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MetaVia Inc. — Director's Dealing 2022
Jul 29, 2022
34919_dirs_2022-07-28_b0c562a6-2c74-432b-ad07-03a52e9db10c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NeuroBo Pharmaceuticals, Inc. (NRBO)
CIK: 0001638287
Period of Report: 2022-07-26
Reporting Person: E&Investment, Inc. (10% Owner)
Reporting Person: E&Healthcare Investment Fund II (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-26 | Common Stock | J | 1445267 | — | Disposed | 2890533 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 140147 | Direct |
| Common Stock | 1121190 | Indirect |
| Common Stock | 1864799 | Indirect |
Footnotes
F1: E&Healthcare Investment Fund II distributed 1,445,267 shares to its partners on a pro rata basis, for no consideration.
F2: These shares are owned directly by The E&Healthcare Investment Fund II, a 10% owner of the Issuer, and indirectly by its sole general partner, E&Investment, Inc.
F3: E&Investment, Inc. disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
F4: E&Investment, Inc. received a pro rata distribution from E&Healthcare Investment Fund II.
F5: These shares are owned directly by The E&Healthcare Investment Fund No. 6, and indirectly by its sole general partner, E&Investment, Inc.
F6: These shares are owned directly by The E&Healthcare Investment Fund No.7, and indirectly by its sole general partner, E&Investment, Inc.