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MGP INGREDIENTS INC Director's Dealing 2021

Apr 5, 2021

32795_dirs_2021-04-05_f18016c3-c805-4344-a58b-0b984204e995.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: MGP INGREDIENTS INC (MGPI)
CIK: 0000835011
Period of Report: 2021-04-01

Reporting Person: Lux Paul S. (10% Owner, Member of 10% owner group)
Reporting Person: Lux Michele (10% Owner, member of 10% owner group)
Reporting Person: Erblich Christopher E. (10% Owner, Member of 10% owner group)
Reporting Person: Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012 (10% Owner, Member of 10% owner group)
Reporting Person: Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012 (10% Owner, Member of 10% owner group)
Reporting Person: Lux Catherine N. (10% Owner, Member of 10% owner group)
Reporting Person: PandoTree Trust Company, LLC (10% Owner, Member of 10% owner group)
Reporting Person: Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005 (10% Owner, Member of 10% owner group)
Reporting Person: CNL 2013 Irrevocable Trust dated April 2, 2013 (10% Owner, Member of 10% owner group)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 990557 Indirect
Common Stock 367270 Indirect
Common Stock 367270 Indirect
Common Stock 651011 Indirect
Common Stock 651011 Indirect
Common Stock 183635.0 Direct
Common Stock 183635.0 Direct
Common Stock 623287.0 Direct
Common Stock 27724.0 Direct

Footnotes

F1: Paul S. Lux may be deemed to hold shared voting and dispositive power over the 367,270 shares held by the Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012 and the Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012. Paul S. Lux also may be deemed to have a pecuniary interests in an additional 623,287 shares held by theAnn S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005. Paul S. Lux is the spouse of Leslie Lux.

F2: Michele Lux may be deemed to hold shared voting and dispositive power over the 367,270 shares held by the Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012 and the Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012. Michele Lux is the spouse of Donn S. Lux.

F3: Christopher E. Erblich may be deemed to hold shared voting and dispositive power over the 367,270 shares held by the Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012 and the Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012.

F4: Catherine N. Lux may be deemed to hold shared voting power and dispositive power with respect to the 651,011 Shares held by the Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005 and the CNL 2013 Irrevocable Trust dated April 2, 2013.

F5: PandoTree Trust Company may be deemed to hold shared voting power and dispositive power with respect to the 651,011 Shares held by the Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005 and the CNL 2013 Irrevocable Trust dated April 2, 2013.

F6: These securities are beneficially owned by Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012. Paul S. Lux, Michele Lux and Christopher E. Erblich are the trustees of this trust.

F7: These securities are beneficially owned by Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012. Paul S. Lux, Michele Lux and Christopher E. Erblich are the trustees of this trust.

F8: These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005. Catherine N. Lux and PandoTree Trust Company, LLC are the trustees of this trust.

F9: These securities are beneficially owned by CNL 2013 Irrevocable Trust dated April 2, 2013. Catherine N. Lux and PandoTree Trust Company, LLC are the trustees of this trust.