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MFA FINANCIAL, INC. — Director's Dealing 2010
Dec 17, 2010
32245_dirs_2010-12-17_745700dd-a809-4474-932a-09187ff34307.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MFA FINANCIAL, INC. (MFA)
CIK: 0001055160
Period of Report: 2010-12-16
Reporting Person: GORIN WILLIAM S (Director, President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-16 | Common Stock, par value $0.01 per share | A | 79463 | — | Acquired | 514445 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-16 | Phantom Share | $ | A | 56500 | Acquired | Common Stock (56500) | Direct | |
| 2010-12-16 | Phantom Share | $ | A | 28250 | Acquired | Common Stock (28250) | Direct |
Footnotes
F1: 1. Each phantom share is the economic equivalent of one share of MFA's common stock, par value $0.01 per share.
F2: 2. These phantom shares shall no longer be subject to forfeiture on December 31, 2014 and, thereafter, are payable on the earlier of termination of service with MFA or January 4, 2016.
F3: 3. These phantom shares shall no longer be subject to forfeiture on December 31, 2014 (subject to MFA's achievement of specified performance goals) and, thereafter, are payable on the earlier of termination of service with MFA or January 4, 2016.