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M/I HOMES, INC. — Director's Dealing 2013
May 15, 2013
31197_dirs_2013-05-15_3e45de87-e813-49f2-a5e6-a6b2ca26fec4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: M I HOMES INC (MHO)
CIK: 0000799292
Period of Report: 2013-05-14
Reporting Person: SCHOTTENSTEIN ROBERT H (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-14 | Common Shares | M | 4619 | $17.66 | Acquired | 77909 | Direct |
| 2013-05-14 | Common Shares | M | 12000 | $7.85 | Acquired | 89909 | Direct |
| 2013-05-14 | Common Shares | M | 15200 | $13.12 | Acquired | 105109 | Direct |
| 2013-05-14 | Common Shares | M | 11241 | $14.18 | Acquired | 116350 | Direct |
| 2013-05-14 | Common Shares | S | 9904 | $26.10 | Disposed | 106446 | Direct |
| 2013-05-14 | Common Shares | S | 56 | $26.1006 | Disposed | 106390 | Direct |
| 2013-05-14 | Common Shares | S | 100 | $26.1025 | Disposed | 106290 | Direct |
| 2013-05-14 | Common Shares | S | 56 | $26.105 | Disposed | 106234 | Direct |
| 2013-05-14 | Common Shares | S | 4505 | $26.11 | Disposed | 101729 | Direct |
| 2013-05-14 | Common Shares | S | 5847 | $26.12 | Disposed | 95882 | Direct |
| 2013-05-14 | Common Shares | S | 4292 | $26.13 | Disposed | 91590 | Direct |
| 2013-05-14 | Common Shares | S | 100 | $26.135 | Disposed | 91490 | Direct |
| 2013-05-14 | Common Shares | S | 2608 | $26.14 | Disposed | 88882 | Direct |
| 2013-05-14 | Common Shares | S | 100 | $26.145 | Disposed | 88782 | Direct |
| 2013-05-14 | Common Shares | S | 2301 | $26.15 | Disposed | 86481 | Direct |
| 2013-05-14 | Common Shares | S | 4630 | $26.16 | Disposed | 81851 | Direct |
| 2013-05-14 | Common Shares | S | 100 | $26.1625 | Disposed | 81751 | Direct |
| 2013-05-14 | Common Shares | S | 2056 | $26.17 | Disposed | 79695 | Direct |
| 2013-05-14 | Common Shares | S | 1400 | $26.18 | Disposed | 78295 | Direct |
| 2013-05-14 | Common Shares | S | 100 | $26.1825 | Disposed | 78195 | Direct |
| 2013-05-14 | Common Shares | S | 1100 | $26.19 | Disposed | 77095 | Direct |
| 2013-05-14 | Common Shares | S | 1257 | $26.20 | Disposed | 75838 | Direct |
| 2013-05-14 | Common Shares | S | 948 | $26.21 | Disposed | 74890 | Direct |
| 2013-05-14 | Common Shares | S | 800 | $26.22 | Disposed | 74090 | Direct |
| 2013-05-14 | Common Shares | S | 800 | $26.23 | Disposed | 73290 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-14 | Option to Purchase Common Shares | $17.66 | M | 4619 | Disposed | 2018-02-12 | Common Shares (4619) | Direct |
| 2013-05-14 | Option to Purchase Common Shares | $7.85 | M | 12000 | Disposed | 2019-02-10 | Common Shares (12000) | Direct |
| 2013-05-14 | Option to Purchase Common Shares | $13.12 | M | 15200 | Disposed | 2020-02-09 | Common Shares (15200) | Direct |
| 2013-05-14 | Option to Purchase Common Shares | $14.18 | M | 11241 | Disposed | 2021-02-08 | Common Shares (11241) | Direct |
Footnotes
F1: The reporting person also indirectly owns 485,400 common shares as sole manager of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F2: The 15,381 options exercised vested on December 31, 2012.
F3: The 12,000 options exercised vested on December 31, 2012.
F4: Of the options exercised, 800 vested on December 31, 2011 and 14,400 vested on Decermber 31, 2012.
F5: The 11,241 options exercised vested on December 31, 2012.