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Meta Platforms, Inc. — Director's Dealing 2020
Feb 13, 2020
29738_dirs_2020-02-13_5b3b4298-be7b-4d8a-be70-40f51cbc7f6b.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2019-12-31
Reporting Person: Schroepfer Michael Todd (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-12 | Class A Common Stock | P | 52 | $117.7700 | Acquired | 52 | Indirect |
| 2017-01-12 | Class A Common Stock | P | 27 | $126.6200 | Acquired | 79 | Indirect |
| 2017-04-19 | Class A Common Stock | P | 8 | $142.2700 | Acquired | 87 | Indirect |
| 2017-10-12 | Class A Common Stock | P | 6 | $172.5500 | Acquired | 93 | Indirect |
| 2018-05-30 | Class A Common Stock | S | 8 | $187.6700 | Disposed | 85 | Indirect |
| 2018-05-30 | Class A Common Stock | S | 6 | $187.6700 | Disposed | 79 | Indirect |
| 2019-03-06 | Class A Common Stock | P | 33 | $172.5100 | Acquired | 112 | Indirect |
| 2019-07-25 | Class A Common Stock | P | 49 | $200.7100 | Acquired | 161 | Indirect |
| 2019-10-10 | Class A Common Stock | S | 49 | $181.4324 | Disposed | 112 | Indirect |
| 2016-12-12 | Class A Common Stock | P | 655 | $117.7700 | Acquired | 28909 | Indirect |
| 2017-01-23 | Class A Common Stock | P | 180 | $128.9300 | Acquired | 85588 | Indirect |
| 2017-03-22 | Class A Common Stock | P | 51 | $139.5900 | Acquired | 142238 | Indirect |
| 2017-05-09 | Class A Common Stock | P | 34 | $150.4800 | Acquired | 170583 | Indirect |
| 2017-12-14 | Class A Common Stock | P | 1550 | $178.3900 | Acquired | 338023 | Indirect |
| 2018-03-26 | Class A Common Stock | S | 710 | $160.0600 | Disposed | 421990 | Indirect |
| 2018-05-04 | Class A Common Stock | P | 675 | $176.6100 | Acquired | 450817 | Indirect |
| 2018-10-08 | Class A Common Stock | S | 661 | $157.2500 | Disposed | 591280 | Indirect |
| 2018-11-20 | Class A Common Stock | S | 100 | $132.4300 | Disposed | 447556 | Indirect |
| 2018-12-28 | Class A Common Stock | S | 52 | $133.2000 | Disposed | 475552 | Indirect |
| 2019-02-21 | Class A Common Stock | P | 876 | $160.0400 | Acquired | 476428 | Indirect |
| 2019-04-04 | Class A Common Stock | P | 253 | $176.0200 | Acquired | 476681 | Indirect |
| 2019-06-06 | Class A Common Stock | S | 174 | $168.3300 | Disposed | 476507 | Indirect |
| 2019-06-06 | Class A Common Stock | S | 79 | $168.3300 | Disposed | 476428 | Indirect |
| 2019-06-06 | Class A Common Stock | S | 253 | $168.3300 | Disposed | 476175 | Indirect |
| 2019-07-30 | Class A Common Stock | P | 257 | $197.0400 | Acquired | 476432 | Indirect |
| 2019-08-28 | Class A Common Stock | P | 154 | $181.7600 | Acquired | 476586 | Indirect |
| 2019-10-03 | Class A Common Stock | S | 257 | $179.3800 | Disposed | 476329 | Indirect |
Footnotes
F1: A third-party investment advisor retained by the reporting person carried out these transactions in its sole discretion without direction or knowledge from the reporting person or his spouse. The advisor recently brought the transactions to the attention of Facebook, Inc. ("Issuer") and the reporting person. Such transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person paid $80,848.16 to Issuer as disgorgement of the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.
F2: The shares reported in these transactions are held by trusts, for which the reporting person and his spouse serve as trustees, in separate accounts managed by the third-party investment advisor. The reporting person disclaims beneficial ownership of the shares held by the trusts, except to the extent of his pecuniary interest therein.
F3: Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The Clover Irrevocable Exempt Trust U/A/D 6/27/2011.
F4: Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The HS Trust U/A/D 9/28/2011.