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Meta Platforms, Inc. Director's Dealing 2018

May 17, 2018

29738_dirs_2018-05-17_a714b790-3ada-4def-a13b-d81cfa5570f2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2018-05-15

Reporting Person: Schroepfer Michael Todd (Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-15 Class A Common Stock C 86584 Acquired 551714 Direct
2018-05-15 Class A Common Stock F 42929 $186.64 Disposed 508785 Direct
2018-05-15 Class A Common Stock M 26847 Acquired 535632 Direct
2018-05-15 Class A Common Stock F 13311 $186.64 Disposed 522321 Direct
2018-05-15 Class A Common Stock M 10022 Acquired 532343 Direct
2018-05-15 Class A Common Stock F 4969 $186.64 Disposed 527374 Direct
2018-05-15 Class A Common Stock M 8254 Acquired 535628 Direct
2018-05-15 Class A Common Stock F 4093 $186.64 Disposed 531535 Direct
2018-05-15 Class A Common Stock C 34122 Acquired 565657 Direct
2018-05-15 Class A Common Stock F 16918 $186.64 Disposed 548739 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-15 Restricted Stock Unit (RSU) (Class B) $ M 86584 Disposed 2020-08-25 Class B Common Stock (86584) Direct
2018-05-15 Class B Common Stock $ M 86584 Acquired Class A Common Stock (86584) Direct
2018-05-15 Class B Common Stock $ C 86584 Disposed Class A Common Stock (86584) Direct
2018-05-15 Restricted Stock Units (RSU) (Class A) $ M 26847 Disposed 2023-05-05 Class A Common Stock (26847) Direct
2018-05-15 Restricted Stock Units (RSU) (Class A) $ M 10022 Disposed 2024-03-16 Class A Common Stock (10022) Direct
2018-05-15 Restricted Stock Units (RSU) (Class A) $ M 8254 Disposed 2025-03-15 Class A Common Stock (8254) Direct
2018-05-15 Restricted Stock Unit (RSU) (Class B) $ M 34122 Disposed 2022-05-02 Class B Common Stock (34122) Direct
2018-05-15 Class B Common Stock $ M 34122 Acquired Class A Common Stock (34122) Direct
2018-05-15 Class B Common Stock $ C 34122 Disposed Class A Common Stock (34122) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 30121 Indirect
Class A Common Stock 476595 Indirect
Class A Common Stock 30121 Indirect

Footnotes

F1: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the RSUs listed in Table II.

F2: Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

F3: Shares held of record by Erin Hoffmann, Trustee of The Erin Hoffmann 2017 Annuity Trust U/A/D 6/29/2017, a grantor retained annuity trust for the benefit of the reporting person's spouse.

F4: The total reported in Column 5 has been adjusted to correct an inadvertent understatement of total holdings by 28,213 shares in the Form 4 filed on May 10, 2018.

F5: Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The HS Trust U/A/D 9/28/2011.

F6: Shares held of record by Michael Schroepfer, Trustee of The Michael Schroepfer 2017 Annuity Trust U/A/D 6/29/2017, a grantor retained annuity trust for the benefit of the reporting person.

F7: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F8: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based vesting condition was satisfied on November 17, 2012. The service-based vesting condition was satisfied as to 1/16th of the total number of shares on August 15, 2014, after which 1/16th of the total number of shares vest quarterly, subject to continued service through each vesting date.

F9: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.

F10: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F11: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F12: The RSUs vest as to 1/16th of the total shares quarterly, beginning on November 15, 2017, subject to continued service through each vesting date.

F13: The RSUs vest as to 1/16th of the total shares quarterly, beginning on May 15, 2016, subject to continued service through each vesting date.

F14: The RSUs vest as to 1/16th of the total shares quarterly, beginning on May 15, 2017, subject to continued service through each vesting date.

F15: The RSUs vest as to 1/16th of the total shares quarterly, beginning on November 15, 2014, subject to continued service through each vesting date.