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Meta Platforms, Inc. — Director's Dealing 2021
Mar 24, 2021
29738_dirs_2021-03-24_d5b9e384-6748-474d-a1a3-441bffc8c670.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2021-03-22
Reporting Person: Cox Christopher K (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-02 | Class A Common Stock | G | 33236 | — | Acquired | 54650 | Direct |
| 2021-02-02 | Class A Common Stock | G | 24808 | — | Acquired | 79458 | Direct |
| 2021-03-10 | Class A Common Stock | G | 29018 | — | Disposed | 29017 | Indirect |
| 2021-03-11 | Class A Common Stock | G | 29017 | — | Disposed | 0 | Indirect |
| 2021-03-22 | Class A Common Stock | G | 79458 | — | Disposed | 0 | Direct |
| 2021-03-22 | Class A Common Stock | G | 79458 | — | Acquired | 105585 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-22 | Restricted Stock Units (RSU) (Class A) | $ | A | 75526 | Acquired | Class A Common Stock (75526) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 51921 | Indirect |
| Class A Common Stock | 49299 | Indirect |
| Class A Common Stock | 34622 | Indirect |
Footnotes
F1: This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities.
F2: The reporting person's last ownership report, filed with the Securities and Exchange Commission on February 17, 2021, inadvertently reported that these shares were acquired by the Christopher K. Cox Revocable Trust.
F3: Represents shares of Class A Common Stock that the reporting person donated as a gift. Following the transfer, the reporting person does not have voting or investment power over, or a pecuniary interest in, the transferred shares.
F4: Shares held of record by Christopher K. Cox and Visra Vichit-Vadakan, Co-Trustees of The Cox-Vadakan Irrevocable Remainder Trust.
F5: The reporting person's last ownership report, filed with the Securities and Exchange Commission on February 17, 2021, inadvertently reported that the Christopher K. Cox Revocable Trust acquired 33,236 and 24,808 shares in transfers dated February 2, 2021.
F6: Shares held of record by Christopher K. Cox, Trustee of The Christopher K. Cox Revocable Trust.
F7: Shares held of record by Christopher K. Cox, Trustee of Christopher K. Cox 2019 Annuity Trust U/A dtd 11/25/19.
F8: Shares held of record by Christopher K. Cox, Trustee of Christopher K. Cox 2019 Annuity Trust II U/A dtd 11/25/19.
F9: Shares held of record by Christopher K. Cox, Trustee of Christopher K. Cox 2020 Annuity Trust U/A dtd 1/31/20.
F10: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F11: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2021, subject to continued service through each vesting date.