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MFA FINANCIAL, INC. Director's Dealing 2013

Mar 14, 2013

32245_dirs_2013-03-14_83555894-dfcd-44f3-b2fc-8fda13b7307a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MFA FINANCIAL, INC. (MFA)
CIK: 0001055160
Period of Report: 2012-10-31

Reporting Person: ZIMMERMAN STEWART (Chairman and CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-10-31 Phantom Share $ A 14625 Acquired Common Stock (14625) Direct
2012-10-31 Phantom Share $ A 7313 Acquired Common Stock (7313) Direct

Footnotes

F1: Each phantom share is the economic equivalent of one share of MFA's common stock, par value $0.01 per share.

F2: These phantom shares are subject to forfeiture until December 31, 2013, and thereafter are settled not earlier than January 2, 2014 and not later than January 31, 2014

F3: These phantom shares are subject to forfeiture until December 31, 2013, subject, to MFA's achievement of specified performance goals, and thereafter, are settled not earlier than January 2, 2014 and not later than January 31, 2014.