MFA FINANCIAL, INC. — Director's Dealing 2017

Jan 12, 2017

SEC Form 4/A — Form 4/A

Issuer: MFA FINANCIAL, INC. (MFA)
CIK: 0001055160
Period of Report: 2016-07-15

Reporting Person: FREYDBERG RONALD A (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-07-15	Common Stock	M	2245	—	Acquired	541617	Direct
2016-07-15	Common Stock	F	1058	$7.29	Disposed	540559	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-07-15	Phantom Shares	$	M	2245	Disposed	2016-07-15	Common Stock (2245)	Direct

Footnotes

F1: Shares acquired pursuant to the settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in each of July 2013 and July 2014.

F2: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.

F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Note 1 above.

F4: Settlement of time-based phantom shares granted to the Reporting Person in each of July 2013 and July 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.