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METLIFE INC — Director's Dealing 2012
Dec 21, 2012
29995_dirs_2012-12-21_af157cbc-519c-452c-959c-38639890a667.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: METLIFE INC (MET)
CIK: 0001099219
Period of Report: 2012-12-20
Reporting Person: WHEELER WILLIAM J (President of the Americas)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-20 | Common Stock | M | 28500 | $26.00 | Acquired | 240879 | Direct |
| 2012-12-20 | Common Stock | S | 28500 | $33.2167 | Disposed | 212379 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-20 | Employee Stock Option (Right to Buy) | $26.00 | M | 28500 | Disposed | 2013-02-17 | Common Stock (28500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12450 | Indirect |
| Common Stock | 10 | Indirect |
Footnotes
F1: This sale transaction is associated with the shares acquired from the exercise of stock options.
F2: The transaction was executed in multiple trades at prices ranging from $33.06 to $33.37 per share. The price reported above reflects the weighted average sales price. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer or security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: These shares were previously reported as directly beneficially owned but were contributed to a Grantor Retained Annuity Trust ("GRAT").
F4: Shares held in trust under the MetLife Policyholder Trust established to hold shares of Common Stock allocated to eligible policyholders of Metropolitan Life Insurance Company, a wholly-owned subsidiary of MetLife, Inc.
F5: The option vested in three equal installments on February 18, 2004, 2005 and 2006.