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Metals X Limited — Major Shareholding Notification 2016
Aug 4, 2016
10401_rns_2016-08-04_b11145bc-fa4f-462a-a893-08989cb6558d.pdf
Major Shareholding Notification
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PRESS RELEASE
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5 August 2016
METALS X LIMITED TOP 20 SHAREHOLDERS AS AT 4 AUGUST 2016
Metals X Limited’s ( Metals X ) off-market takeover bid for all the fully paid ordinary shares in Aditya Birla Minerals Limited ( ABY ) ( Offer ) closed on 29 July 2016.
Following the close of the Offer, in accordance with ASX Listing Rule 3.4.1, Metals X provides the following information:
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a distribution schedule for shares in Metals X as set out in ASX Listing Rule 4.10.7, as at close of trading on 4 August 2016; and
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a list of the names of, number of shares held by and percentages held by the 20 largest shareholders of Metals X as set out in ASX Listing Rule 4.10.9, as at close of trading on 4 August 2016.”
ENQUIRIES
Peter Cook Executive Director & CEO e: [email protected]
Warren Hallam Executive Director e: [email protected]
Rod Corps Manager – Investor Relations e: [email protected]
Level 3, 18–32 Parliament Place [email protected] West Perth WA 6005 www.metalsx.com.au Australia
ASX Code: MLX OTCQX Code: MLXEF
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METALS X LIMITED FULLY PAID Top 20 Listing
| Current | Current | Previous Top | ||||||
|---|---|---|---|---|---|---|---|---|
| Date - 4/08/2016 | Time - 20.27.46 | * As at: 29/07/16 * | ||||||
| Rank | Holder Name | Designation | Current Securities | % | Prev. Securities | % | Rank | |
| 1 | NATIONAL NOM LTD | 86,058,753 | 16.42% | 86,174,855 | 16.53% | 1 | ||
| 2 | HSBC CUSTODY NOM AUST LTD | 55,992,117 | 10.68% | 56,925,032 | 10.92% | 2 | ||
| * | 3 | CITICORP NOM PL | 50,700,148 | 9.67% | 46,841,151 | 8.99% | 3 | |
| 4 | JINCHUAN GRP LTD | 44,000,000 | 8.39% | 44,000,000 | 8.44% | 4 | ||
| * | 5 | SUN HUNG KAI INV SVCS LTD | CLIENT A/C | 43,157,571 | 8.23% | 43,157,571 | 8.28% | 5 |
| 6 | SUN HUNG KAI INV SVCS LTD | CLIENT APAC RES A/ | 34,750,000 | 6.63% | 34,750,000 | 6.67% | 6 | |
| 7 | J P MORGAN NOM AUST LTD | 31,329,908 | 5.98% | 31,188,687 | 5.98% | 7 | ||
| * | 8 | ALL-STATES FINANCE PL | 13,874,697 | 2.65% | 13,874,697 | 2.66% | 8 | |
| * | 9 | AJAVA HLDGS PL | 10,704,982 | 2.04% | 10,704,982 | 2.05% | 10 | |
| 10 | FARLEIGH RICHARD | 10,228,517 | 1.95% | 10,228,517 | 1.96% | 11 | ||
| 11 | HSBC CUSTODY NOM AUST LTD | 9,599,203 | 1.83% | 11,352,877 | 2.18% | 9 | ||
| * | 12 | COOK PETER GERARD | 5,387,500 | 1.03% | 5,387,500 | 1.03% | 12 | |
| * | 13 | 3RD WAVE INVRS LTD | 4,700,000 | 0.90% | 4,979,678 | 0.96% | 13 | |
| 14 | BNP PARIBAS NOMS PL | DRP | 4,563,966 | 0.87% | 4,562,166 | 0.88% | 14 | |
| 15 | HSBC CUSTODY NOM AUST LTD | 3,964,291 | 0.76% | 3,258,919 | 0.63% | 15 | ||
| * | 16 | WESTERN BRIDGE PL | HK HAWKINS S/F A/C | 2,797,982 | 0.53% | 2,847,982 | 0.55% | 16 |
| 17 | DEBORTOLI WINES PL | 2,317,262 | 0.44% | 2,317,262 | 0.44% | 18 | ||
| * | 18 | MATSA RES LTD | 2,250,000 | 0.43% | 2,500,000 | 0.48% | 17 | |
| * | 19 | OAKSOUTH PL | 2,066,250 | 0.39% | 2,066,250 | 0.40% | 19 | |
| 20 | CS FOURTH NOM PL | HSBC CUST NOM AU L | 2,055,971 | 0.39% | 1,355,702 | 0.26% | 23 | |
| TOP 20 TOTAL | 420,499,118 | 80.21% | 418,473,828 | 80.29% | ||||
| * Denotes merged holders. | ||||||||
| Note: All holders are included in the report. |
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METALS X LIMITED FULLY PAID Spread Analysis Date - 4/08/2016 Time - 20.27.46
| Spread of Holdings | Holders | Securities | % of Issued Capital |
|---|---|---|---|
| NIL holding | 0 | 0 | 0.00% |
| 1 - 1,000 | 852 | 451,353 | 0.09% |
| 1,001 - 5,000 | 2,508 | 6,620,100 | 1.26% |
| 5,001 - 10,000 | 994 | 7,231,063 | 1.38% |
| 10,001 - 100,000 | 1,362 | 39,034,121 | 7.45% |
| Over 100,000 | 174 | 470,827,453 | 89.82% |
| TOTAL ON REGISTER | 5,890 | 524,164,090 | |
| Analysis by Location | |||
| Overseas | 305 | 136,687,163 | 26.08% |
| Australia: | 5,425 | 386,279,401 | 73.69% |
| ACT | 77 | 727,351 | 0.14% |
| NSW | 1,647 | 126,248,413 | 24.09% |
| VIC | 1,120 | 185,812,611 | 35.45% |
| QLD | 719 | 9,285,122 | 1.77% |
| SA | 298 | 3,443,760 | 0.66% |
| WA | 1,296 | 58,700,790 | 11.20% |
| TAS | 211 | 1,630,000 | 0.31% |
| NT | 57 | 431,354 | 0.08% |
| Address Unknown | 160 | 1,197,526 | 0.23% |
| TOTAL ON REGISTER | 5,890 | 524,164,090 |
Note: All holders are included in the report, with common holders merged into one holding.
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METALS X LIMITED FULLY PAID Foreign Investment and Statistical Analysis Date - 4/08/2016 Time - 20.27.46
| Code | Country | Holders | Total Securities | % of Total |
|---|---|---|---|---|
| ARE | UNITED ARAB EMIRATES | 1 | 18,000 | 0.00% |
| CAN | CANADA | 5 | 67,777 | 0.01% |
| CHN | CHINA | 6 | 44,080,865 | 8.41% |
| CIL | CHANNEL ISLANDS | 1 | 9,167 | 0.00% |
| COK | COOK ISLANDS | 1 | 704 | 0.00% |
| CYP | CYPRUS REPUBLIC OF | 1 | 1,165 | 0.00% |
| DEU | GERMANY FEDERAL REPUBLIC | 1 | 1,472 | 0.00% |
| ESP | SPAIN KINGDOM OF | 1 | 6,192 | 0.00% |
| FJI | FIJI REPUBLIC OF | 2 | 51,543 | 0.01% |
| FRA | FRANCE FRENCH REPUBLIC | 2 | 28,846 | 0.01% |
| GBR | UNITED KINGDOM GB & N I | 94 | 10,878,113 | 2.08% |
| GIB | GIBRALTAR | 1 | 1,933 | 0.00% |
| GRC | GREECE HELLENIC REPUBLIC | 1 | 1,132 | 0.00% |
| HKG | HONG KONG | 8 | 78,503,400 | 14.98% |
| IRL | IRELAND | 7 | 14,087 | 0.00% |
| ISM | ISLE OF MAN | 1 | 2,168 | 0.00% |
| JPN | JAPAN | 1 | 16,000 | 0.00% |
| MYS | MALAYSIA | 3 | 102,833 | 0.02% |
| NLD | NETHERLANDS KINGDOM OF … | 1 | 8,750 | 0.00% |
| NZL | NEW ZEALAND | 141 | 2,357,067 | 0.45% |
| PAN | PANAMA REPUBLIC OF | 2 | 90,000 | 0.02% |
| PHL | PHILIPPINES REPUBLIC OF | 2 | 12,388 | 0.00% |
| PNG | PAPUA NEW GUINEA | 6 | 58,150 | 0.01% |
| PRT | PORTUGAL REPUBLIC | 1 | 6,444 | 0.00% |
| SGP | SINGAPORE | 12 | 280,520 | 0.05% |
| VUT | VANUATU REPUBLIC OF | 3 | 88,447 | 0.02% |
| OTHER COUNTRIES( 0 ) | 0 | |||
| FOREIGN INVESTMENT | 305 | 136,687,163 | 26.08% | |
| AUSTRALIAN INVESTMENT | 5,585 | 387,476,927 | 73.92% | |
| TOTAL | 5,890 | 524,164,090 |