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M/I HOMES, INC. — Director's Dealing 2013
Feb 21, 2013
31197_dirs_2013-02-21_af662b21-c806-4478-8de5-a652beccb3a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: M I HOMES INC (MHO)
CIK: 0000799292
Period of Report: 2013-02-19
Reporting Person: SCHOTTENSTEIN ROBERT H (Director, Chairman, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-19 | Common Shares | M | 2662 | — | Acquired | 73290 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-12 | Phantom Stock | $ | M | 2622 | Disposed | 2013-02-19 | Common Shares (2662) | Direct |
Footnotes
F1: Common Shares acquired pursuant to 1-for-1 exchange for Phantom Stock units (see Table II).
F2: The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F3: The Phantom Stock units accrued under the 1998 M/I Homes, Inc. Executive Deferred Compensation Plan (the "Plan") in lieu of cash payment for bonus earned in 2009 fiscal year. The reporting person acquired all such Phantom Stock units at the closing price of the M/I Homes, Inc. Common Shares on the New York stock Exchange on the date of allocation of such Phantom Stock units to the reporting person's deferred compensation account under the plan.
F4: 1-for-1