Meta Platforms, Inc. — Director's Dealing 2017

Sep 14, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Facebook Inc (FB)
CIK: 0001326801
Period of Report: 2017-09-12

Reporting Person: Schroepfer Michael Todd (Chief Technology Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-07-24	Class A Common Stock	G	30121	—	Disposed	252848	Indirect
2017-07-24	Class A Common Stock	G	30121	—	Acquired	30121	Indirect
2017-07-24	Class A Common Stock	G	30121	—	Disposed	222727	Indirect
2017-07-24	Class A Common Stock	G	30121	—	Acquired	30121	Indirect
2017-08-18	Class A Common Stock	G	125093	—	Disposed	533937	Direct
2017-08-18	Class A Common Stock	G	62547	—	Disposed	471390	Direct
2017-09-12	Class A Common Stock	C	66256	—	Acquired	288983	Indirect
2017-09-12	Class A Common Stock	S	32144	$172.5105	Disposed	256839	Indirect
2017-09-12	Class A Common Stock	S	5911	$173.069	Disposed	250928	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-09-12	Stock Option (Right to Buy Class B Common Stock)	$2.954	M	66256	Disposed	2019-08-18	Class B Common Stock (66256)	Indirect
2017-09-12	Class B Common Stock	$	M	66256	Acquired		Class A Common Stock (66256)	Indirect
2017-09-12	Class B Common Stock	$	C	66256	Disposed		Class A Common Stock (66256)	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy Class B Common Stock)	$1.854	2019-01-11	Class B Common Stock (26940)	26940	Indirect

Footnotes

F1: Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The HS Trust U/A/D 9/28/2011.

F2: Previously reported as held directly by the reporting person.

F3: Shares held of record by Michael Schroepfer, Trustee of The Michael Schroepfer 2017 Annuity Trust U/A/D 6/29/2017, a grantor retained annuity trust for the benefit of the reporting person.

F4: Shares held of record by Erin Hoffmann, Trustee of The Erin Hoffmann 2017 Annuity Trust U/A/D 6/29/2017, a grantor retained annuity trust for the benefit of the reporting person's spouse.

F5: Represents shares of Class A Common Stock that the reporting person donated as a gift to a charitable entity.

F6: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.

F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.88 to $172.87 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.88 to $173.56 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: The option vested as to 1/5th of the total shares on July 15, 2010, after which 1/60th of the total shares vest monthly, subject to continued service through each vesting date. In connection with certain estate planning transfers, the reporting person transferred vested shares underlying the option to Michael Schroepfer and Erin Hoffman, Co-Trustees of The HS Trust u/a/d 9/28/11.

F10: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.

F11: Options held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The HS Trust U/A/D 9/28/2011.

F12: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.

F13: The option was 100% vested on August 13, 2013.

F14: Shares held of record by Michael T. Schroepfer and Erin Hoffmann, Co-Trustees of The Clover Irrevocable Nonexempt Trust U/A/D 6/27/11.