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Meta Platforms, Inc. — Director's Dealing 2019
Feb 20, 2019
29738_dirs_2019-02-20_a0df4084-3cf7-41cc-981f-1b556f27ea8c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2019-02-15
Reporting Person: Cox Christopher K (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-15 | Class A Common Stock | M | 26847 | — | Acquired | 85331 | Direct |
| 2019-02-15 | Class A Common Stock | F | 13311 | $163.95 | Disposed | 72020 | Direct |
| 2019-02-15 | Class A Common Stock | M | 10023 | — | Acquired | 82043 | Direct |
| 2019-02-15 | Class A Common Stock | F | 4970 | $163.95 | Disposed | 77073 | Direct |
| 2019-02-15 | Class A Common Stock | M | 8255 | — | Acquired | 85328 | Direct |
| 2019-02-15 | Class A Common Stock | F | 4093 | $163.95 | Disposed | 81235 | Direct |
| 2019-02-15 | Class A Common Stock | C | 34122 | — | Acquired | 115357 | Direct |
| 2019-02-15 | Class A Common Stock | F | 16016 | $163.95 | Disposed | 99341 | Direct |
| 2019-02-19 | Class A Common Stock | S | 5300 | $160.35 | Disposed | 94041 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-15 | Restricted Stock Units (RSU) (Class A) | $ | M | 26847 | Disposed | 2023-05-05 | Class A Common Stock (26847) | Direct |
| 2019-02-15 | Restricted Stock Units (RSU) (Class A) | $ | M | 10023 | Disposed | 2024-03-16 | Class A Common Stock (10023) | Direct |
| 2019-02-15 | Restricted Stock Units (RSU) (Class A) | $ | M | 8255 | Disposed | 2025-03-15 | Class A Common Stock (8255) | Direct |
| 2019-02-15 | Restricted Stock Unit (RSU) (Class B) | $ | M | 34122 | Disposed | 2022-05-02 | Class B Common Stock (34122) | Direct |
| 2019-02-15 | Class B Common Stock | $ | M | 34122 | Acquired | Class A Common Stock (34122) | Direct | |
| 2019-02-15 | Class B Common Stock | $ | C | 34122 | Disposed | Class A Common Stock (34122) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 74107 | Indirect |
| Class A Common Stock | 125893 | Indirect |
| Class A Common Stock | 74107 | Indirect |
Footnotes
F1: Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
F2: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.
F3: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
F4: Shares held of record by Christopher K. Cox, Trustee of The Christopher K. Cox 2017 Annuity Trust u/a/d 10/24/2017.
F5: Shares held of record by Christopher K. Cox, Trustee of The Christopher K. Cox 2018 Annuity Trust II U/A DTD 12/19/2018.
F6: Shares held of record by Christopher K. Cox, Trustee of The Christopher K. Cox 2018 Annuity Trust III U/A DTD 12/19/2018.
F7: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F8: The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2017, subject to continued service through each vesting date.
F9: The RSUs vest as to 1/16th of the total shares quarterly, beginning on May 15, 2016, subject to continued service through each vesting date.
F10: The RSUs vest as to 1/16th of the total shares quarterly, beginning on February 15, 2017, subject to continued service through each vesting date.
F11: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
F12: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
F13: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.