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MFA FINANCIAL, INC. — Director's Dealing 2013
Mar 14, 2013
32245_dirs_2013-03-14_83555894-dfcd-44f3-b2fc-8fda13b7307a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MFA FINANCIAL, INC. (MFA)
CIK: 0001055160
Period of Report: 2012-10-31
Reporting Person: ZIMMERMAN STEWART (Chairman and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-31 | Phantom Share | $ | A | 14625 | Acquired | Common Stock (14625) | Direct | |
| 2012-10-31 | Phantom Share | $ | A | 7313 | Acquired | Common Stock (7313) | Direct |
Footnotes
F1: Each phantom share is the economic equivalent of one share of MFA's common stock, par value $0.01 per share.
F2: These phantom shares are subject to forfeiture until December 31, 2013, and thereafter are settled not earlier than January 2, 2014 and not later than January 31, 2014
F3: These phantom shares are subject to forfeiture until December 31, 2013, subject, to MFA's achievement of specified performance goals, and thereafter, are settled not earlier than January 2, 2014 and not later than January 31, 2014.
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