buy 10254.51 32554 Ordinary 32554 Sell 42062.08 131444 Ordinary 131444 Sell 11164.16 34888 Ordinary 34888 Sell 36819.72 116888 Ordinary 116888 Sell 31500.00 100000 Ordinary 100000 Sell 38680.87 124777 Ordinary 124777 Sell 5104.77 16467 Ordinary 16467 Sell 7761.34 25447 Ordinary 25447 Buy 15250.00 50000 Ordinary 50000 Sell 386.53 1264 Ordinary 1264 Sell 610000.00 2000000 Ordinary 2000000 Sell 75343.19 241562 Ordinary 241562 Sell 8226.84 26850 Ordinary 26850 Sell 53422.92 172332 Ordinary 172332 Sell 32234.84 105446 Ordinary 105446 Sell 6648.57 21447 Ordinary 21447 Sell 15949.04 52053 Ordinary 52053 Sell 9046.37 29544 Ordinary 29544 24/11/2021 gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:	on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 20281.05 64775 Ordinary 64775 Sell 160992.76 472674 Ordinary 472674 Sell 37950.00 110000 Ordinary 110000 Sell 74796.06 231066 Ordinary 231066 Buy 10254.51 32554 Ordinary 32554 Sell 42062.08 131444 Ordinary 131444 Sell 11164.16 34888 Ordinary 34888 Sell 36819.72 116888 Ordinary 116888 Sell 31500.00 100000 Ordinary 100000 Sell 38680.87 124777 Ordinary 124777 Sell 5104.77 16467 Ordinary 16467 Sell 7761.34 25447 Ordinary 25447 Buy 15250.00 50000 Ordinary 50000 Sell 386.53 1264 Ordinary 1264 Sell 610000.00 2000000 Ordinary 2000000 Sell 75343.19 241562 Ordinary 241562 Sell 8226.84 26850 Ordinary 26850 Sell 53422.92 172332 Ordinary 172332 Sell 32234.84 105446 Ordinary 105446 Sell 6648.57 21447 Ordinary 21447 Sell 15949.04 52053 Ordinary 52053 Sell 9046.37 29544 Ordinary 29544 24/11/2021 gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management gal Funds Management se relevant interest changed gal Funds Management gal Funds Management gal Funds Management CompanySecretary ARSN (if applicable) PPLICABLE Nature of association ame ny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 KennyHo ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows:
Name and ACN/		ARSN (if applicable)		Nature of association
NOT A		PPLICABLE
6. Addresses The addresses of persons
N		ame		Address
Ken		ny Ho		LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000
Signature Annexure 1 Changes in relevant int
Date	Person who	se relevant interest changed		Nature of Change	Consideration given in relation to change	Number of securities affected	Class of securities	Persons votes affected
28/09/2021	Re	gal Funds Management		Sell	20281.05	64775	Ordinary	64775
29/09/2021	Re	gal Funds Management		Sell	160992.76	472674	Ordinary	472674
29/09/2021	Re	gal Funds Management		Sell	37950.00	110000	Ordinary	110000
6/10/2021	Re	gal Funds Management		Sell	74796.06	231066	Ordinary	231066
6/10/2021	Re	gal Funds Management		Buy	10254.51	32554	Ordinary	32554
7/10/2021	Re	gal Funds Management		Sell	42062.08	131444	Ordinary	131444
7/10/2021	Re	gal Funds Management		Sell	11164.16	34888	Ordinary	34888
7/10/2021	Re	gal Funds Management		Sell	36819.72	116888	Ordinary	116888
8/10/2021	Re	gal Funds Management		Sell	31500.00	100000	Ordinary	100000
11/10/2021	Re	gal Funds Management		Sell	38680.87	124777	Ordinary	124777
12/10/2021	Re	gal Funds Management		Sell	5104.77	16467	Ordinary	16467
13/10/2021	Re	gal Funds Management		Sell	7761.34	25447	Ordinary	25447
13/10/2021	Re	gal Funds Management		Buy	15250.00	50000	Ordinary	50000
14/10/2021	Re	gal Funds Management		Sell	386.53	1264	Ordinary	1264
18/10/2021	Re	gal Funds Management		Sell	610000.00	2000000	Ordinary	2000000
18/10/2021	Re	gal Funds Management		Sell	75343.19	241562	Ordinary	241562
19/10/2021	Re	gal Funds Management		Sell	8226.84	26850	Ordinary	26850
20/10/2021	Re	gal Funds Management		Sell	53422.92	172332	Ordinary	172332
21/10/2021	Re	gal Funds Management		Sell	32234.84	105446	Ordinary	105446
21/10/2021	Re	gal Funds Management		Sell	6648.57	21447	Ordinary	21447
22/10/2021	Re	gal Funds Management		Sell	15949.04	52053	Ordinary	52053
22/10/2021	Re	gal Funds Management		Sell	9046.37	29544	Ordinary	29544

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE

6. Addresses

The addresses of persons named in this form are as follows:

Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY Kenny Ho NSW 2000

Signature

Annexure 1

Changes in relevant interests

			Consideration
			given in	Number of		Persons
		Nature of	relation to	securities	Class of	votes
Date	Person whose relevant interest changed	Change	change	affected	securities	affected
28/09/2021	Regal Funds Management	Sell	20281.05	64775	Ordinary	64775
29/09/2021	Regal Funds Management	Sell	160992.76	472674	Ordinary	472674
29/09/2021	Regal Funds Management	Sell	37950.00	110000	Ordinary	110000
6/10/2021	Regal Funds Management	Sell	74796.06	231066	Ordinary	231066
6/10/2021	Regal Funds Management	Buy	10254.51	32554	Ordinary	32554
7/10/2021	Regal Funds Management	Sell	42062.08	131444	Ordinary	131444
7/10/2021	Regal Funds Management	Sell	11164.16	34888	Ordinary	34888
7/10/2021	Regal Funds Management	Sell	36819.72	116888	Ordinary	116888
8/10/2021	Regal Funds Management	Sell	31500.00	100000	Ordinary	100000
11/10/2021	Regal Funds Management	Sell	38680.87	124777	Ordinary	124777
12/10/2021	Regal Funds Management	Sell	5104.77	16467	Ordinary	16467
13/10/2021	Regal Funds Management	Sell	7761.34	25447	Ordinary	25447
13/10/2021	Regal Funds Management	Buy	15250.00	50000	Ordinary	50000
14/10/2021	Regal Funds Management	Sell	386.53	1264	Ordinary	1264
18/10/2021	Regal Funds Management	Sell	610000.00	2000000	Ordinary	2000000
18/10/2021	Regal Funds Management	Sell	75343.19	241562	Ordinary	241562
19/10/2021	Regal Funds Management	Sell	8226.84	26850	Ordinary	26850
20/10/2021	Regal Funds Management	Sell	53422.92	172332	Ordinary	172332
21/10/2021	Regal Funds Management	Sell	32234.84	105446	Ordinary	105446
21/10/2021	Regal Funds Management	Sell	6648.57	21447	Ordinary	21447
22/10/2021	Regal Funds Management	Sell	15949.04	52053	Ordinary	52053
22/10/2021	Regal Funds Management	Sell	9046.37	29544	Ordinary	29544

22/10/2021	Regal Funds Management	Sell	61258.96	200586	Ordinary	200586
4/11/2021	Regal Funds Management	Sell	58243.58	189966	Ordinary	189966
8/11/2021	Regal Funds Management	Sell	19977.64	64444	Ordinary	64444
18/11/2021	Regal Funds Management	Sell	10814.35	34885	Ordinary	34885
22/11/2021	Regal Funds Management	Sell	269557.61	882927	Ordinary	882927