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METLIFE INC — Director's Dealing 2019
Feb 28, 2019
29995_dirs_2019-02-28_6bea9bfa-664c-4fc6-8ab9-3f4cc5ff5ea0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: METLIFE INC (MET)
CIK: 0001099219
Period of Report: 2019-02-26
Reporting Person: O'DONNELL WILLIAM C (EVP & Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-26 | Common Stock | A | 2364 | $44.65 | Acquired | 13324 | Direct |
| 2019-02-26 | Common Stock | F | 917 | $44.65 | Disposed | 12407 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-26 | Employee Stock Option (Right to Buy) | $44.65 | A | 10081 | Acquired | 2029-02-25 | Common Stock (10081) | Direct |
| 2019-02-26 | Restricted Stock Units | $ | A | 3360 | Acquired | Common Stock (3360) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1292 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Equivalent Units | $ | Common Stock () | 313 | Direct |
Footnotes
F1: Shares acquired from the payout of the 2016-2018 Performance Share Award following determination of the performance factor for such award.
F2: Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Performance Share payout.
F3: Between March 1, 2018 and February 27, 2019, the reporting person acquired 103 shares in the MetLife, Inc. common stock fund of the MetLife 401(k) Plan. The information in this report is based on plan information as of February 27, 2019.
F4: The reported holding reflects interests in a MetLife, Inc. common stock fund allocated to and indirectly held by the reporting person under the MetLife 401(k) Plan, a "Qualified Plan" under Rule 16b-3(b)(4).
F5: The options become exercisable in three installments on February 26, 2020, 2021 and 2022.
F6: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.
F7: The Restricted Stock Units vest in three installments on March 2, 2020, March 1, 2021 and March 1, 2022.
F8: Each Common Stock Equivalent Unit is the economic value of one share of MetLife, Inc. common stock. Common Stock Equivalent Units were acquired pursuant to the MetLife Auxiliary Match Plan, an "Excess Benefit Plan" under Rule 16b-3(b)(2). When such Common Stock Equivalent Units are distributed, they are settled in cash.
F9: Between February 3, 2018 and February 27, 2019, the reporting person acquired 37 Common Stock Equivalents under the MetLife Auxiliary Match Plan. The information in this report is based on plan information as of February 27, 2019.