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Metals X Limited Major Shareholding Notification 2021

Nov 17, 2021

10401_rns_2021-11-17_a46049a5-e977-4da8-b2a4-c49c47538428.pdf

Major Shareholding Notification

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Form 605

Corporations Act Section 671B

Notice of ceasing to be a substantial holder

To: Company Name/Scheme METAL X LIMITED

ACN/ ~~ARSN~~

110 150 055

1. Details of substantial holder (1)

Name

Bank of America Corporation and its related bodies corporate (See Appendix C)

ACN/ARSN (if applicable):

The holder ceased to be a substantial shareholder on

The previous notice was given to the company on

The previous notice was dated

15 November 2021 4 August 2021 2 August 2021

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change		 Person whose
relevant interest
changed		 Nature of Change
(4)		 Consideration
given in relation
to change (5)		 Class (6) and
Number of
securities affected		 Person’s
votes
affected
Please see Appendix A

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Addresses
Bank of America Corporation 100 North Tryon Street, Charlotte, North Carolina, 28255, USA
Merrill Lynch (Australia) Futures Limited Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW
2000, Australia
Merrill Lynch (Australia) Nominees Pty. Limited Level 19, 120 Collins St, Melbourne Vic 3000, Australia
Merrill Lynch Markets (Australia) Pty. Limited Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW
2000,Australia
Merrill Lynch International 2 King Edward Street, London, England, EC1A 1HQ, United
Kingdom
BofA Securities, Inc. One Bryant Park, New York NY 10036, USA

SIGNATURE

Print Name:
Sign Here:		 Kelvin Kwok
Capacity:
Authorised signatory
Date:
17 November 2021

Appendix A

Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
08/03/2021 Merrill Lynch (Australia) Futures Limited BUY 142,800 Ordinary 560,000 560,000 N/A
08/03/2021 Merrill Lynch (Australia) Futures Limited BUY 4,111 Ordinary 15,812 15,812 N/A
08/03/2021 Merrill Lynch (Australia) Futures Limited SELL (2,497) Ordinary (9,794) (9,794) N/A
08/03/2021 Merrill Lynch (Australia) Futures Limited SELL (2,632) Ordinary (10,253) (10,253) N/A
08/03/2021 Merrill Lynch International Securities returned N/A Ordinary (263,895) (263,895) Refer to App. B
08/03/2021 Merrill Lynch International Securities borrowed N/A Ordinary 721,687 721,687 Refer to App. B
08/03/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (415,662) (415,662) Refer to App. B
08/04/2021 Merrill Lynch (Australia) Futures Limited SELL (1,414) Ordinary (5,545) (5,545) N/A
08/04/2021 Merrill Lynch (Australia) Futures Limited BUY 5,526 Ordinary 22,105 22,105 N/A
08/04/2021 Merrill Lynch (Australia) Futures Limited BUY 34,294 Ordinary 134,485 134,485 N/A
08/05/2021 Merrill Lynch (Australia) Futures Limited BUY 111,561 Ordinary 440,000 440,000 N/A
08/05/2021 Merrill Lynch (Australia) Futures Limited SELL (10,953) Ordinary (43,393) (43,393) N/A
08/05/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (47,380) (47,380) Refer to App. B
08/06/2021 Merrill Lynch (Australia) Futures Limited SELL (7,299) Ordinary (29,062) (29,062) N/A
08/06/2021 Merrill Lynch (Australia) Futures Limited BUY 7,118 Ordinary 29,055 29,055 N/A
08/06/2021 Merrill Lynch (Australia) Futures Limited BUY 66,212 Ordinary 259,654 259,654 N/A
08/06/2021 Merrill Lynch (Australia) Futures Limited SELL (4,730) Ordinary (18,918) (18,918) N/A
08/06/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (74,687) (74,687) Refer to App. B
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
08/09/2021 Merrill Lynch (Australia) Futures Limited BUY 10,497 Ordinary 42,223 42,223 N/A
08/09/2021 Merrill Lynch (Australia) Futures Limited SELL (4,578) Ordinary (18,247) (18,247) N/A
08/09/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (7,256) (7,256) Refer to App. B
08/10/2021 Merrill Lynch (Australia) Futures Limited BUY 10,330 Ordinary 42,163 42,163 N/A
08/10/2021 Merrill Lynch (Australia) Futures Limited SELL (899) Ordinary (3,595) (3,595) N/A
08/11/2021 Merrill Lynch (Australia) Futures Limited SELL (7,932) Ordinary (31,276) (31,276) N/A
08/11/2021 Merrill Lynch (Australia) Futures Limited BUY 2,819 Ordinary 10,842 10,842 N/A
08/11/2021 Merrill Lynch (Australia) Futures Limited BUY 53,000 Ordinary 200,000 200,000 N/A
08/11/2021 Merrill Lynch (Australia) Futures Limited SELL (8,281) Ordinary (31,250) (31,250) N/A
08/12/2021 Merrill Lynch (Australia) Futures Limited BUY 6,557 Ordinary 23,418 23,418 N/A
08/12/2021 Merrill Lynch (Australia) Futures Limited SELL (7) Ordinary (25) (25) N/A
08/13/2021 Merrill Lynch (Australia) Futures Limited BUY 17,461 Ordinary 64,669 64,669 N/A
08/13/2021 Merrill Lynch (Australia) Futures Limited BUY 7,908 Ordinary 28,756 28,756 N/A
08/16/2021 Merrill Lynch (Australia) Futures Limited BUY 4,193 Ordinary 15,528 15,528 N/A
08/16/2021 Merrill Lynch (Australia) Futures Limited BUY 11,406 Ordinary 40,736 40,736 N/A
08/16/2021 Merrill Lynch (Australia) Futures Limited SELL (18,560) Ordinary (67,337) (67,337) N/A
08/17/2021 Merrill Lynch (Australia) Futures Limited SELL (13,735) Ordinary (49,945) (49,945) N/A
08/17/2021 Merrill Lynch (Australia) Futures Limited SELL (2,601) Ordinary (9,459) (9,459) N/A
08/18/2021 Merrill Lynch (Australia) Futures Limited BUY 26,656 Ordinary 98,727 98,727 N/A
08/18/2021 Merrill Lynch (Australia) Futures Limited SELL (4,230) Ordinary (15,666) (15,666) N/A
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
08/18/2021 Merrill Lynch (Australia) Futures Limited SELL (14,409) Ordinary (53,367) (53,367) N/A
08/19/2021 Merrill Lynch (Australia) Futures Limited BUY 80,850 Ordinary 300,000 300,000 N/A
08/19/2021 Merrill Lynch (Australia) Futures Limited SELL (9,285) Ordinary (34,389) (34,389) N/A
08/19/2021 Merrill Lynch (Australia) Futures Limited SELL (2,913) Ordinary (10,789) (10,789) N/A
08/19/2021 Merrill Lynch (Australia) Futures Limited BUY 2,039 Ordinary 7,696 7,696 N/A
08/20/2021 Merrill Lynch (Australia) Futures Limited BUY 3,037 Ordinary 11,910 11,910 N/A
08/20/2021 Merrill Lynch (Australia) Futures Limited SELL (976) Ordinary (3,752) (3,752) N/A
08/20/2021 Merrill Lynch (Australia) Futures Limited BUY 145,147 Ordinary 561,744 561,744 N/A
08/20/2021 Merrill Lynch (Australia) Futures Limited SELL (8,973) Ordinary (34,744) (34,744) N/A
08/23/2021 Merrill Lynch (Australia) Futures Limited SELL (2,911) Ordinary (11,417) (11,417) N/A
08/24/2021 Merrill Lynch (Australia) Futures Limited BUY 7,507 Ordinary 28,873 28,873 N/A
08/25/2021 Merrill Lynch (Australia) Futures Limited BUY 9,251 Ordinary 35,579 35,579 N/A
08/25/2021 Merrill Lynch (Australia) Futures Limited SELL (7,495) Ordinary (28,283) (28,283) N/A
08/25/2021 Merrill Lynch (Australia) Futures Limited BUY 7,018 Ordinary 26,482 26,482 N/A
08/26/2021 Merrill Lynch (Australia) Futures Limited BUY 707 Ordinary 2,718 2,718 N/A
08/26/2021 Merrill Lynch (Australia) Futures Limited SELL (5,647) Ordinary (21,409) (21,409) N/A
08/27/2021 Merrill Lynch (Australia) Futures Limited SELL (13,197) Ordinary (49,800) (49,800) N/A
08/27/2021 Merrill Lynch (Australia) Futures Limited SELL (6) Ordinary (22) (22) N/A
08/30/2021 Merrill Lynch (Australia) Futures Limited BUY 97,930 Ordinary 350,000 350,000 N/A
08/30/2021 Merrill Lynch (Australia) Futures Limited SELL (1,472) Ordinary (5,555) (5,555) N/A
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
08/30/2021 Merrill Lynch (Australia) Futures Limited BUY 4,907 Ordinary 17,842 17,842 N/A
08/31/2021 Merrill Lynch (Australia) Futures Limited BUY 11,322 Ordinary 40,435 40,435 N/A
08/31/2021 Merrill Lynch (Australia) Futures Limited BUY 192,556 Ordinary 680,000 680,000 N/A
09/01/2021 Merrill Lynch (Australia) Futures Limited BUY 15,925 Ordinary 52,803 52,803 N/A
09/01/2021 Merrill Lynch (Australia) Futures Limited BUY 2,056 Ordinary 6,853 6,853 N/A
09/02/2021 Merrill Lynch (Australia) Futures Limited SELL (2,085) Ordinary (6,837) (6,837) N/A
09/02/2021 Merrill Lynch (Australia) Futures Limited BUY 29,155 Ordinary 91,296 91,296 N/A
09/02/2021 Merrill Lynch (Australia) Futures Limited BUY 16,810 Ordinary 54,225 54,225 N/A
09/02/2021 Merrill Lynch (Australia) Futures Limited SELL (5) Ordinary (16) (16) N/A
09/02/2021 Merrill Lynch (Australia) Futures Limited BUY 4,709 Ordinary 14,950 14,950 N/A
09/06/2021 Merrill Lynch (Australia) Futures Limited BUY 1,997 Ordinary 6,547 6,547 N/A
09/07/2021 Merrill Lynch (Australia) Futures Limited SELL (5,310) Ordinary (18,000) (18,000) N/A
09/08/2021 Merrill Lynch (Australia) Futures Limited SELL (1,049) Ordinary (3,497) (3,497) N/A
09/09/2021 Merrill Lynch (Australia) Futures Limited BUY 9,078 Ordinary 31,304 31,304 N/A
09/09/2021 Merrill Lynch (Australia) Futures Limited BUY 58,000 Ordinary 200,000 200,000 N/A
09/09/2021 Merrill Lynch (Australia) Futures Limited SELL (768) Ordinary (2,649) (2,649) N/A
09/10/2021 Merrill Lynch (Australia) Futures Limited SELL (8,449) Ordinary (28,642) (28,642) N/A
09/13/2021 Merrill Lynch (Australia) Futures Limited BUY 5,916 Ordinary 19,085 19,085 N/A
09/13/2021 Merrill Lynch (Australia) Futures Limited SELL (4) Ordinary (13) (13) N/A
09/13/2021 Merrill Lynch (Australia) Futures Limited BUY 56,966 Ordinary 183,762 183,762 N/A
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
09/14/2021 Merrill Lynch (Australia) Futures Limited BUY 14,208 Ordinary 46,582 46,582 N/A
09/15/2021 Merrill Lynch (Australia) Futures Limited SELL (4,270) Ordinary (13,508) (13,508) N/A
09/15/2021 Merrill Lynch (Australia) Futures Limited BUY 3,910 Ordinary 12,614 12,614 N/A
09/16/2021 Merrill Lynch (Australia) Futures Limited SELL (9,703) Ordinary (29,566) (29,566) N/A
09/16/2021 Merrill Lynch (Australia) Futures Limited BUY 6,009 Ordinary 18,208 18,208 N/A
09/17/2021 Merrill Lynch (Australia) Futures Limited BUY 46,307 Ordinary 128,630 128,630 N/A
09/17/2021 Merrill Lynch (Australia) Futures Limited BUY 15,327 Ordinary 43,928 43,928 N/A
09/17/2021 Merrill Lynch (Australia) Futures Limited SELL (1,150) Ordinary (3,484) (3,484) N/A
09/20/2021 Merrill Lynch (Australia) Futures Limited BUY 43,160 Ordinary 126,940 126,940 N/A
09/20/2021 Merrill Lynch (Australia) Futures Limited SELL (22,979) Ordinary (64,327) (64,327) N/A
09/21/2021 Merrill Lynch (Australia) Futures Limited BUY 33,806 Ordinary 102,810 102,810 N/A
09/21/2021 Merrill Lynch (Australia) Futures Limited SELL (42,774) Ordinary (129,348) (129,348) N/A
09/21/2021 Merrill Lynch (Australia) Futures Limited BUY 24,916 Ordinary 77,119 77,119 N/A
09/22/2021 Merrill Lynch (Australia) Futures Limited BUY 23,972 Ordinary 69,484 69,484 N/A
09/22/2021 Merrill Lynch (Australia) Futures Limited BUY 3,599 Ordinary 10,906 10,906 N/A
09/22/2021 Merrill Lynch (Australia) Futures Limited SELL (45,875) Ordinary (139,016) (139,016) N/A
09/23/2021 Merrill Lynch (Australia) Futures Limited BUY 9,225 Ordinary 26,357 26,357 N/A
09/23/2021 Merrill Lynch (Australia) Futures Limited SELL (12,463) Ordinary (34,753) (34,753) N/A
09/23/2021 Merrill Lynch (Australia) Futures Limited BUY 19,602 Ordinary 55,326 55,326 N/A
09/24/2021 Merrill Lynch (Australia) Futures Limited BUY 24,975 Ordinary 68,054 68,054 N/A
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
09/24/2021 Merrill Lynch (Australia) Futures Limited SELL (5,057) Ordinary (13,854) (13,854) N/A
09/24/2021 Merrill Lynch (Australia) Futures Limited SELL (21,705) Ordinary (60,291) (60,291) N/A
09/24/2021 Merrill Lynch (Australia) Futures Limited BUY 19,424 Ordinary 51,798 51,798 N/A
09/27/2021 Merrill Lynch (Australia) Futures Limited SELL (10,109) Ordinary (26,309) (26,309) N/A
09/27/2021 Merrill Lynch (Australia) Futures Limited SELL (71,700) Ordinary (188,053) (188,053) N/A
09/27/2021 Merrill Lynch (Australia) Futures Limited BUY 8,149 Ordinary 21,166 21,166 N/A
09/28/2021 Merrill Lynch (Australia) Futures Limited SELL (7,024) Ordinary (19,512) (19,512) N/A
09/28/2021 Merrill Lynch (Australia) Futures Limited SELL (8,536) Ordinary (23,737) (23,737) N/A
09/28/2021 Merrill Lynch (Australia) Futures Limited BUY 25,334 Ordinary 70,371 70,371 N/A
09/29/2021 Merrill Lynch (Australia) Futures Limited SELL (33,466) Ordinary (94,091) (94,091) N/A
09/29/2021 Merrill Lynch (Australia) Futures Limited BUY 2,798 Ordinary 7,883 7,883 N/A
09/30/2021 Merrill Lynch (Australia) Futures Limited SELL (109,238) Ordinary (306,714) (306,714) N/A
09/30/2021 Merrill Lynch (Australia) Futures Limited BUY 10,261 Ordinary 28,905 28,905 N/A
09/30/2021 Merrill Lynch (Australia) Futures Limited BUY 125,720 Ordinary 347,929 347,929 N/A
09/30/2021 Merrill Lynch (Australia) Futures Limited SELL (10,217) Ordinary (28,914) (28,914) N/A
10/01/2021 Merrill Lynch (Australia) Futures Limited BUY 10,071 Ordinary 28,369 28,369 N/A
10/01/2021 Merrill Lynch (Australia) Futures Limited SELL (9,450) Ordinary (26,518) (26,518) N/A
10/01/2021 Merrill Lynch (Australia) Futures Limited SELL (24,001) Ordinary (67,282) (67,282) N/A
10/04/2021 Merrill Lynch (Australia) Futures Limited SELL (660) Ordinary (1,834) (1,834) N/A
10/05/2021 Merrill Lynch (Australia) Futures Limited BUY 8,831 Ordinary 25,973 25,973 N/A
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
10/05/2021 Merrill Lynch (Australia) Futures Limited SELL (6,921) Ordinary (20,489) (20,489) N/A
10/06/2021 Merrill Lynch (Australia) Futures Limited SELL (1,537) Ordinary (4,455) (4,455) N/A
10/06/2021 Merrill Lynch (Australia) Futures Limited BUY 5,896 Ordinary 17,600 17,600 N/A
10/06/2021 Merrill Lynch (Australia) Futures Limited SELL (1,894) Ordinary (5,489) (5,489) N/A
10/07/2021 Merrill Lynch (Australia) Futures Limited BUY 7,013 Ordinary 20,626 20,626 N/A
10/07/2021 Merrill Lynch (Australia) Futures Limited SELL (7) Ordinary (20) (20) N/A
10/08/2021 Merrill Lynch (Australia) Futures Limited BUY 3,134 Ordinary 8,954 8,954 N/A
10/08/2021 Merrill Lynch (Australia) Futures Limited SELL (2,304) Ordinary (6,423) (6,423) N/A
10/11/2021 Merrill Lynch (Australia) Futures Limited BUY 4,415 Ordinary 12,796 12,796 N/A
10/11/2021 Merrill Lynch (Australia) Futures Limited SELL (5,549) Ordinary (15,414) (15,414) N/A
10/11/2021 Merrill Lynch (Australia) Futures Limited BUY 8,511 Ordinary 25,031 25,031 N/A
10/11/2021 Merrill Lynch (Australia) Futures Limited SELL (905) Ordinary (2,515) (2,515) N/A
10/12/2021 Merrill Lynch (Australia) Futures Limited SELL (8,638) Ordinary (25,038) (25,038) N/A
10/12/2021 Merrill Lynch (Australia) Futures Limited BUY 2,773 Ordinary 7,597 7,597 N/A
10/12/2021 Merrill Lynch (Australia) Futures Limited SELL (6,573) Ordinary (18,008) (18,008) N/A
10/13/2021 Merrill Lynch (Australia) Futures Limited BUY 14,208 Ordinary 38,401 38,401 N/A
10/13/2021 Merrill Lynch (Australia) Futures Limited SELL (3) Ordinary (9) (9) N/A
10/14/2021 Merrill Lynch (Australia) Futures Limited BUY 63,687 Ordinary 159,218 159,218 N/A
10/14/2021 Merrill Lynch (Australia) Futures Limited BUY 42,326 Ordinary 108,761 108,761 N/A
10/15/2021 Merrill Lynch (Australia) Futures Limited SELL (31,827) Ordinary (79,609) (79,609) N/A
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
10/15/2021 Merrill Lynch (Australia) Futures Limited BUY 6,280 Ordinary 15,507 15,507 N/A
10/18/2021 Merrill Lynch (Australia) Futures Limited BUY 17,147 Ordinary 43,411 43,411 N/A
10/18/2021 Merrill Lynch (Australia) Futures Limited SELL (19,458) Ordinary (47,558) (47,558) N/A
10/18/2021 Merrill Lynch (Australia) Futures Limited BUY 996 Ordinary 2,521 2,521 N/A
10/18/2021 Merrill Lynch (Australia) Futures Limited BUY 14,785 Ordinary 36,061 36,061 N/A
10/19/2021 Merrill Lynch (Australia) Futures Limited BUY 10,902 Ordinary 27,699 27,699 N/A
10/19/2021 Merrill Lynch (Australia) Futures Limited SELL (14,439) Ordinary (36,023) (36,023) N/A
10/20/2021 Merrill Lynch (Australia) Futures Limited BUY 41,671 Ordinary 111,122 111,122 N/A
10/20/2021 Merrill Lynch (Australia) Futures Limited SELL (20,785) Ordinary (53,296) (53,296) N/A
10/20/2021 Merrill Lynch (Australia) Futures Limited BUY 51,328 Ordinary 132,319 132,319 N/A
10/20/2021 Merrill Lynch (Australia) Futures Limited SELL (33,048) Ordinary (82,621) (82,621) N/A
10/20/2021 Merrill Lynch (Australia) Futures Limited SELL (958) Ordinary (2,521) (2,521) N/A
10/21/2021 Merrill Lynch (Australia) Futures Limited BUY 26,497 Ordinary 70,658 70,658 N/A
10/21/2021 Merrill Lynch (Australia) Futures Limited SELL (33,087) Ordinary (87,071) (87,071) N/A
10/21/2021 Merrill Lynch (Australia) Futures Limited BUY 52,468 Ordinary 137,619 137,619 N/A
10/21/2021 Merrill Lynch (Australia) Futures Limited SELL (19,975) Ordinary (52,828) (52,828) N/A
10/22/2021 Merrill Lynch (Australia) Futures Limited BUY 88,506 Ordinary 239,206 239,206 N/A
10/22/2021 Merrill Lynch (Australia) Futures Limited SELL (17,980) Ordinary (47,412) (47,412) N/A
10/22/2021 Merrill Lynch (Australia) Futures Limited SELL (12,226) Ordinary (32,602) (32,602) N/A
10/22/2021 Merrill Lynch (Australia) Futures Limited BUY 12 Ordinary 32 32 N/A
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
10/22/2021 Merrill Lynch (Australia) Futures Limited BUY 29,837 Ordinary 80,640 80,640 N/A
10/25/2021 Merrill Lynch (Australia) Futures Limited BUY 4 Ordinary 10 10 N/A
10/25/2021 Merrill Lynch (Australia) Futures Limited BUY 4,182 Ordinary 11,303 11,303 N/A
10/25/2021 Merrill Lynch (Australia) Futures Limited SELL (46,630) Ordinary (127,111) (127,111) N/A
10/25/2021 Merrill Lynch (Australia) Futures Limited SELL (6,605) Ordinary (17,851) (17,851) N/A
10/26/2021 Merrill Lynch (Australia) Futures Limited BUY 4,713 Ordinary 12,568 12,568 N/A
10/26/2021 Merrill Lynch (Australia) Futures Limited SELL (32,839) Ordinary (87,239) (87,239) N/A
10/26/2021 Merrill Lynch (Australia) Futures Limited BUY 15,622 Ordinary 41,499 41,499 N/A
10/27/2021 Merrill Lynch (Australia) Futures Limited SELL (14,077) Ordinary (37,428) (37,428) N/A
10/27/2021 Merrill Lynch (Australia) Futures Limited BUY 5,053 Ordinary 13,297 13,297 N/A
10/27/2021 Merrill Lynch (Australia) Futures Limited SELL (23,996) Ordinary (62,818) (62,818) N/A
10/27/2021 Merrill Lynch (Australia) Futures Limited SELL (22,947) Ordinary (59,603) (59,603) N/A
10/27/2021 Merrill Lynch (Australia) Futures Limited SELL (1,547) Ordinary (4,071) (4,071) N/A
10/28/2021 Merrill Lynch (Australia) Futures Limited SELL (25,979) Ordinary (69,276) (69,276) N/A
10/28/2021 Merrill Lynch (Australia) Futures Limited SELL (7,270) Ordinary (20,772) (20,772) N/A
10/29/2021 Merrill Lynch (Australia) Futures Limited BUY 12,219 Ordinary 34,669 34,669 N/A
10/29/2021 Merrill Lynch (Australia) Futures Limited SELL (94) Ordinary (265) (265) N/A
10/29/2021 Merrill Lynch (Australia) Futures Limited SELL (4,076) Ordinary (11,482) (11,482) N/A
11/01/2021 Merrill Lynch (Australia) Futures Limited BUY 5,446 Ordinary 15,128 15,128 N/A
11/01/2021 Merrill Lynch (Australia) Futures Limited SELL (4) Ordinary (12) (12) N/A
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
11/02/2021 Merrill Lynch (Australia) Futures Limited SELL (4,024) Ordinary (10,948) (10,948) N/A
11/02/2021 Merrill Lynch (Australia) Futures Limited SELL (5,596) Ordinary (15,125) (15,125) N/A
11/03/2021 Merrill Lynch (Australia) Futures Limited BUY 5,325 Ordinary 14,393 14,393 N/A
11/03/2021 Merrill Lynch (Australia) Futures Limited SELL (1) Ordinary (3) (3) N/A
11/04/2021 Merrill Lynch (Australia) Futures Limited BUY 4,646 Ordinary 12,226 12,226 N/A
11/04/2021 Merrill Lynch (Australia) Futures Limited BUY 184 Ordinary 484 484 N/A
11/04/2021 Merrill Lynch (Australia) Futures Limited BUY 2,246 Ordinary 5,910 5,910 N/A
11/04/2021 Merrill Lynch (Australia) Futures Limited SELL (1,687) Ordinary (4,449) (4,449) N/A
11/05/2021 Merrill Lynch (Australia) Futures Limited SELL (4,646) Ordinary (12,226) (12,226) N/A
11/05/2021 Merrill Lynch (Australia) Futures Limited BUY 2,687 Ordinary 7,072 7,072 N/A
11/05/2021 Merrill Lynch (Australia) Futures Limited SELL (5,476) Ordinary (14,999) (14,999) N/A
11/08/2021 Merrill Lynch (Australia) Futures Limited SELL (16) Ordinary (45) (45) N/A
11/08/2021 Merrill Lynch (Australia) Futures Limited SELL (1,695) Ordinary (4,655) (4,655) N/A
11/09/2021 Merrill Lynch (Australia) Futures Limited SELL (5,203) Ordinary (14,255) (14,255) N/A
11/09/2021 Merrill Lynch (Australia) Futures Limited BUY 5,203 Ordinary 14,255 14,255 N/A
11/09/2021 Merrill Lynch (Australia) Futures Limited SELL (908) Ordinary (2,488) (2,488) N/A
11/10/2021 Merrill Lynch (Australia) Futures Limited SELL (258) Ordinary (728) (728) N/A
11/11/2021 Merrill Lynch (Australia) Futures Limited SELL (20) Ordinary (56) (56) N/A
11/12/2021 Merrill Lynch (Australia) Futures Limited BUY 5,133 Ordinary 14,062 14,062 N/A
11/12/2021 Merrill Lynch (Australia) Futures Limited SELL (2,104) Ordinary (5,687) (5,687) N/A
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
11/15/2021 Merrill Lynch (Australia) Futures Limited BUY 6,856 Ordinary 17,808 17,808 N/A
08/05/2021 Merrill Lynch International Securities borrowed N/A Ordinary 38,863,830 38,863,830 Refer to App. B
08/05/2021 Merrill Lynch International Securities returned N/A Ordinary (38,142,143) (38,142,143) Refer to App. B
08/05/2021 Merrill Lynch International Securities returned N/A Ordinary (721,687) (721,687) Refer to App. B
08/12/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities borrowed N/A Ordinary 470,866 470,866 Refer to App. B
08/12/2021 Merrill Lynch International Securities returned N/A Ordinary (281,948) (281,948) Refer to App. B
08/12/2021 Merrill Lynch International Securities borrowed N/A Ordinary 857,703 857,703 Refer to App. B
08/13/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (469,565) (469,565) Refer to App. B
08/16/2021 Merrill Lynch International Securities returned N/A Ordinary (857,703) (857,703) Refer to App. B
08/16/2021 Merrill Lynch International Securities borrowed N/A Ordinary 39,439,585 39,439,585 Refer to App. B
08/16/2021 Merrill Lynch International Securities returned N/A Ordinary (38,581,882) (38,581,882) Refer to App. B
08/17/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (1,301) (1,301) Refer to App. B
08/24/2021 Merrill Lynch International Securities returned N/A Ordinary (98,184) (98,184) Refer to App. B
08/25/2021 Merrill Lynch International Securities returned N/A Ordinary (114,143) (114,143) Refer to App. B
08/26/2021 Merrill Lynch International Securities returned N/A Ordinary (352,806) (352,806) Refer to App. B
08/27/2021 Merrill Lynch International Securities returned N/A Ordinary (138,561) (138,561) Refer to App. B
08/30/2021 Merrill Lynch International Securities returned N/A Ordinary (155,007) (155,007) Refer to App. B
08/31/2021 Merrill Lynch International Securities returned N/A Ordinary (172,167) (172,167) Refer to App. B
09/15/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities borrowed N/A Ordinary 526,962 526,962 Refer to App. B
09/15/2021 Merrill Lynch International Securities returned N/A Ordinary (67,241) (67,241) Refer to App. B
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
09/16/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (446,351) (446,351) Refer to App. B
09/16/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities borrowed N/A Ordinary 796,180 796,180 Refer to App. B
09/17/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities borrowed N/A Ordinary 434,840 434,840 Refer to App. B
09/17/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (80,611) (80,611) Refer to App. B
09/17/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (288,647) (288,647) Refer to App. B
09/17/2021 Merrill Lynch International Securities borrowed N/A Ordinary 432,960 432,960 Refer to App. B
09/17/2021 Merrill Lynch International Securities returned N/A Ordinary (79,329) (79,329) Refer to App. B
09/20/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (194,184) (194,184) Refer to App. B
09/21/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (104,182) (104,182) Refer to App. B
09/21/2021 Merrill Lynch International Securities borrowed N/A Ordinary 38,695,107 38,695,107 Refer to App. B
09/21/2021 Merrill Lynch International Securities returned N/A Ordinary (38,262,147) (38,262,147) Refer to App. B
09/21/2021 Merrill Lynch International Securities returned N/A Ordinary (432,960) (432,960) Refer to App. B
09/21/2021 Merrill Lynch International Securities borrowed N/A Ordinary 1,021,364 1,021,364 Refer to App. B
09/23/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (67,752) (67,752) Refer to App. B
09/23/2021 Merrill Lynch International Securities returned N/A Ordinary (1,021,364) (1,021,364) Refer to App. B
09/23/2021 Merrill Lynch International Securities borrowed N/A Ordinary 39,716,471 39,716,471 Refer to App. B
09/23/2021 Merrill Lynch International Securities returned N/A Ordinary (38,695,107) (38,695,107) Refer to App. B
09/24/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (66,666) (66,666) Refer to App. B
09/27/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (2,056) (2,056) Refer to App. B
09/27/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (287,025) (287,025) Refer to App. B
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
09/28/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (33,287) (33,287) Refer to App. B
09/29/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (23,032) (23,032) Refer to App. B
09/30/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (164,189) (164,189) Refer to App. B
10/14/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities borrowed N/A Ordinary 344,650 344,650 Refer to App. B
10/14/2021 Merrill Lynch International Securities returned N/A Ordinary (163,185) (163,185) Refer to App. B
10/15/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (110,857) (110,857) Refer to App. B
10/19/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (127,420) (127,420) Refer to App. B
10/20/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (72,253) (72,253) Refer to App. B
10/21/2021 Merrill Lynch Markets (Australia) Pty.
Limited		 Securities returned N/A Ordinary (34,120) (34,120) Refer to App. B
11/15/2021 Merrill Lynch International Securities returned N/A Ordinary (39,553,286) (39,553,286) Refer to App. B

Appendix B-1: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to
agreement		 Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and OP
MASTER FUND LTD (GCM)
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote
on securities.
Are there any
restrictions on
voting rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-2: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to
agreement		 Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and
PCM LP (RTV)
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote
on securities.
Are there any
restrictions on
voting rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-3: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to
agreement		 Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and
Susquehanna Pacific Pty Ltd
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote
on securities.
Are there any
restrictions on
voting rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-4: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to
agreement		 Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and
Virtu Financial Asia Pty Ltd
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote
on securities.
Are there any
restrictions on
voting rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-5: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to
agreement		 Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and
SSW TRADING GMBH (OJ7 )
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote
on securities.
Are there any
restrictions on
voting rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix C

Appendix C
Related bodies corporate Incorporated **ACN/Registration/Incorporation Number **
Merrill Lynch International United Kingdom 2312079
ML UK Capital Holdings Limited United Kingdom 4971231
BofAML EMEA Holdings 2 Limited United States 119605
Merrill Lynch(Australia)Futures Limited Australia 3639674
Merrill Lynch Markets(Australia)Pty. Limited Australia 75587816
Merrill Lynch(Australasia)Pty. Ltd Australia 75923894
Bank of America Global Holdings,LLC United States 5169939
BofAML Jersey Holdings Limited Jersey 115831
BofA Securities, Inc. United States 5793661
NB Holdings Corporation United States 2361372
Bank of America Corporation United States N/A628

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