Metroglobal Limited — Regulatory Filings 2021

Jun 30, 2021

METROGLOBAL Limited

June 30, 2021

To,

DCS-Listing. 1st Floor, New Trading Ring, Rotunda Building, P.J. Towers,

Dalal Street, Mumbai-411 001

Scrip Code: 500159

Sub; Annual Compliance Report for the year ended 31st March, 2021

Dear Sir,

In terms of Regulation 24A of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, read with SEBI Circular No. CIR/CFD/CMD1/27/2019 dated 8th February, 2019, please find enclosed Annual Secretarial Compliance Report duly issued and signed by Mr Jignesh Ashvinkumar Shah, Practicing Company Secretary, Ahmedabad, for the year ended 31st March, 2021.

Kindly take the same on record.

Thanking You,

Yours Faithfully,

For METROGLOBAL LIMITED,

Nitin S.Shah

Company Secretary & Compliance officer ACS-7088

CS JIGNESH ASHVINKUMAR SHAH COMPANY SECRETARY 406, GANESH PLAZZA, OPP. SWAMINARAYAN AVENUE, ANJALI CROSS ROAD, AHMEDABAD-380007 PHONE NUMBER 9327432668.

Secretarial Compliance Report of METROGLOBAL LIMITED for the year ended on 31ST MARCH 2021

We, Jignesh A. Shah, Practicing Company Secretaries have examined:

• (a) all the documents and records made available to us and explanation provided by officers and staff of METROGLOBAL LIMITED ("the listed entity"),
• (b) the filings/ submissions made by the listed entity to the stock exchanges,
• (c) website of the listed entity,
• (d) any other document/ filing, as may be relevant, which has been relied upon to make this certification.

for the year ended on 31st March 2021 ("Review Period") in respect of compliance with the provisions of:

• (a) the Securities and Exchange Board of India Act, 1992 ("SEBI Act") and the Regulations, circulars, guidelines issued thereunder; and
• (b) the Securities Contracts (Regulation) Act, 1956 ("SCRA"), rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of India ("SEBI").

The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined, include: -

• (a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015;
• (b) Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018; (Not Applicable During the Year)
• (c) Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

CS JIGNESH ASHVINKUMAR SHAH COMPANY SECRETARY 406, GANESH PLAZZA, OPP. SWAMINARAYAN AVENUE, ANJALI CROSS ROAD, AHMEDABAD-380007 PHONE NUMBER 9327432668 -

(d) Securities and Exchange Board of India (Buyback of Securities) Regulations, 2018 (Not Applicable During the period under the Report).

• (d) Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014; (Not Applicable during the year)
• (e) Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008; (Not Applicable during the year)
• (g) Securities and Exchange Board of India (Issue and Listing of Non-Convertible and Redeemable Preference Shares) Regulations, 2013; (Not Applicable During the Year)
• (h) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015; as applicable and circulars/ guidelines issued thereunder.

and based on above examination, I hereby report that during the Review Period:

(a) The listed entity has complied with the provisions of the above Regulations and circulars/guidelines issued thereunder, except in respect of matters as specified below:

SR.NO.	ComplianceRequirements(Regulations/circulars/guidelines includingspecific clause)	Deviations	Observations/Remarksof Practicing CompanySecretary
	Nil	Nil	Nil

CS JIGNESH ASHVINKUMAR SHAH COMPANY SECRETARY 406, GANESH PLAZZA, OPP. SWAMINARAYAN AVENUE, ANJALI CROSS ROAD, AHMEDABAD-380007 PHONE NUMBER 9327432668.

(b) The listed entity has maintained proper records under the provisions of the above Regulations and circulars/ guidelines issued thereunder in so far as it appears from my examination of those records.

(c) The following are the details of action taken against the listed entity/its promoters/Directors/ material subsidiaries either by SEBI or by Stock Exchanges (including / under the Standard Operating Procedures issued by SEBI through various circulars) under the Acts/ Regulations and circulars/ guidelines issued thereunder:

Sr.Noia)	Actiontaken by	Details of violation	Details ofaction taken.E.g. fines,disbursements,warning letter,etc.	Observations/Remarks ofPracticingCompanySecretary
$\mathbf{1}$	BombayStockExchange	Late - Submission ofFinancial Results for theQuarter ended March-2019(Exchange has issued aletter)	Imposition ofPenalty	The Notice wassuitable replyand it was acontentionfrom theCompany thatthey haverectified theerror and paidthe penalty tothe tune of Rs.$5900 = 00$

(d) The listed entity has taken the following actions to comply with the observations made in previous reports:

ste

Sr.No.	Observationsof PracticingCompanySecretary in thepreviousreports	Observations madein Secretarialcompliance reportfor the year ended	Actions takenby listedentity if any	Comments ofthe PracticingCompanySecretary onthe actions
------------	--------------------------------------------------------------------------------------------	--------------------------------------------------------------------------------	----------------------------------------------------	--------------------------------------------------------------------------------

CS JIGNESH ASHVINKUMAR SHAH COMPANY SECRETARY 406, GANESH PLAZZA, OPP. SWAMINARAYAN AVENUE, ANJALI CROSS ROAD, AHMEDABAD-380007 PHONE NUMBER 9327432668.

		(The years are to bementioned)		taken by thelisted entity
$\mathbf{1}$	Regulation 17	Composition of theBoard	One moreIndependentDirectorAppointedand passedtheIndependent	Compositionof the Board isnow regular inline withRegulationnow
			DirectorsExamination

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CS Jignesh A. Shah Company Secretary COP Number 12140 M. No. ACS 21389 Date: - 30/06/2021 UDIN:- A021389C000550381