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METLIFE INC — Director's Dealing 2017
Jun 9, 2017
29995_dirs_2017-06-09_27c7f0b2-9d04-4be4-90e5-81ab736f757b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: METLIFE INC (MET)
CIK: 0001099219
Period of Report: 2017-06-01
Reporting Person: O'DONNELL WILLIAM C (EVP & Chief Accounting Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8944 | Direct |
| Common Stock | 1131.5983 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Equivalent Units | $ | Common Stock (226.6014) | Direct | ||
| Restricted Stock Units | $ | Common Stock (600) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1606) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1764) | Direct | ||
| Employee Stock Options (Right to Buy) | $60.51 | 2018-02-25 | Common Stock (2250) | Direct | |
| Employee Stock Options (Right to Buy) | $45.79 | 2021-02-23 | Common Stock (3500) | Direct |
Footnotes
F1: The reported holding reflects interests in a MetLife, Inc. common stock fund allocated to and indirectly held by the reporting person under the Savings and Investment Plan for Employees of Metropolitan Life and Participating Affiliates, a "Qualified Plan" under Rule 16b-3(b)(4).
F2: Each Common Stock Equivalent Unit is the economic value of one share of MetLife, Inc. common stock. These Common Stock Equivalent Units were acquired pursuant to the Metropolitan Life Auxiliary Savings and Investment Plan, an "Excess Benefit Plan" under Rule 16b-3(b)(2). When such Common Stock Equivalent Units are distributed, they are settled in cash.
F3: These Restricted Stock Units will vest on February 24, 2018.
F4: Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.
F5: These Restricted Stock Units will vest in two installments on March 1, 2018 and 2019.
F6: These Restricted Stock Units will vest in three installments on March 1, 2018, 2019 and 2020.
F7: These options became exercisable in three installments on February 26, 2009, 2010 and 2011. The reported number of underlying shares represent outstanding unexercised options.
F8: These options became exercisable in three installments on February 23, 2012, 2013 and 2014. The reported number of underlying shares represent outstanding unexercised options.