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MFA FINANCIAL, INC. — Director's Dealing 2014
Jan 10, 2014
32245_dirs_2014-01-10_f9bcab41-ac4e-4308-8a56-ca5c39f5b422.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MFA FINANCIAL, INC. (MFA)
CIK: 0001055160
Period of Report: 2014-01-01
Reporting Person: Kristjansson Gudmundur (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK, PAR VALUE $0.01 PER SHARE | 81991 | Direct |
| 7.5% Series B Cumulative Redeemable Preferred Stock | 2250 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Shares | $ | Common Stock (35000) | Direct | ||
| Phantom Shares | $ | Common Stock (17500) | Direct |
Footnotes
F1: These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2014, and thereafter will be settled in an equivalent number of shares of MFA common stock on the earlier of termination of service with MFA or January 4, 2016.
F2: Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.
F3: These phantom shares are scheduled to vest subject to forfeiture, on December 31, 2014 (subject to MFA's achievement of specified performance goals), and thereafter will be settled in an equivalent number of shares of MFA common stock on the earlier of termination of service with MFA or January 4, 2016.