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MFA FINANCIAL, INC. — Director's Dealing 2013
Jul 17, 2013
32245_dirs_2013-07-17_3f879edd-6759-47d8-afa6-a62063150748.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MFA FINANCIAL, INC. (MFA)
CIK: 0001055160
Period of Report: 2013-07-15
Reporting Person: FREYDBERG RONALD A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-15 | Common Stock | M | 6600 | — | Acquired | 487317 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-15 | Phantom Shares | $ | M | 2200 | Disposed | 2013-07-15 | Common Stock (2200) | Direct |
| 2013-07-15 | Phantom Shares | $ | M | 4400 | Disposed | 2013-07-15 | Common Stock (4400) | Direct |
Footnotes
F1: Settlement of phantom shares.
F2: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.
F3: Settlement of vested portion of time-based phantom shares granted in each of July 2011 and July 2012. Each phantom share is the economic equivalent of one share of MFA Financial, Inc. common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.
F4: Settlement of vested portion of performance-based phantom shares granted in each of July 2011 and July 2012. Each phantom share is the economic equivalent of one share of MFA Financial, Inc. common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.