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Meta Platforms, Inc. Director's Dealing 2021

Feb 3, 2021

29738_dirs_2021-02-03_75cdf6ad-5500-4060-9ef0-b83312f28581.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2021-02-01

Reporting Person: Zuckerberg Mark (Director, COB and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-01 Class A Common Stock C 29000 Acquired 29000 Indirect
2021-02-01 Class A Common Stock S 2283 $255.9065 Disposed 26717 Indirect
2021-02-01 Class A Common Stock S 3407 $256.9147 Disposed 23310 Indirect
2021-02-01 Class A Common Stock S 3298 $258.1052 Disposed 20012 Indirect
2021-02-01 Class A Common Stock S 4379 $259.0152 Disposed 15633 Indirect
2021-02-01 Class A Common Stock S 1589 $259.8752 Disposed 14044 Indirect
2021-02-01 Class A Common Stock S 1015 $261.1267 Disposed 13029 Indirect
2021-02-01 Class A Common Stock S 4127 $262.1831 Disposed 8902 Indirect
2021-02-01 Class A Common Stock S 7639 $263.1517 Disposed 1263 Indirect
2021-02-01 Class A Common Stock S 1263 $263.9300 Disposed 0 Indirect
2021-02-01 Class A Common Stock S 1038 $255.6089 Disposed 3270518 Indirect
2021-02-01 Class A Common Stock S 655 $256.9489 Disposed 3269863 Indirect
2021-02-01 Class A Common Stock S 1372 $257.6545 Disposed 3268491 Indirect
2021-02-01 Class A Common Stock S 2153 $258.7878 Disposed 3266338 Indirect
2021-02-01 Class A Common Stock S 512 $259.9243 Disposed 3265826 Indirect
2021-02-01 Class A Common Stock S 457 $261.3368 Disposed 3265369 Indirect
2021-02-01 Class A Common Stock S 1614 $262.3310 Disposed 3263755 Indirect
2021-02-01 Class A Common Stock S 3199 $263.2677 Disposed 3260556 Indirect
2021-02-01 Class A Common Stock C 4750 Acquired 4750 Indirect
2021-02-01 Class A Common Stock S 376 $256.0524 Disposed 4374 Indirect
2021-02-01 Class A Common Stock S 812 $257.2942 Disposed 3562 Indirect
2021-02-01 Class A Common Stock S 689 $258.6898 Disposed 2873 Indirect
2021-02-01 Class A Common Stock S 484 $259.7799 Disposed 2389 Indirect
2021-02-01 Class A Common Stock S 71 $260.37 Disposed 2318 Indirect
2021-02-01 Class A Common Stock S 842 $261.9521 Disposed 1476 Indirect
2021-02-01 Class A Common Stock S 1398 $263.2374 Disposed 78 Indirect
2021-02-01 Class A Common Stock S 78 $263.855 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-01 Class B Common Stock $ C 29000 Disposed Class A Common Stock (29000) Indirect
2021-02-01 Class B Common Stock $ C 4750 Disposed Class A Common Stock (4750) Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (1908602) 1908602 Indirect

Footnotes

F1: Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust"), is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI.

F2: The sales reported were effected by CZI pursuant to its Rule 10b5-1 trading plan.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.525 to $256.46 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.525 to $257.50 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.54 to $258.53 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.62 to $259.58 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.635 to $260.00 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.72 to $261.55 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.75 to $262.74 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.755 to $263.725 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.77 to $264.12 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The sales reported were effected by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Initiative Foundation ("CZI Foundation"), formerly known as the Chan Zuckerberg Foundation, pursuant to its Rule 10b5-1 trading plan.

F13: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.25 to $256.145 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: Shares held of record by CZI Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares.

F15: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.26 to $257.14 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.295 to $257.945 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.42 to $259.23 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.565 to $260.37 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F19: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.855 to $261.845 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F20: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.91 to $262.895 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F21: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.915 to $263.805 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F22: Shares held of record by Mark Zuckerberg, Trustee of the 2006 Trust.

F23: The sales reported were effected by Mark Zuckerberg, Trustee of the 2006 Trust pursuant to its Rule 10b5-1 trading plan.

F24: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.565 to $256.56 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F25: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $256.91 to $257.835 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F26: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.185 to $259.035 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F27: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.19 to $260.09 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F28: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.61 to $262.575 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F29: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.83 to $263.79 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F30: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.