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MFA FINANCIAL, INC. Director's Dealing 2018

Dec 14, 2018

32245_dirs_2018-12-14_777da739-2fef-4742-a313-a37ed21892bd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MFA FINANCIAL, INC. (MFA)
CIK: 0001055160
Period of Report: 2018-12-12

Reporting Person: Yadav Sunil (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-12 Common Stock A 32487 Acquired 293401.772 Direct
2018-12-12 Common Stock F 15909 $7.01 Disposed 277492.772 Direct

Footnotes

F1: The shares acquired by the Reporting Person were received as a portion of the Reporting Person's annual incentive compensation and are fully vested as of the date of grant. The net shares acquired (i.e., net of the surrender of a portion of the shares acquired in order to satisfy tax obligations (as described in Note 3 below)) are subject to a three-year holding period and may not be sold or otherwise transferred prior to December 12, 2021.

F2: Includes 49.772 shares acquired under the dividend reinvestment feature of the MFA Financial, Inc. Discount Waiver, Direct Stock Purchase and Dividend Reinvestment Plan.

F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the receipt by the Reporting Person of the shares described in Note 1 above.