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Meta Platforms, Inc. — Director's Dealing 2018
Nov 19, 2018
29738_dirs_2018-11-19_db4ebd71-cf4a-4cb0-a822-718f0f958147.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2018-11-15
Reporting Person: Cox Christopher K (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-15 | Class A Common Stock | M | 26847 | — | Acquired | 140684 | Direct |
| 2018-11-15 | Class A Common Stock | F | 13311 | $144.22 | Disposed | 127373 | Direct |
| 2018-11-15 | Class A Common Stock | M | 10022 | — | Acquired | 137395 | Direct |
| 2018-11-15 | Class A Common Stock | F | 4969 | $144.22 | Disposed | 132426 | Direct |
| 2018-11-15 | Class A Common Stock | M | 8254 | — | Acquired | 140680 | Direct |
| 2018-11-15 | Class A Common Stock | F | 4093 | $144.22 | Disposed | 136587 | Direct |
| 2018-11-15 | Class A Common Stock | C | 34122 | — | Acquired | 170709 | Direct |
| 2018-11-15 | Class A Common Stock | F | 16918 | $144.22 | Disposed | 153791 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-15 | Restricted Stock Units (RSU) (Class A) | $ | M | 26847 | Disposed | 2023-05-05 | Class A Common Stock (26847) | Direct |
| 2018-11-15 | Restricted Stock Units (RSU) (Class A) | $ | M | 10022 | Disposed | 2024-03-16 | Class A Common Stock (10022) | Direct |
| 2018-11-15 | Restricted Stock Units (RSU) (Class A) | $ | M | 8254 | Disposed | 2025-03-15 | Class A Common Stock (8254) | Direct |
| 2018-11-15 | Restricted Stock Unit (RSU) (Class B) | $ | M | 34122 | Disposed | 2022-05-02 | Class B Common Stock (34122) | Direct |
| 2018-11-15 | Class B Common Stock | $ | M | 34122 | Acquired | Class A Common Stock (34122) | Direct | |
| 2018-11-15 | Class B Common Stock | $ | C | 34122 | Disposed | Class A Common Stock (34122) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 200000 | Indirect |
Footnotes
F1: Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
F2: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the RSUs listed in Table II.
F3: Shares held of record by Christopher K. Cox, Trustee of The Christopher K. Cox 2017 Annuity Trust u/a/d 10/24/2017.
F4: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F5: The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2017, subject to continued service through each vesting date.
F6: The RSUs vest as to 1/16th of the total shares quarterly, beginning on May 15, 2016, subject to continued service through each vesting date.
F7: The RSUs vest as to 1/16th of the total shares quarterly, beginning on February 15, 2017, subject to continued service through each vesting date.
F8: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
F9: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
F10: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.