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MGP INGREDIENTS INC — Director's Dealing 2017
Mar 2, 2017
32795_dirs_2017-03-02_42f8dec5-1584-49a4-b8d0-b0c87426c1e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MGP INGREDIENTS INC (MGPI)
CIK: 0000835011
Period of Report: 2017-02-28
Reporting Person: DYKSTRA DAVID E (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-28 | Common Stock | M | 13250 | — | Acquired | 54458 | Direct |
| 2017-02-28 | Common Stock | F | 4307 | $44.23 | Disposed | 50151 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-28 | Restricted Stock Units | $ | M | 13250 | Disposed | Common Stock (13250.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | 2017-11-28 | Common Stock (15000.0) | 15000 | Direct |
| Restricted Stock Units | $ | 2019-01-22 | Common Stock (15000.0) | 15000 | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On March 1, 2012, the reporting person was granted 13,250 restricted stock units, cliff vesting 5 years from the date of grant.
F3: This date was originally reported as 3/1/2017, but should have been 2/28/2017, 5 years after the 3/1/2012 award date. The share close price on 2/28/2017 was the conversion price of the derivative security.
F4: Performance-based restricted stock unit award which will cliff vest on November 28, 2017, 5 years after the award date.
F5: Performance-based restricted stock unit award which will cliff vest on January 22, 2019, 5 years after the award date.