Meta Platforms, Inc. — Director's Dealing 2020

Nov 9, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2020-11-05

Reporting Person: Zuckerberg Mark (Director, COB and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-08	Class A Common Stock	G	89059	—	Disposed	0	Indirect
2020-05-08	Class A Common Stock	G	89059	—	Acquired	89059	Indirect
2020-11-05	Class A Common Stock	C	204700	—	Acquired	204700	Indirect
2020-11-05	Class A Common Stock	G	204700	—	Disposed	0	Indirect
2020-11-09	Class A Common Stock	S	491	$278.6518	Disposed	3975072	Indirect
2020-11-09	Class A Common Stock	S	371	$280.1422	Disposed	3974701	Indirect
2020-11-09	Class A Common Stock	S	329	$280.9763	Disposed	3974372	Indirect
2020-11-09	Class A Common Stock	S	1055	$282.5917	Disposed	3973317	Indirect
2020-11-09	Class A Common Stock	S	1442	$283.5876	Disposed	3971875	Indirect
2020-11-09	Class A Common Stock	S	372	$284.4719	Disposed	3971503	Indirect
2020-11-09	Class A Common Stock	S	486	$285.5126	Disposed	3971017	Indirect
2020-11-09	Class A Common Stock	S	1752	$286.9485	Disposed	3969265	Indirect
2020-11-09	Class A Common Stock	S	2549	$287.9251	Disposed	3966716	Indirect
2020-11-09	Class A Common Stock	S	1549	$288.8136	Disposed	3965167	Indirect
2020-11-09	Class A Common Stock	S	2298	$289.9653	Disposed	3962869	Indirect
2020-11-09	Class A Common Stock	S	847	$291.0049	Disposed	3962022	Indirect
2020-11-09	Class A Common Stock	S	459	$291.9495	Disposed	3961563	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-05	Class B Common Stock	$	C	204700	Disposed		Class A Common Stock (204700)	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (5676058)	5676058	Indirect
Class B Common Stock	$		Class A Common Stock (1908602)	1908602	Indirect

Footnotes

F1: This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities.

F2: Shares held of record by Mark Zuckerberg, Trustee of the Mark Zuckerberg GRAT No. 2, dated 5/8/2014.

F3: Shares held of record by Mark Zuckerberg, Trustee of The Mark Zuckerberg Trust dated July 7, 2006 ("2006 Trust").

F4: Shares held of record by CZI Holdings, LLC ("CZI"). Mark Zuckerberg, Trustee of the 2006 Trust, is the sole member of CZI. Mr. Zuckerberg is the sole trustee of the 2006 Trust and, therefore, is deemed to have sole voting and investment power over the securities held by CZI.

F5: Represents shares of Class A Common Stock that CZI donated as a gift to Silicon Valley Community Foundation ("SVCF"). Neither CZI nor the reporting person exercises voting or investment control, directly or indirectly, over SVCF or any of its affiliates, or over the donated shares following this transfer. Neither CZI nor the reporting person has any pecuniary interest in any shares held by SVCF.

F6: The sales reported were effected by Mark Zuckerberg, Trustee and Settlor of the Chan Zuckerberg Initiative Foundation, formerly known as the Chan Zuckerberg Foundation ("CZI Foundation") and CZI, as applicable, pursuant to their Rule 10b5-1 trading plans.

F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $278.60 to $278.72 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: Shares held of record by CZI Foundation. The reporting person is deemed to have voting and investment power over the shares held by CZI Foundation, but has no pecuniary interest in these shares.

F9: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $279.70 to $280.665 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $280.87 to $281.06 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $282.13 to $283.025 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: She reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $283.14 to $284.06 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $284.29 to $284.73 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.33 to $286.055 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $286.33 to $287.28 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $287.37 to $288.33 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $288.44 to $289.415 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $289.50 to $290.38 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F19: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $290.575 to $291.46 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F20: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $291.82 to $292.12 per share. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F21: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.