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Meta Platforms, Inc. — Director's Dealing 2023
Aug 9, 2023
29738_dirs_2023-08-09_c08285f7-7e22-4018-b5ec-b4dee188fe5e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Meta Platforms, Inc. (META)
CIK: 0001326801
Period of Report: 2023-08-07
Reporting Person: Zuckerberg Mark (Director, COB and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-07 | Class A Common Stock | C | 320000 | — | Acquired | 320000 | Indirect |
| 2023-08-07 | Class A Common Stock | G | 320000 | — | Disposed | 0 | Indirect |
| 2023-08-07 | Class A Common Stock | G | 320000 | — | Acquired | 552400 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-07 | Class B Common Stock | $ | C | 320000 | Disposed | Class A Common Stock (320000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 599306 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (4392197) | 4392197 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (1908602) | 1908602 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (34344500) | 34344500 | Indirect |
Footnotes
F1: Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. The reporting person is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI.
F2: Shares held of record by Chan Zuckerberg Initiative Advocacy ("CZI Advocacy"). The reporting person is deemed to have voting and investment power over the shares held by CZI Advocacy, but has no pecuniary interest in these shares.
F3: Shares held of record by the Chan Zuckerberg Initiative Foundation ("CZI Foundation"). The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares.
F4: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
F5: Reflects a change in form of beneficial ownership since the last filing for no consideration in a transfer exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
F6: Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust.
F7: Shares held of record by Chan Zuckerberg Holdings LLC ("CZ Holdings"), which is beneficially owned by the reporting person. The reporting person is deemed to have sole voting and investment power over the securities held by CZ Holdings.