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Meta Platforms, Inc. Director's Dealing 2021

Aug 9, 2021

29738_dirs_2021-08-09_a3f1e030-a3ad-4e29-a7b8-68fe22b945e4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2021-08-05

Reporting Person: Zuckerberg Mark (Director, COB and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-05 Class A Common Stock C 56000 Acquired 56000 Indirect
2021-08-05 Class A Common Stock S 4000 $357.9149 Disposed 52000 Indirect
2021-08-05 Class A Common Stock S 3610 $358.8085 Disposed 48390 Indirect
2021-08-05 Class A Common Stock S 4800 $359.7585 Disposed 43590 Indirect
2021-08-05 Class A Common Stock S 22700 $361.0829 Disposed 20890 Indirect
2021-08-05 Class A Common Stock S 15857 $361.7115 Disposed 5033 Indirect
2021-08-05 Class A Common Stock S 4333 $363.0539 Disposed 700 Indirect
2021-08-05 Class A Common Stock S 700 $363.6456 Disposed 0 Indirect
2021-08-05 Class A Common Stock S 1100 $357.9070 Disposed 1509746 Indirect
2021-08-05 Class A Common Stock S 1200 $358.9894 Disposed 1508546 Indirect
2021-08-05 Class A Common Stock S 1150 $359.7957 Disposed 1507396 Indirect
2021-08-05 Class A Common Stock S 7950 $361.1678 Disposed 1499446 Indirect
2021-08-05 Class A Common Stock S 2536 $361.8665 Disposed 1496910 Indirect
2021-08-05 Class A Common Stock S 1064 $363.1331 Disposed 1495846 Indirect
2021-08-05 Class A Common Stock C 6300 Acquired 6300 Indirect
2021-08-05 Class A Common Stock S 387 $357.9013 Disposed 5913 Indirect
2021-08-05 Class A Common Stock S 540 $358.9119 Disposed 5373 Indirect
2021-08-05 Class A Common Stock S 520 $359.7701 Disposed 4853 Indirect
2021-08-05 Class A Common Stock S 3070 $361.1503 Disposed 1783 Indirect
2021-08-05 Class A Common Stock S 1383 $361.8213 Disposed 400 Indirect
2021-08-05 Class A Common Stock S 400 $363.2092 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-05 Class B Common Stock $ C 56000 Disposed Class A Common Stock (56000) Indirect
2021-08-05 Class B Common Stock $ C 6300 Disposed Class A Common Stock (6300) Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (1908602) 1908602 Indirect

Footnotes

F1: Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI.

F2: The sales reported were effected by CZI pursuant to its Rule 10b5-1 trading plan.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $357.37 to $358.29 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.37 to $359.34 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.37 to $360.34 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.42 to $361.41 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.42 to $362.41 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $362.46 to $363.365 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $363.53 to $363.76 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The sales reported were effected by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Initiative Foundation ("CZI Foundation"), formerly known as the Chan Zuckerberg Foundation, pursuant to its Rule 10b5-1 trading plan.

F11: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $357.37 to $358.29 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: Shares held of record by CZI Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares.

F13: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.43 to $359.41 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.44 to $360.40 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.58 to $361.57 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.59 to $362.45 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $362.89 to $363.58 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18: Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust.

F19: The sales reported were effected by Mark Zuckerberg, Trustee of the 2006 Trust pursuant to its Rule 10b5-1 trading plan.

F20: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $357.47 to $358.25 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F21: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.50 to $359.48 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F22: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.50 to $360.29 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F23: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.54 to $361.52 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F24: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.55 to $362.505 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F25: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $362.73 to $363.59 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F26: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.