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Meta Platforms, Inc. — Director's Dealing 2021
Mar 24, 2021
29738_dirs_2021-03-24_cd53bbad-712f-4100-b673-4b3af7e28a25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2021-03-22
Reporting Person: Schroepfer Michael Todd (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-24 | Class A Common Stock | G | 10776 | — | Disposed | 13794 | Indirect |
| 2021-02-24 | Class A Common Stock | G | 10776 | — | Acquired | 426349 | Indirect |
| 2021-02-24 | Class A Common Stock | G | 10776 | — | Disposed | 13794 | Indirect |
| 2021-02-24 | Class A Common Stock | G | 10776 | — | Acquired | 437125 | Indirect |
| 2021-02-25 | Class A Common Stock | G | 13794 | — | Disposed | 0 | Indirect |
| 2021-02-25 | Class A Common Stock | G | 13794 | — | Acquired | 14450 | Indirect |
| 2021-02-25 | Class A Common Stock | G | 13794 | — | Disposed | 0 | Indirect |
| 2021-02-25 | Class A Common Stock | G | 13794 | — | Acquired | 28244 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-22 | Restricted Stock Units (RSU) (Class A) | $ | A | 75526 | Acquired | Class A Common Stock (75526) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 552046 | Direct |
Footnotes
F1: This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities.
F2: Shares held of record by Michael Schroepfer, Trustee of The Michael Schroepfer 2018 Annuity Trust U/A/D 11/15/2018, a grantor retained annuity trust for the benefit of the reporting person.
F3: Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The HS Trust U/A/D 9/28/2011.
F4: Shares held of record by Erin Hoffmann, Trustee of The Erin Hoffmann 2018 Annuity Trust U/A/D 11/15/2018, a grantor retained annuity trust for the benefit of the reporting person's spouse.
F5: Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The Clover Irrevocable Nonexempt Trust U/A/D 6/27/2011.
F6: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F7: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on February 15, 2023, subject to continued service through each vesting date.