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M/I HOMES, INC. Director's Dealing 2019

Jul 30, 2019

31197_dirs_2019-07-30_077c74c0-e976-46ce-b197-649ce9833de8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: M/I HOMES, INC. (MHO)
CIK: 0000799292
Period of Report: 2019-07-26

Reporting Person: SCHOTTENSTEIN ROBERT H (Director, Chairman, CEO & President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-07-26 Common Shares M 16500 $23.66 Acquired 78864 Direct
2019-07-26 Common Shares M 33000 $23.79 Acquired 111864 Direct
2019-07-26 Common Shares M 33000 $21.28 Acquired 144864 Direct
2019-07-26 Common Shares M 33000 $16.85 Acquired 177864 Direct
2019-07-26 Common Shares M 33000 $23.34 Acquired 210864 Direct
2019-07-26 Common Shares S 148500 $32.15 Disposed 62364 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-07-26 Option to Purchase Common Shares $23.66 M 16500 Disposed 2023-02-12 Common Shares (16500.0) Direct
2019-07-26 Option to Purchase Common Shares $23.79 M 33000 Disposed 2024-02-12 Common Shares (33000.0) Direct
2019-07-26 Option to Purchase Common Shares $21.28 M 33000 Disposed 2025-02-17 Common Shares (33000.0) Direct
2019-07-26 Option to Purchase Common Shares $16.85 M 33000 Disposed 2026-02-16 Common Shares (33000.0) Direct
2019-07-26 Option to Purchase Common Shares $23.34 M 33000 Disposed 2027-02-08 Common Shares (33000.0) Direct

Footnotes

F1: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person diclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purpose of Section 16 or any other purpose.

F2: The 16,500 options exercised vested on December 31, 2017.

F3: Of the options exercised described on this line, 16,500 vested on December 31, 2017 and 16,500 vested on December 31, 2018.