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METLIFE INC — Director's Dealing 2011
Mar 8, 2011
29995_dirs_2011-03-08_afbc94ad-63f7-4dc3-be83-8044ce2c0737.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: METLIFE INC (MET)
CIK: 0001099219
Period of Report: 2011-03-07
Reporting Person: TOPPETA WILLIAM J (President, International)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-07 | Common Stock | M | 7335 | $30.35 | Acquired | 131450 | Direct |
| 2011-03-07 | Common Stock | S | 7335 | $45.68 | Disposed | 124115 | Direct |
| 2011-03-07 | Common Stock | M | 10325 | $29.95 | Acquired | 134440 | Direct |
| 2011-03-07 | Common Stock | S | 10325 | $45.68 | Disposed | 124115 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-07 | Employee Stock Option (Right to Buy) | $30.35 | M | 7335 | Disposed | 2012-02-18 | Common Stock (7335) | Direct |
| 2011-03-07 | Employee Stock Option (Right to Buy) | $29.95 | M | 10325 | Disposed | 2011-04-08 | Common Stock (10325) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 344 | Indirect |
Footnotes
F1: The option exercise and the sale of shares associated with the exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on August 6, 2010.
F2: The option exercise and the sale of shares associated with the exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on November 5, 2010.
F3: Shares held in trust under the MetLife Policyholder Trust established to hold shares of Common Stock allocated to eligible policyholders of Metropolitan Life Insurance Company, a wholly-owned subsidiary of MetLife, Inc.
F4: The option vested in three equal installments on February 19, 2003, 2004, and 2005
F5: The option vested in three equal installments on April 9,2002, 2003 and 2004.