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METLIFE INC — Director's Dealing 2011
Jul 12, 2011
29995_dirs_2011-07-12_67c86d9b-40f2-49b5-96bb-6ea5f07dab78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: METLIFE INC (MET)
CIK: 0001099219
Period of Report: 2011-07-11
Reporting Person: HENRIKSON C ROBERT (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-11 | Common Stock | M | 20000 | $30.35 | Acquired | 297431 | Direct |
| 2011-07-11 | Common Stock | S | 20000 | $42.69 | Disposed | 277431 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-07-11 | Employee Stock Option (Right to Buy) | $30.35 | M | 20000 | Disposed | 2012-02-18 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 35925 | Indirect |
| Common Stock | 6175 | Indirect |
| Common Stock | 10 | Indirect |
| Common Stock | 10 | Indirect |
| Common Stock | 10 | Indirect |
| Common Stock | 479 | Indirect |
Footnotes
F1: The stock option exercise and the sale of shares associated with the exercise were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on December 17, 2010.
F2: These shares were previously reported as directly beneficially owned but were contributed to a Grantor Retained Annuity Trust ("GRAT").
F3: Shares held in trust under MetLife Policyholder Trust established to hold shares of Common Stock allocated to eligible policyholders of Metropolitan Life Insurance Company, a wholly-owned subsidiary of MetLife, Inc.
F4: The option vested in three equal installments on February 19, 2003, 2004 and 2005.