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MEXCO ENERGY CORP — Director's Dealing 2021
Oct 5, 2021
34988_dirs_2021-10-05_8c0bf581-1b8e-48d1-b3ee-6651fd6a68e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MEXCO ENERGY CORP (MXC)
CIK: 0000066418
Period of Report: 2021-10-04
Reporting Person: MCCOMIC TAMMY (PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-04 | MXC COMMON STOCK | M | 7000 | $5.98 | Acquired | 68215 | Direct |
| 2021-10-04 | MXC COMMON STOCK | M | 4000 | $7.00 | Acquired | 68215 | Direct |
| 2021-10-04 | MXC COMMON STOCK | S | 1000 | $12.20 | Disposed | 67215 | Direct |
| 2021-10-04 | MXC COMMON STOCK | S | 1000 | $12.25 | Disposed | 66215 | Direct |
| 2021-10-04 | MXC COMMON STOCK | S | 500 | $14.111 | Disposed | 65715 | Direct |
| 2021-10-04 | MXC COMMON STOCK | S | 3500 | $14.01 | Disposed | 62215 | Direct |
| 2021-10-04 | MXC COMMON STOCK | S | 5000 | $16.248 | Disposed | 57215 | Direct |
| 2021-10-05 | MXC COMMON STOCK | M | 1000 | $5.98 | Acquired | 57215 | Direct |
| 2021-10-05 | MXC COMMON STOCK | S | 1000 | $14.1175 | Disposed | 56215 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-04 | STOCK OPTIONS | $5.98 | A | 7000 | Acquired | 2023-04-23 | COMMON STOCK (7000) | Direct |
| 2021-10-04 | STOCK OPTIONS | $7.00 | A | 4000 | Acquired | 2024-08-01 | COMMON STOCK (4000) | Direct |
| 2021-10-05 | STOCK OPTIONS | $5.98 | A | 1000 | Acquired | 2023-04-23 | COMMON STOCK (1000) | Direct |
Footnotes
F1: Options granted pursuant to Mexco Energy Corporation 2009 Employee Incentive Stock Plan.
F2: Of these 105,000 option shares, 55,000 are vested and can be acquired at the following prices: 12,000 shares @ $5.98 per share; 18,000 shares @ $7.00 per share; 18,750 @ $4.84 per share; 6,250 @ $3.34 per share.
F3: Direct beneficial holdings after the sale total 56,215 shares which include vested options to acquire shares of the Registrant's Common Stock, $0.50 par value, as follows: 12,000 shares @ $5.98 per share; 18,000 shares @ $7.00 per share; 18,750 @ $4.84 per share; and 6,250 @ $3.34 per share.