MGP INGREDIENTS INC — Director's Dealing 2021

Oct 7, 2021

SEC Form 3/A — Form 3/A

Issuer: MGP INGREDIENTS INC (MGPI)
CIK: 0000835011
Period of Report: 2021-04-01

Reporting Person: Lux Paul S. (10% Owner, Member of 10% owner group)
Reporting Person: Lux Michele (10% Owner, member of 10% owner group)
Reporting Person: Erblich Christopher E. (10% Owner, Member of 10% owner group)
Reporting Person: Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012 (10% Owner, Member of 10% owner group)
Reporting Person: Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012 (10% Owner, Member of 10% owner group)
Reporting Person: Lux Catherine N. (10% Owner, Member of 10% owner group)
Reporting Person: PandoTree Trust Company, LLC (10% Owner, Member of 10% owner group)
Reporting Person: Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005 (10% Owner, Member of 10% owner group)
Reporting Person: CNL 2013 Irrevocable Trust dated April 2, 2013 (10% Owner, Member of 10% owner group)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	990828	Indirect
Common Stock	367370	Indirect
Common Stock	367370	Indirect
Common Stock	651189	Indirect
Common Stock	651189	Indirect
Common Stock	183685	Direct
Common Stock	183685	Direct
Common Stock	623458	Direct
Common Stock	27731	Direct

Footnotes

F1: Paul S. Lux may be deemed to hold shared voting and dispositive power over the 367,370 shares held by the Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012 and the Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012. Paul S. Lux also may be deemed to have a pecuniary interest in an additional 623,458 shares held by the Ann S. Lux 2005 Irrevocable Trust FBO Paul S. Lux dated September 16, 2005. Paul S. Lux is the spouse of Leslie P. Lux.

F2: Michele B. Lux may be deemed to hold shared voting and dispositive power over the 367,370 shares held by the Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012 and the Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012. Michele B. Lux is the spouse of Donn S. Lux.

F3: Christopher E. Erblich may be deemed to hold shared voting and dispositive power over the 367,370 shares held by the Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012 and the Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012.

F4: Catherine N. Lux may be deemed to hold shared voting power and dispositive power with respect to the 651,189 Shares held by the Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005 and the CNL 2013 Irrevocable Trust dated April 2, 2013.

F5: PandoTree Trust Company, LLC may be deemed to hold shared voting power and dispositive power with respect to the 651,189 Shares held by the Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005 and the CNL 2013 Irrevocable Trust dated April 2, 2013.

F6: These securities are beneficially owned by Andrew Broddon Lux Luxco Irrevocable Trust dated July 30, 2012. Paul S. Lux, Michele B. Lux and Christopher E. Erblich are the trustees of this trust.

F7: These securities are beneficially owned by Philip Donn Lux Luxco Irrevocable Trust dated July 30, 2012. Paul S. Lux, Michele B. Lux and Christopher E. Erblich are the trustees of this trust.

F8: These securities are beneficially owned by Ann S. Lux 2005 Irrevocable Trust FBO Catherine N. Lux dated September 16, 2005. Catherine N. Lux and PandoTree Trust Company, LLC are the trustees of this trust.

F9: These securities are beneficially owned by CNL 2013 Irrevocable Trust dated April 2, 2013. Catherine N. Lux and PandoTree Trust Company, LLC are the trustees of this trust.