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MetaVia Inc. — Director's Dealing 2017
Mar 14, 2017
34919_dirs_2017-03-14_c73e8e1d-eebb-433f-96ab-84ec04ebfae2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Gemphire Therapeutics Inc. (GEMP)
CIK: 0001638287
Period of Report: 2017-03-10
Reporting Person: Hawryluk P. Kent (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-10 | Common Stock | P | 25000 | $9.47 | Acquired | 81889 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-10 | Warrant to Purchase Common Stock | $10.4 | P | 18750 | Acquired | 2022-03-15 | Common Stock (18750) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 32062 | Direct |
Footnotes
F1: The shares of common stock and warrants were purchased as part of a private placement pursuant to a Securities Purchase Agreement whereby the Issuer sold units consisting of one share of the Issuer's common stock and a warrant to purchase 0.75 shares of the Issuer's common stock at a per unit price of $9.47. The private placement is expected to close on March 15, 2017.
F2: These shares are indirectly owned by the reporting person as trustee of the P. Kent Hawryluk Revocable Trust.
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