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METLIFE INC — Director's Dealing 2010
Dec 16, 2010
29995_dirs_2010-12-16_b95b25c5-7419-4364-a2cc-c7493dc1d220.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: METLIFE INC (MET)
CIK: 0001099219
Period of Report: 2010-12-14
Reporting Person: Henkel Kathleen A (E.V.P. - Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-14 | Common Stock | J | 90 | $43.76 | Acquired | 19627 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-14 | Common Stock Equivalent Units | $ | J | 164 | Acquired | Common Stock (164) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1492 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Equivalent Units | $ | Common Stock (46) | 2666 | Indirect |
Footnotes
F1: Reinvestment of dividends on shares held in Reporting Person's share deferral account (the "Plan Account") pursuant to the MetLife Deferred Compensation Plan for Officers. The amount of shares beneficially owned following the reported transaction may include adjustments in the Reporting Person's Plan Account to reflect the accumulation of fractional shares into whole shares.
F2: Reflects shares allocated to and indirectly held by the reporting person under the 401(k) Savings and Investment Plan.
F3: Each share of Common Stock Equivalent Unit is the economic value of one share of MetLife, Inc. common stock.
F4: Common Stock Equivalent Units were acquired pursuant to the MetLife Deferred Compensation Plan for Officers whereby participants may elect to defer receipt of annual cash incentive payment into a fund that tracks MetLife, Inc. common stock. The number of Common Stock Equivalent Units reported reflect the payment of dividends in the reporting person's account.
F5: Common Stock Equivalent Units were acquired pursuant to the MetLife Deferred Compensation Plan for Officers whereby participants may elect to defer receipt of annual cash incentive payment for a specified period of time into a fund that tracks MetLife, Inc. common stock. When such Common Stock Equivalent Units are distributed, they are settled in cash.
F6: The reported Common Stock Equivalent Units reflects the payment of dividends on the amount allocated to and indirectly held by the reporting person in a fund that tracks the MetLife common stock pursuant to the Auxiliary Savings and Investment Plan. Distributions from this plan are based on the reporting person's prior elections and when such distributions are made, they are paid in cash.