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M/I HOMES, INC. — Director's Dealing 2012
Nov 27, 2012
31197_dirs_2012-11-27_0ac7cfda-9066-4fd0-aaaf-93563d6eb65f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: M I HOMES INC (MHO)
CIK: 0000799292
Period of Report: 2012-11-23
Reporting Person: SCHOTTENSTEIN ROBERT H (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-23 | Common Shares | M | 1344 | $13.12 | Acquired | 71972 | Direct |
| 2012-11-23 | Common Shares | M | 17251 | $13.12 | Acquired | 89223 | Direct |
| 2012-11-23 | Common Shares | S | 10375 | $21.50 | Disposed | 78848 | Direct |
| 2012-11-23 | Common Shares | S | 2500 | $21.51 | Disposed | 76348 | Direct |
| 2012-11-23 | Common Shares | S | 2700 | $21.52 | Disposed | 73648 | Direct |
| 2012-11-23 | Common Shares | S | 500 | $21.53 | Disposed | 73148 | Direct |
| 2012-11-23 | Common Shares | S | 700 | $21.54 | Disposed | 72448 | Direct |
| 2012-11-23 | Common Shares | S | 700 | $21.55 | Disposed | 71748 | Direct |
| 2012-11-23 | Common Shares | S | 700 | $21.56 | Disposed | 71048 | Direct |
| 2012-11-23 | Common Shares | S | 100 | $21.57 | Disposed | 70948 | Direct |
| 2012-11-23 | Common Shares | S | 100 | $21.59 | Disposed | 70848 | Direct |
| 2012-11-23 | Common Shares | S | 20 | $21.65 | Disposed | 70828 | Direct |
| 2012-11-23 | Common Shares | S | 100 | $21.7 | Disposed | 70728 | Direct |
| 2012-11-23 | Common Shares | S | 100 | $21.82 | Disposed | 70628 | Direct |
| 2012-11-26 | Common Shares | M | 27507 | $13.12 | Acquired | 98135 | Direct |
| 2012-11-26 | Common Shares | M | 15000 | $14.18 | Acquired | 113135 | Direct |
| 2012-11-26 | Common Shares | S | 2892 | $21.50 | Disposed | 110243 | Direct |
| 2012-11-26 | Common Shares | S | 3307 | $21.51 | Disposed | 106936 | Direct |
| 2012-11-26 | Common Shares | S | 100 | $21.515 | Disposed | 106836 | Direct |
| 2012-11-26 | Common Shares | S | 1400 | $21.52 | Disposed | 105436 | Direct |
| 2012-11-26 | Common Shares | S | 100 | $21.525 | Disposed | 105336 | Direct |
| 2012-11-26 | Common Shares | S | 1000 | $21.53 | Disposed | 104336 | Direct |
| 2012-11-26 | Common Shares | S | 100 | $21.535 | Disposed | 104236 | Direct |
| 2012-11-26 | Common Shares | S | 1521 | $21.54 | Disposed | 102715 | Direct |
| 2012-11-26 | Common Shares | S | 854 | $21.55 | Disposed | 101861 | Direct |
| 2012-11-26 | Common Shares | S | 800 | $21.56 | Disposed | 101061 | Direct |
| 2012-11-26 | Common Shares | S | 501 | $21.57 | Disposed | 100560 | Direct |
| 2012-11-26 | Common Shares | S | 590 | $21.58 | Disposed | 99970 | Direct |
| 2012-11-26 | Common Shares | S | 509 | $21.59 | Disposed | 99461 | Direct |
| 2012-11-26 | Common Shares | S | 6185 | $21.6 | Disposed | 93276 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-23 | Option to Purchase Common Shares | $13.12 | M | 1344 | Disposed | 2020-02-09 | Common Shares (1344) | Direct |
| 2012-11-23 | Option to Purchase Common Shares | $13.12 | M | 17251 | Disposed | 2020-02-09 | Common Shares (17251) | Direct |
| 2012-11-26 | Option to Purchase Common Shares | $13.12 | M | 27507 | Disposed | 2020-02-09 | Common Shares (27507) | Direct |
| 2012-11-26 | Option to Purchase Common Shares | $14.18 | M | 15000 | Disposed | 2021-02-08 | Common Shares (15000) | Direct |
Footnotes
F1: The reporting person also indirectly owns 485,400 common shares as sole manager of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F2: The 1,344 options exercised vested on December 31, 2011.
F3: The 17,251 options exercised vested on February 9, 2012.
F4: The 27,507 options exercised vested on February 9, 2012.
F5: The 15,000 options exercised vested on December 31, 2011.