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Metals X Limited Major Shareholding Notification 2021

Nov 24, 2021

10401_rns_2021-11-24_b368cee6-f4e0-46de-88ab-9077042b58a6.pdf

Major Shareholding Notification

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Form 603

Corporations Act Section 671B Notice of initial substantial holder

To: Company Name/Scheme METAL X LIMITED

ACN/ ~~ARSN~~

110 150 055

1. Details of substantial holder (1)

Name Bank of America Corporation and its related bodies corporate (See Appendix C)

ACN/ARSN (if applicable)

The holder became a substantial holder on: 23 November 2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Persons’ votes (5) Voting power (6)
Ordinary 59,946,106 59,946,106 6.61%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Merrill Lynch (Australia) Futures Limited Power to control voting and/or disposal of
securities in its capacity as ultimate beneficial
owner having a principal position.		 Ordinary 20,005,120
Merrill Lynch International Borrowing of securities pursuant to a Prime
Brokerage Agreement (see Appendix B), with
power to control the voting and/or disposal of
borrowed securities.		 Ordinary 39,712,286
BofA Securities, Inc. Borrowing of securities pursuant to a Stock
Borrow Loan Agreement (see Appendix B),
with power to control the voting and/or
disposal of borrowed securities.		 Ordinary 228,700

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest		 Registered holder of
securities		 Person entitled to be
registered as holder (8)		 Class and number of
securities
Merrill Lynch (Australia)
Futures Limited		 Merrill Lynch (Australia)
Nominees Pty Ltd		 Merrill Lynch (Australia)
Futures Limited		 Ordinary 20,005,120
Merrill Lynch International Merrill Lynch (Australia)
Nominees Pty Ltd		 Merrill Lynch International Ordinary 39,712,286
BofA Securities, Inc. Merrill Lynch (Australia)
Nominees Pty Ltd		 BofA Securities, Inc. Ordinary 228,700

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Consideration (9) Class and number
of securities
Cash Non-cash
Please see Annexure A.

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ ARSN (if applicable)
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Nominees Pty Ltd
Merrill Lynch International
BofA Securities, Inc.		 Nature of association
Related body corporate
Related body corporate
Related body corporate
Related body corporate

7. Addresses

The addresses of persons named in this form are as follows:

Name
Bank of America Corporation
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Nominees Pty Ltd
Merrill Lynch International
BofA Securities, Inc.		 Addresses
100 North Tryon Street, Charlotte, North Carolina, 28255, USA
Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW
2000, Australia
Level 19, 120 Collins St, Melbourne Vic 3000, Australia
2 King Edward Street, London, England, EC1A 1HQ, United
Kingdom
One Bryant Park, New York NY 10036, USA

SIGNATURE

Print Name: Kelvin Kwok Capacity: Authorised signatory Sign Here: Date: 25 November 2021

Appendix A

Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
07/23/2021 Merrill Lynch International Securities returned N/A Ordinary (55,155) (55,155) Refer to App. B
07/26/2021 Merrill Lynch(Australia)FuturesLimited SELL (5,256) Ordinary (21,025) (21,025) N/A
07/26/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,725 Ordinary 7,186 7,186 N/A
07/27/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (332,122) (332,122) RefertoApp. B
07/27/2021 Merrill Lynch(Australia)FuturesLimited SELL (4,146) Ordinary (16,257) (16,257) N/A
07/27/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,712) Ordinary (6,915) (6,915) N/A
07/27/2021 Merrill Lynch (Australia) Futures Limited BUY 1,657 Ordinary 6,905 6,905 N/A
07/27/2021 Merrill Lynch(Australia)FuturesLimited SELL (9,806) Ordinary (39,621) (39,621) N/A
07/27/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,629 Ordinary 19,287 19,287 N/A
07/28/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (248,033) (248,033) RefertoApp. B
07/28/2021 Merrill Lynch(Australia)FuturesLimited BUY 48,363 Ordinary 193,451 193,451 N/A
07/29/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (353,356) (353,356) RefertoApp. B
07/29/2021 Merrill Lynch (Australia) Futures Limited BUY 305,832 Ordinary 1,200,000 1,200,000 N/A
07/29/2021 Merrill Lynch(Australia)FuturesLimited BUY 17,901 Ordinary 70,223 70,223 N/A
07/30/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (353,356) (353,356) RefertoApp. B
07/30/2021 Merrill Lynch(Australia)FuturesLimited SELL (5,320) Ordinary (19,702) (19,702) N/A
08/02/2021 Merrill Lynch(Australia)FuturesLimited SELL (138) Ordinary (521) (521) N/A
08/03/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (263,895) (263,895) RefertoApp. B
08/03/2021 Merrill Lynch International Securities borrowed N/A Ordinary 721,687 721,687 Refer to App. B
08/03/2021 Merrill Lynch(Australia)FuturesLimited SELL (2,497) Ordinary (9,794) (9,794) N/A
08/03/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,111 Ordinary 15,812 15,812 N/A
08/03/2021 Merrill Lynch(Australia)FuturesLimited BUY 142,800 Ordinary 560,000 560,000 N/A
08/03/2021 Merrill Lynch(Australia)FuturesLimited SELL (2,632) Ordinary (10,253) (10,253) N/A
08/04/2021 Merrill Lynch(Australia)FuturesLimited BUY 34,294 Ordinary 134,485 134,485 N/A
08/04/2021 Merrill Lynch (Australia) Futures Limited BUY 5,526 Ordinary 22,105 22,105 N/A
08/04/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,414) Ordinary (5,545) (5,545) N/A
08/05/2021 Merrill Lynch International Securities borrowed N/A Ordinary 38,863,830 38,863,830 RefertoApp. B
08/05/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (38,142,143) (38,142,143) RefertoApp. B
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
08/05/2021 Merrill Lynch International Securities returned N/A Ordinary (721,687) (721,687) Refer to App. B
08/05/2021 Merrill Lynch(Australia)FuturesLimited SELL (10,953) Ordinary (43,393) (43,393) N/A
08/05/2021 Merrill Lynch(Australia)FuturesLimited BUY 111,561 Ordinary 440,000 440,000 N/A
08/06/2021 Merrill Lynch(Australia)FuturesLimited BUY 7,118 Ordinary 29,055 29,055 N/A
08/06/2021 Merrill Lynch(Australia)FuturesLimited SELL (7,299) Ordinary (29,062) (29,062) N/A
08/06/2021 Merrill Lynch(Australia)FuturesLimited BUY 66,212 Ordinary 259,654 259,654 N/A
08/06/2021 Merrill Lynch (Australia) Futures Limited SELL (4,730) Ordinary (18,918) (18,918) N/A
08/09/2021 Merrill Lynch(Australia)FuturesLimited BUY 10,497 Ordinary 42,223 42,223 N/A
08/09/2021 Merrill Lynch(Australia)FuturesLimited SELL (4,578) Ordinary (18,247) (18,247) N/A
08/10/2021 Merrill Lynch(Australia)FuturesLimited SELL (899) Ordinary (3,595) (3,595) N/A
08/10/2021 Merrill Lynch(Australia)FuturesLimited BUY 10,330 Ordinary 42,163 42,163 N/A
08/11/2021 Merrill Lynch(Australia)FuturesLimited SELL (8,281) Ordinary (31,250) (31,250) N/A
08/11/2021 Merrill Lynch (Australia) Futures Limited BUY 53,000 Ordinary 200,000 200,000 N/A
08/11/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,819 Ordinary 10,842 10,842 N/A
08/11/2021 Merrill Lynch(Australia)FuturesLimited SELL (7,932) Ordinary (31,276) (31,276) N/A
08/12/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (281,948) (281,948) RefertoApp. B
08/12/2021 Merrill Lynch International Securities borrowed N/A Ordinary 857,703 857,703 RefertoApp. B
08/12/2021 Merrill Lynch(Australia)FuturesLimited SELL (7) Ordinary (25) (25) N/A
08/12/2021 Merrill Lynch (Australia) Futures Limited BUY 6,557 Ordinary 23,418 23,418 N/A
08/13/2021 Merrill Lynch(Australia)FuturesLimited BUY 17,461 Ordinary 64,669 64,669 N/A
08/13/2021 Merrill Lynch(Australia)FuturesLimited BUY 7,908 Ordinary 28,756 28,756 N/A
08/16/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (857,703) (857,703) RefertoApp. B
08/16/2021 Merrill Lynch International Securities borrowed N/A Ordinary 39,439,585 39,439,585 RefertoApp. B
08/16/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (38,581,882) (38,581,882) RefertoApp. B
08/16/2021 Merrill Lynch (Australia) Futures Limited SELL (18,560) Ordinary (67,337) (67,337) N/A
08/16/2021 Merrill Lynch(Australia)FuturesLimited BUY 11,406 Ordinary 40,736 40,736 N/A
08/16/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,193 Ordinary 15,528 15,528 N/A
08/17/2021 Merrill Lynch(Australia)FuturesLimited SELL (13,735) Ordinary (49,945) (49,945) N/A
08/17/2021 Merrill Lynch(Australia)FuturesLimited SELL (2,601) Ordinary (9,459) (9,459) N/A
08/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 26,656 Ordinary 98,727 98,727 N/A
08/18/2021 Merrill Lynch(Australia)FuturesLimited SELL (4,230) Ordinary (15,666) (15,666) N/A
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
08/18/2021 Merrill Lynch (Australia) Futures Limited SELL (14,409) Ordinary (53,367) (53,367) N/A
08/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (2,913) Ordinary (10,789) (10,789) N/A
08/19/2021 Merrill Lynch(Australia)FuturesLimited BUY 80,850 Ordinary 300,000 300,000 N/A
08/19/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,039 Ordinary 7,696 7,696 N/A
08/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (9,285) Ordinary (34,389) (34,389) N/A
08/20/2021 Merrill Lynch(Australia)FuturesLimited BUY 3,037 Ordinary 11,910 11,910 N/A
08/20/2021 Merrill Lynch (Australia) Futures Limited BUY 145,147 Ordinary 561,744 561,744 N/A
08/20/2021 Merrill Lynch(Australia)FuturesLimited SELL (976) Ordinary (3,752) (3,752) N/A
08/20/2021 Merrill Lynch(Australia)FuturesLimited SELL (8,973) Ordinary (34,744) (34,744) N/A
08/23/2021 Merrill Lynch(Australia)FuturesLimited SELL (2,911) Ordinary (11,417) (11,417) N/A
08/24/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (98,184) (98,184) RefertoApp. B
08/24/2021 Merrill Lynch(Australia)FuturesLimited BUY 7,507 Ordinary 28,873 28,873 N/A
08/25/2021 Merrill Lynch International Securities returned N/A Ordinary (114,143) (114,143) Refer to App. B
08/25/2021 Merrill Lynch(Australia)FuturesLimited BUY 9,251 Ordinary 35,579 35,579 N/A
08/25/2021 Merrill Lynch(Australia)FuturesLimited BUY 7,018 Ordinary 26,482 26,482 N/A
08/25/2021 Merrill Lynch(Australia)FuturesLimited SELL (7,495) Ordinary (28,283) (28,283) N/A
08/26/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (352,806) (352,806) RefertoApp. B
08/26/2021 Merrill Lynch(Australia)FuturesLimited SELL (5,647) Ordinary (21,409) (21,409) N/A
08/26/2021 Merrill Lynch (Australia) Futures Limited BUY 707 Ordinary 2,718 2,718 N/A
08/27/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (138,561) (138,561) RefertoApp. B
08/27/2021 Merrill Lynch(Australia)FuturesLimited SELL (13,197) Ordinary (49,800) (49,800) N/A
08/27/2021 Merrill Lynch(Australia)FuturesLimited SELL (6) Ordinary (22) (22) N/A
08/30/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (155,007) (155,007) RefertoApp. B
08/30/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,907 Ordinary 17,842 17,842 N/A
08/30/2021 Merrill Lynch (Australia) Futures Limited SELL (1,472) Ordinary (5,555) (5,555) N/A
08/30/2021 Merrill Lynch(Australia)FuturesLimited BUY 97,930 Ordinary 350,000 350,000 N/A
08/31/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (172,167) (172,167) RefertoApp. B
08/31/2021 Merrill Lynch(Australia)FuturesLimited BUY 11,322 Ordinary 40,435 40,435 N/A
08/31/2021 Merrill Lynch(Australia)FuturesLimited BUY 192,556 Ordinary 680,000 680,000 N/A
09/01/2021 Merrill Lynch(Australia)FuturesLimited BUY 15,925 Ordinary 52,803 52,803 N/A
09/01/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,056 Ordinary 6,853 6,853 N/A
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
09/02/2021 Merrill Lynch (Australia) Futures Limited SELL (2,085) Ordinary (6,837) (6,837) N/A
09/02/2021 Merrill Lynch(Australia)FuturesLimited BUY 29,155 Ordinary 91,296 91,296 N/A
09/03/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,709 Ordinary 14,950 14,950 N/A
09/03/2021 Merrill Lynch(Australia)FuturesLimited BUY 16,810 Ordinary 54,225 54,225 N/A
09/03/2021 Merrill Lynch(Australia)FuturesLimited SELL (5) Ordinary (16) (16) N/A
09/06/2021 Merrill Lynch(Australia)FuturesLimited BUY 1,997 Ordinary 6,547 6,547 N/A
09/07/2021 Merrill Lynch (Australia) Futures Limited SELL (5,310) Ordinary (18,000) (18,000) N/A
09/08/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,049) Ordinary (3,497) (3,497) N/A
09/09/2021 Merrill Lynch(Australia)FuturesLimited BUY 9,078 Ordinary 31,304 31,304 N/A
09/09/2021 Merrill Lynch(Australia)FuturesLimited SELL (768) Ordinary (2,649) (2,649) N/A
09/09/2021 Merrill Lynch(Australia)FuturesLimited BUY 58,000 Ordinary 200,000 200,000 N/A
09/10/2021 Merrill Lynch(Australia)FuturesLimited SELL (8,449) Ordinary (28,642) (28,642) N/A
09/13/2021 Merrill Lynch (Australia) Futures Limited BUY 56,966 Ordinary 183,762 183,762 N/A
09/13/2021 Merrill Lynch(Australia)FuturesLimited SELL (4) Ordinary (13) (13) N/A
09/13/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,916 Ordinary 19,085 19,085 N/A
09/14/2021 Merrill Lynch(Australia)FuturesLimited BUY 14,208 Ordinary 46,582 46,582 N/A
09/15/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (67,241) (67,241) RefertoApp. B
09/15/2021 Merrill Lynch(Australia)FuturesLimited SELL (4,270) Ordinary (13,508) (13,508) N/A
09/15/2021 Merrill Lynch (Australia) Futures Limited BUY 3,910 Ordinary 12,614 12,614 N/A
09/16/2021 Merrill Lynch(Australia)FuturesLimited BUY 6,009 Ordinary 18,208 18,208 N/A
09/16/2021 Merrill Lynch(Australia)FuturesLimited SELL (9,703) Ordinary (29,566) (29,566) N/A
09/17/2021 Merrill Lynch International Securities borrowed N/A Ordinary 432,960 432,960 RefertoApp. B
09/17/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (79,329) (79,329) RefertoApp. B
09/17/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,150) Ordinary (3,484) (3,484) N/A
09/17/2021 Merrill Lynch (Australia) Futures Limited BUY 15,327 Ordinary 43,928 43,928 N/A
09/17/2021 Merrill Lynch(Australia)FuturesLimited BUY 46,307 Ordinary 128,630 128,630 N/A
09/20/2021 Merrill Lynch(Australia)FuturesLimited BUY 43,160 Ordinary 126,940 126,940 N/A
09/20/2021 Merrill Lynch(Australia)FuturesLimited SELL (22,979) Ordinary (64,327) (64,327) N/A
09/21/2021 Merrill Lynch International Securities borrowed N/A Ordinary 38,695,107 38,695,107 RefertoApp. B
09/21/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (38,262,147) (38,262,147) RefertoApp. B
09/21/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (432,960) (432,960) RefertoApp. B
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
09/21/2021 Merrill Lynch International Securities borrowed N/A Ordinary 1,021,364 1,021,364 Refer to App. B
09/21/2021 Merrill Lynch(Australia)FuturesLimited BUY 24,916 Ordinary 77,119 77,119 N/A
09/21/2021 Merrill Lynch(Australia)FuturesLimited SELL (42,774) Ordinary (129,348) (129,348) N/A
09/21/2021 Merrill Lynch(Australia)FuturesLimited BUY 33,806 Ordinary 102,810 102,810 N/A
09/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 23,972 Ordinary 69,484 69,484 N/A
09/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 3,599 Ordinary 10,906 10,906 N/A
09/22/2021 Merrill Lynch (Australia) Futures Limited SELL (45,875) Ordinary (139,016) (139,016) N/A
09/23/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (1,021,364) (1,021,364) RefertoApp. B
09/23/2021 Merrill Lynch International Securities borrowed N/A Ordinary 39,716,471 39,716,471 RefertoApp. B
09/23/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (38,695,107) (38,695,107) RefertoApp. B
09/23/2021 Merrill Lynch(Australia)FuturesLimited BUY 9,225 Ordinary 26,357 26,357 N/A
09/23/2021 Merrill Lynch(Australia)FuturesLimited BUY 19,602 Ordinary 55,326 55,326 N/A
09/23/2021 Merrill Lynch (Australia) Futures Limited SELL (12,463) Ordinary (34,753) (34,753) N/A
09/24/2021 Merrill Lynch(Australia)FuturesLimited BUY 24,975 Ordinary 68,054 68,054 N/A
09/24/2021 Merrill Lynch(Australia)FuturesLimited SELL (21,705) Ordinary (60,291) (60,291) N/A
09/24/2021 Merrill Lynch(Australia)FuturesLimited SELL (5,057) Ordinary (13,854) (13,854) N/A
09/24/2021 Merrill Lynch(Australia)FuturesLimited BUY 19,424 Ordinary 51,798 51,798 N/A
09/27/2021 Merrill Lynch(Australia)FuturesLimited SELL (71,700) Ordinary (188,053) (188,053) N/A
09/27/2021 Merrill Lynch (Australia) Futures Limited BUY 8,149 Ordinary 21,166 21,166 N/A
09/27/2021 Merrill Lynch(Australia)FuturesLimited SELL (10,109) Ordinary (26,309) (26,309) N/A
09/27/2021 Merrill Lynch(Australia)FuturesLimited BUY (85,975) Ordinary (229,266) (229,266) N/A
09/27/2021 Merrill Lynch(Australia)FuturesLimited BUY 85,975 Ordinary 229,266 229,266 N/A
09/28/2021 Merrill Lynch(Australia)FuturesLimited BUY 25,334 Ordinary 70,371 70,371 N/A
09/28/2021 Merrill Lynch(Australia)FuturesLimited SELL (8,536) Ordinary (23,737) (23,737) N/A
09/28/2021 Merrill Lynch (Australia) Futures Limited SELL (7,024) Ordinary (19,512) (19,512) N/A
09/29/2021 Merrill Lynch(Australia)FuturesLimited SELL (33,466) Ordinary (94,091) (94,091) N/A
09/29/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,798 Ordinary 7,883 7,883 N/A
09/30/2021 Merrill Lynch(Australia)FuturesLimited SELL (10,217) Ordinary (28,914) (28,914) N/A
09/30/2021 Merrill Lynch(Australia)FuturesLimited BUY 125,720 Ordinary 347,929 347,929 N/A
09/30/2021 Merrill Lynch(Australia)FuturesLimited SELL (109,238) Ordinary (306,714) (306,714) N/A
09/30/2021 Merrill Lynch(Australia)FuturesLimited BUY 10,261 Ordinary 28,905 28,905 N/A
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
10/01/2021 Merrill Lynch (Australia) Futures Limited SELL (24,001) Ordinary (67,282) (67,282) N/A
10/01/2021 Merrill Lynch(Australia)FuturesLimited BUY 10,071 Ordinary 28,369 28,369 N/A
10/01/2021 Merrill Lynch(Australia)FuturesLimited SELL (9,450) Ordinary (26,518) (26,518) N/A
10/04/2021 Merrill Lynch(Australia)FuturesLimited SELL (660) Ordinary (1,834) (1,834) N/A
10/05/2021 Merrill Lynch(Australia)FuturesLimited BUY 8,831 Ordinary 25,973 25,973 N/A
10/05/2021 Merrill Lynch(Australia)FuturesLimited SELL (6,921) Ordinary (20,489) (20,489) N/A
10/06/2021 Merrill Lynch (Australia) Futures Limited BUY 5,896 Ordinary 17,600 17,600 N/A
10/06/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,537) Ordinary (4,455) (4,455) N/A
10/06/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,894) Ordinary (5,489) (5,489) N/A
10/07/2021 Merrill Lynch(Australia)FuturesLimited SELL (7) Ordinary (20) (20) N/A
10/07/2021 Merrill Lynch(Australia)FuturesLimited BUY 7,013 Ordinary 20,626 20,626 N/A
10/08/2021 Merrill Lynch(Australia)FuturesLimited BUY 3,134 Ordinary 8,954 8,954 N/A
10/08/2021 Merrill Lynch (Australia) Futures Limited SELL (2,304) Ordinary (6,423) (6,423) N/A
10/11/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,415 Ordinary 12,796 12,796 N/A
10/11/2021 Merrill Lynch(Australia)FuturesLimited BUY 8,511 Ordinary 25,031 25,031 N/A
10/11/2021 Merrill Lynch(Australia)FuturesLimited SELL (5,549) Ordinary (15,414) (15,414) N/A
10/11/2021 Merrill Lynch(Australia)FuturesLimited SELL (905) Ordinary (2,515) (2,515) N/A
10/12/2021 Merrill Lynch(Australia)FuturesLimited SELL (6,573) Ordinary (18,008) (18,008) N/A
10/12/2021 Merrill Lynch (Australia) Futures Limited SELL (8,638) Ordinary (25,038) (25,038) N/A
10/12/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,773 Ordinary 7,597 7,597 N/A
10/13/2021 Merrill Lynch(Australia)FuturesLimited BUY 14,208 Ordinary 38,401 38,401 N/A
10/13/2021 Merrill Lynch(Australia)FuturesLimited SELL (3) Ordinary (9) (9) N/A
10/14/2021 Merrill Lynch International Securitiesreturned N/A Ordinary (163,185) (163,185) RefertoApp. B
10/14/2021 Merrill Lynch(Australia)FuturesLimited BUY 63,687 Ordinary 159,218 159,218 N/A
10/14/2021 Merrill Lynch (Australia) Futures Limited BUY 42,326 Ordinary 108,761 108,761 N/A
10/15/2021 Merrill Lynch(Australia)FuturesLimited SELL (31,827) Ordinary (79,609) (79,609) N/A
10/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 6,280 Ordinary 15,507 15,507 N/A
10/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 17,147 Ordinary 43,411 43,411 N/A
10/18/2021 Merrill Lynch(Australia)FuturesLimited SELL (19,458) Ordinary (47,558) (47,558) N/A
10/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 14,785 Ordinary 36,061 36,061 N/A
10/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 996 Ordinary 2,521 2,521 N/A
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
10/19/2021 Merrill Lynch (Australia) Futures Limited SELL (14,439) Ordinary (36,023) (36,023) N/A
10/19/2021 Merrill Lynch(Australia)FuturesLimited BUY 10,902 Ordinary 27,699 27,699 N/A
10/20/2021 Merrill Lynch(Australia)FuturesLimited BUY 41,671 Ordinary 111,122 111,122 N/A
10/20/2021 Merrill Lynch(Australia)FuturesLimited SELL (20,785) Ordinary (53,296) (53,296) N/A
10/20/2021 Merrill Lynch(Australia)FuturesLimited BUY 51,328 Ordinary 132,319 132,319 N/A
10/20/2021 Merrill Lynch(Australia)FuturesLimited SELL (33,048) Ordinary (82,621) (82,621) N/A
10/20/2021 Merrill Lynch (Australia) Futures Limited SELL (958) Ordinary (2,521) (2,521) N/A
10/21/2021 Merrill Lynch(Australia)FuturesLimited SELL (33,087) Ordinary (87,071) (87,071) N/A
10/21/2021 Merrill Lynch(Australia)FuturesLimited BUY 26,497 Ordinary 70,658 70,658 N/A
10/21/2021 Merrill Lynch(Australia)FuturesLimited BUY 52,468 Ordinary 137,619 137,619 N/A
10/21/2021 Merrill Lynch(Australia)FuturesLimited SELL (19,975) Ordinary (52,828) (52,828) N/A
10/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 88,506 Ordinary 239,206 239,206 N/A
10/22/2021 Merrill Lynch (Australia) Futures Limited SELL (12,226) Ordinary (32,602) (32,602) N/A
10/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (17,980) Ordinary (47,412) (47,412) N/A
10/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 29,837 Ordinary 80,640 80,640 N/A
10/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 12 Ordinary 32 32 N/A
10/25/2021 Merrill Lynch(Australia)FuturesLimited BUY 4 Ordinary 10 10 N/A
10/25/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,182 Ordinary 11,303 11,303 N/A
10/25/2021 Merrill Lynch (Australia) Futures Limited SELL (46,630) Ordinary (127,111) (127,111) N/A
10/25/2021 Merrill Lynch(Australia)FuturesLimited SELL (6,605) Ordinary (17,851) (17,851) N/A
10/26/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,713 Ordinary 12,568 12,568 N/A
10/26/2021 Merrill Lynch(Australia)FuturesLimited SELL (32,839) Ordinary (87,239) (87,239) N/A
10/26/2021 Merrill Lynch(Australia)FuturesLimited BUY 15,622 Ordinary 41,499 41,499 N/A
10/27/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,547) Ordinary (4,071) (4,071) N/A
10/27/2021 Merrill Lynch (Australia) Futures Limited SELL (22,947) Ordinary (59,603) (59,603) N/A
10/27/2021 Merrill Lynch(Australia)FuturesLimited SELL (23,996) Ordinary (62,818) (62,818) N/A
10/27/2021 Merrill Lynch(Australia)FuturesLimited SELL (14,077) Ordinary (37,428) (37,428) N/A
10/27/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,053 Ordinary 13,297 13,297 N/A
10/28/2021 Merrill Lynch(Australia)FuturesLimited SELL (25,979) Ordinary (69,276) (69,276) N/A
10/28/2021 Merrill Lynch(Australia)FuturesLimited SELL (7,270) Ordinary (20,772) (20,772) N/A
10/29/2021 Merrill Lynch(Australia)FuturesLimited BUY 12,219 Ordinary 34,669 34,669 N/A
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
10/29/2021 Merrill Lynch (Australia) Futures Limited SELL (94) Ordinary (265) (265) N/A
10/29/2021 Merrill Lynch(Australia)FuturesLimited SELL (4,076) Ordinary (11,482) (11,482) N/A
11/01/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,446 Ordinary 15,128 15,128 N/A
11/01/2021 Merrill Lynch(Australia)FuturesLimited SELL (4) Ordinary (12) (12) N/A
11/02/2021 Merrill Lynch(Australia)FuturesLimited SELL (5,596) Ordinary (15,125) (15,125) N/A
11/02/2021 Merrill Lynch(Australia)FuturesLimited SELL (4,024) Ordinary (10,948) (10,948) N/A
11/03/2021 Merrill Lynch (Australia) Futures Limited SELL (1) Ordinary (3) (3) N/A
11/03/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,325 Ordinary 14,393 14,393 N/A
11/04/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,246 Ordinary 5,910 5,910 N/A
11/04/2021 Merrill Lynch(Australia)FuturesLimited BUY 184 Ordinary 484 484 N/A
11/04/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,687) Ordinary (4,449) (4,449) N/A
11/04/2021 Merrill Lynch(Australia)FuturesLimited BUY 4,646 Ordinary 12,226 12,226 N/A
11/05/2021 Merrill Lynch (Australia) Futures Limited BUY 2,687 Ordinary 7,072 7,072 N/A
11/05/2021 Merrill Lynch(Australia)FuturesLimited SELL (4,646) Ordinary (12,226) (12,226) N/A
11/05/2021 Merrill Lynch(Australia)FuturesLimited SELL (5,476) Ordinary (14,999) (14,999) N/A
11/08/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,695) Ordinary (4,655) (4,655) N/A
11/08/2021 Merrill Lynch(Australia)FuturesLimited SELL (16) Ordinary (45) (45) N/A
11/09/2021 Merrill Lynch(Australia)FuturesLimited SELL (908) Ordinary (2,488) (2,488) N/A
11/09/2021 Merrill Lynch (Australia) Futures Limited SELL (5,203) Ordinary (14,255) (14,255) N/A
11/09/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,203 Ordinary 14,255 14,255 N/A
11/10/2021 Merrill Lynch(Australia)FuturesLimited SELL (258) Ordinary (728) (728) N/A
11/11/2021 Merrill Lynch(Australia)FuturesLimited SELL (20) Ordinary (56) (56) N/A
11/12/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,133 Ordinary 14,062 14,062 N/A
11/12/2021 Merrill Lynch(Australia)FuturesLimited SELL (2,104) Ordinary (5,687) (5,687) N/A
11/15/2021 Merrill Lynch International Securities returned N/A Ordinary (39,553,286) (39,553,286) Refer to App. B
11/15/2021 Merrill Lynch(Australia)FuturesLimited BUY 6,856 Ordinary 17,808 17,808 N/A
11/16/2021 Merrill Lynch(Australia)FuturesLimited SELL (9,774) Ordinary (26,183) (26,183) N/A
11/17/2021 Merrill Lynch(Australia)FuturesLimited SELL (3,815) Ordinary (9,547) (9,547) N/A
11/17/2021 Merrill Lynch(Australia)FuturesLimited BUY 8,495 Ordinary 21,506 21,506 N/A
11/18/2021 Merrill Lynch(Australia)FuturesLimited BUY 8,051 Ordinary 20,911 20,911 N/A
11/18/2021 Merrill Lynch(Australia)FuturesLimited SELL (0.39) Ordinary (1) (1) N/A
Date of
change		 Person whose relevant interest
changed		 Nature of change
(4)		 Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
11/18/2021 Merrill Lynch (Australia) Futures Limited SELL (3,462) Ordinary (8,548) (8,548) N/A
11/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (4) Ordinary (11) (11) N/A
11/19/2021 Merrill Lynch(Australia)FuturesLimited SELL (6,270) Ordinary (16,104) (16,104) N/A
11/19/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,973 Ordinary 15,515 15,515 N/A
11/22/2021 Merrill Lynch International Securities borrowed N/A Ordinary 38,555,618 38,555,618 RefertoApp. B
11/22/2021 Merrill Lynch(Australia)FuturesLimited BUY 2,309 Ordinary 5,997 5,997 N/A
11/22/2021 Merrill Lynch (Australia) Futures Limited SELL (1) Ordinary (2) (2) N/A
11/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (2) Ordinary (5) (5) N/A
11/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (3,454) Ordinary (8,857) (8,857) N/A
11/22/2021 Merrill Lynch(Australia)FuturesLimited SELL (8,354) Ordinary (21,271) (21,271) N/A
11/23/2021 Merrill Lynch International Securities borrowed N/A Ordinary 1,156,668 1,156,668 RefertoApp. B
11/23/2021 Merrill Lynch(Australia)FuturesLimited SELL (1,017) Ordinary (2,641) (2,641) N/A
11/23/2021 Merrill Lynch (Australia) Futures Limited BUY 1,438 Ordinary 3,734 3,734 N/A
11/23/2021 Merrill Lynch(Australia)FuturesLimited SELL (5) Ordinary (12) (12) N/A
11/23/2021 Merrill Lynch(Australia)FuturesLimited BUY 5,274 Ordinary 13,698 13,698 N/A

Appendix B-1: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and OP
MASTER FUND LTD(GCM)
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-2: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and PCM LP
(RTV)
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-3: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and
Susquehanna Pacific PtyLtd
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-4: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Virtu
Financial Asia PtyLtd
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix C

Related bodies corporate Incorporated **ACN/Registration/Incorporation Number **
Merrill Lynch International United Kingdom 2312079
ML UK Capital Holdings Limited United Kingdom 4971231
BofAML EMEA Holdings 2 Limited United States 119605
Merrill Lynch(Australia)FuturesLimited Australia 003639674
Merrill Lynch Markets (Australia) Pty. Limited Australia 075587816
Merrill Lynch (Australasia) Pty. Ltd Australia 075923894
Bank of America Global Holdings, LLC United States 5169939
BofAML Jersey Holdings Limited Jersey 115831
BofASecurities,Inc. United States 5793661
NB Holdings Corporation United States 2361372
Bankof America Corporation United States N/A628

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