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MFA FINANCIAL, INC. — Director's Dealing 2017
Jul 19, 2017
32245_dirs_2017-07-19_4e91dab4-a804-438b-b386-daadae4597da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MFA FINANCIAL, INC. (MFA)
CIK: 0001055160
Period of Report: 2017-07-17
Reporting Person: FREYDBERG RONALD A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-17 | Common Stock | M | 1112 | — | Acquired | 560266 | Direct |
| 2017-07-17 | Common Stock | F | 552 | $8.53 | Disposed | 559714 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-17 | Phantom Shares | $ | M | 1112 | Disposed | 2017-07-17 | Common Stock (1112) | Direct |
Footnotes
F1: Shares acquired pursuant to the settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in July 2014.
F2: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.
F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Note 1 above.
F4: Settlement of time-based restricted stock units (i.e., phantom stock) granted to the Reporting Person in July 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.