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METLIFE INC — Director's Dealing 2019
Mar 5, 2019
29995_dirs_2019-03-05_629b6df4-c612-4854-93ff-62285ce84a31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: METLIFE INC (MET)
CIK: 0001099219
Period of Report: 2019-03-01
Reporting Person: Goulart Steven J (EVP & Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-01 | Common Stock | M | 6070 | — | Acquired | 107050 | Direct |
| 2019-03-01 | Common Stock | F | 2990 | $45.55 | Disposed | 104060 | Direct |
| 2019-03-01 | Common Stock | M | 4447 | — | Acquired | 108507 | Direct |
| 2019-03-01 | Common Stock | F | 2191 | $45.55 | Disposed | 106316 | Direct |
| 2019-03-04 | Common Stock | M | 3297 | — | Acquired | 109613 | Direct |
| 2019-03-04 | Common Stock | F | 1624 | $45.66 | Disposed | 107989 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-01 | Restricted Stock Units | $ | M | 6070 | Disposed | Common Stock (6070) | Direct | |
| 2019-03-01 | Restricted Stock Units | $ | M | 4447 | Disposed | Common Stock (4447) | Direct | |
| 2019-03-04 | Restricted Stock Units | $ | M | 3297 | Disposed | Common Stock (3297) | Direct |
Footnotes
F1: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.
F2: Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Restricted Stock Unit payout.
F3: Includes 647 Restricted Stock Units previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the Restricted Stock Units in light of the distribution by MetLife, Inc., to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the Restricted Stock Units.
F4: The Restricted Stock Units vest in three installments on the first business day in March on or following each of the first three anniversaries of the Grant Date.
F5: Includes 474 Restricted Stock Units previously added to the reporting person's award through an adjustment to maintain the intrinsic value of the Restricted Stock Units in light of the distribution by MetLife, Inc., to its shareholders of Brighthouse Financial, Inc. common stock. The reporting person did not receive shares of Brighthouse Financial, Inc. common stock on account of the Restricted Stock Units.